Showing 3434 Documents for "securities"
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- MAS
- Consultations
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- SFA.
- securities or securities-based derivative contracts
- or securities-based derivative contracts, interests in securities or securities-based derivative contracts, class of securities or securities-based derivative contracts or class of interests in securities or securities-based derivative contracts, other than the persons, securities
- MAS
- Consultations
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- under the SFA.
- emergencies) of the SFA.
- Response VIEW DOCUMENT Response to Feedback: Policy Amendments to the SFA and the FAA (102.1 KB) Consultation Paper VIEW DOCUMENT Consultation Paper on Policy Amendments to the SFA and the FAA (89.4 KB) RESPONSE TO FEEDBACK RECEIVED POLICY CONSULTATION ON AMENDMENTS TO THE SECURITIES AND FUTURES ACT
- MAS
- Guidelines
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- Singapore Exchange Securities Trading Limited or deposited with The Central Depository (Pte) Ltd; an approved trustee for a collective investment scheme within the meaning of section 289 of the SFA; any person licensed under the SFA to provide custodial services for securities;
- quotation or quoted on the Singapore Exchange Securities Trading Limited or deposited with The Central Depository (Pte) Ltd; an approved trustee for a collective investment scheme within the meaning of section 289 of the SFA; any person licensed under the SFA to provide custodial
- : 1 year Residual maturity: > 1 year, 5 years Residual maturity: > 5 years All maturities Debt securities with a credit quality grade of 4 Debt securities with a credit quality grade of 1, 2 or 3 or short-term credit quality grade of I, II or III Equity securities (including convertible
- PDPC
- Commission's Decisions
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- security, other than instructing the developer to make it safe, the Organisation had paid little to no attention to the security of the Website.
- As a baseline, organisations may wish to consider using the Open Web Application Security Project (OWASP) Testing Guide and the OWASP Application Security Verification Standard (ASVS) to verify that security requirements for the website have been met.
- This includes having a process and person responsible to monitor new patches and updates that become available. 5.6 Security Testing 5.6.1 Testing the website for security vulnerabilities is an important aspect of ensuring the security of the website.
- MAS
- Notices
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- [SFA 04/13-N01 (Amendment) 2018] [SFA 04/13-N01 (Amendment) 2020] [SFA 04/13-N01 (Amendment 02) 2003] [SFA 04/13-N01 (Amendment) 2018] [SFA 04/13-N01 (Amendment) 2020] 3 -------- Definitions 4 For the purposes of this Notice: Authorised CIS means a collective investment
- Amendment Notes 16 Mar 2020 SFA 04/13-N01 (Amendment) 2020 (174.1 KB) takes effect. 08 Oct 2018 SFA 04/13-N01 (Amendment) 2018 takes effect. 20 Mar 2003 SFA 04/13-N01 (Amendment) 2003 takes effect.
- SFA 04/13-N01 (Amendment) 2003 with effect from 20 March 2003. 2. SFA 04/13-N01 (Amendment 02) 2003 with effect from 26 June 2003. 3. SFA 04/13-N01 (Amendment) 2018 with effect from 8 October 2018. 3.4.SFA 04/13-N01 (Amendment) 2020 with effect from 16 March 2020.
- PDPC
- Commission's Decisions
Last revised date:
- ’s security, other than instructing the developer to “make it safe”, the Organisation had paid little to no attention to the security of the Website.
- As a baseline, organisations may wish to consider using the Open Web Application Security Project (OWASP) Testing Guide and the OWASP Application Security Verification Standard (ASVS) to verify that security requirements for the website have been met.
- This includes having a process and person responsible to monitor new patches and updates that become available. 5.6 Security Testing 5.6.1 Testing the website for security vulnerabilities is an important aspect of ensuring the security of the website.
- MAS
- Consultations
Last revised date:
- On 8 October 2018, MAS amended both the FAA/SFA Notices to incorporate consequential amendments to the scope and definitions of regulated activities under the FAA/SFA, arising from the commencement of the Securities and Futures (Amendment) Act.
- MAS seeks comments on the revised SFA Notice (Annex B).
- for Securities Exchange Dealers Rules, Ethics and Skills for Securities Dealers of Non- Exchange Members Add-on Module for Singapore Exchange Securities Trading Limited Rules, Ethics and Skills for Derivatives Exchange Dealers Rules, Ethics and Skills for Derivatives Dealers of Non- Exchange
- MAS
- Consultations
Last revised date:
- lending transaction and securities borrowing transaction; or (c) securities financing transaction.
- position at exercise price} plus the current market value of underlying securities position is {(1+ PRF) x securities position at exercise price} minus the current market value of underlying securities position is the current market value of underlying securities position x PRF
- debt securities; money, the underlying debt securities; or (c) where the CMSL has entered into an agreement or arrangement to underwrite or to sub-underwrite an offer of securities, a position in those securities which are unplaced or unallotted after the date of subscription or
- MAS
- Consultations
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- ) -------- CONSULTATION PAPER ON DRAFT GUIDELINES ON THE APPLICATION OF SECTION 339 (EXTRA-TERRITORIALITY) OF THE SECURITIES AND FUTURES ACT (CAP. 289) SEP 2003 1.0 BACKGROUND 1.1 Section 339 of the Securities and Futures Act (Cap. 289) (SFA) confers extra-territorial
- . 4 For the purposes of this set of Guidelines, unless the context otherwise requires, a reference to a section is to the section in the SFA and a reference to a Part is to the Part in the SFA.
- Consultation Paper VIEW DOCUMENT Draft Guidelines on the Application of Section 339 (Extra-Territoriality) of the Securities and Futures Act (373.4 KB) CONSULTATION PAPER 09 - 2003 September 2003 Draft Guidelines on the Application of Section 339 of the Securities and Futures Act (Cap. 289
- MAS
- Enforcement Actions Media Releases
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- Additional Information: Securities and Futures Act (Cap 289, 2006 Rev Ed) (SFA) Section 203(2) SFA Section 203(2) SFA provides that an entity, the securities of which are listed for quotation on a securities exchange, shall not intentionally, recklessly or negligently fail to notify the securities exchange
- and Futures Act (SFA).
- of such information as is required to be disclosed by the securities exchange under the listing rules or any other requirement of the securities exchange, if the person is required by the securities exchange under the listing rules or any other requirement of the securities exchange to notify the securities