Showing 590 Documents for "CMS"
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- MAS
- Consultations
Last revised date:
- MAS had earlier provided guidance on the application of section 339 in respect of Parts II (Markets), IV (Capital Markets Services Licence and Representatives Licence) and XIII (Offers of Investments) of the SFA in the form of Guidelines or Regulations.
- Illustration 7: Custodial Services Scenario 1 A person in Singapore (client) contracts with a holder of a capital markets services licence to provide custodial services for securities (the regulated person) to purchase custodial services on a global basis.
- This is in line with the practice of major financial centres. 2 2.1 MAS has so far provided guidance on the application of section 339 in respect of Parts II (Markets), IV (Capital Markets Services Licence and Representatives Licence) and XIII (Offers of Investments
- PDPC
- Public Consultations
Last revised date:
- OANDA Asia Pacific Pte Ltd is a wholly-owned subsidiary of OANDA Corporation, and holder of Capital Markets and Services Licence # CMS 100122. 5
- OANDA Asia Pacific Pte Ltd is a wholly-owned subsidiary of OANDA Corporation, and holder of Capital Markets and Services Licence # CMS 100122. 4 -------- 3.
- COMMENTS CONCLUSION 3 4 5 OANDA Asia Pacific Pte Ltd is a wholly-owned subsidiary of OANDA Corporation, and holder of Capital Markets and Services Licence # CMS 100122. 2 -------- 1.
- MAS
- Guidelines
Last revised date:
- These guidelines apply to capital markets services (CMS) licensees and banks, merchant banks, finance companies and insurers which conduct the regulated activity of dealing in capital markets products with respect to contracts for differences for, by arrangement with, or on behalf of, a customer.
- CMS licence holders and exempt financial institutions should adhere to the format (including question and answer structure), and headings and sub-headings set out in the template. 2.2 The Annex to the Notice is reproduced in these Guidelines together with guidance notes to assist CMS licence
- They set out the template for the Risk Fact Sheet, with guidance notes to assist CMS licensees and other financial institutions in the preparation of the Risk Fact Sheet.
- MAS
- Exemptions
Last revised date:
- Services (CMS) licence for trading in futures contracts
- Markets Services (CMS) licences for trading in futures contracts.
- 2017 S/N Exemption granted Exemption provision Description No. of exemptions provided 2 Date of exemption granted 16 February 2017 and 23 March 2017 Section 99(1)(h) of the SFA, read with section 337(2) of the SFA MAS granted exemptions to two IDBs from holding Capital
- MAS
- Exemptions
Last revised date:
- Markets Services (CMS) licences for trading in futures contracts.
- Markets Services (CMS) licence for trading in futures contracts
- TO SECTION 337(2) OF THE SECURITIES AND FUTURES ACT (CAP. 289) (SFA) For the period from 1 October 2016 to 31 December 2016 Description No. of exemptions provided 3 Date of exemption granted 3 October 2016 and 2 December 2016 MAS granted exemptions to three IDBs from holding Capital
- MAS
- Forms and Templates
Last revised date:
- SECURITIES AND FUTURES ACT 2001 SECURITIES AND FUTURES (LICENSING AND CONDUCT OF BUSINESS) REGULATIONS FORM 24 NOTICE OF CESSATION OF BUSINESS LODGED PURSUANT TO PARAGRAPH 7(6)(c) OF THE SECOND SCHEDULE TO THE REGULATIONS BY A PERSON EXEMPTED FROM HOLDING A CAPITAL MARKETS SERVICES LICENCE TO CARRY
- ON BUSINESS IN ADVISING ON CORPORATE FINANCE UNDER PARAGRAPH 7(1)(b) OF THE SECOND SCHEDULE TO THE REGULATIONS NOTICE OF CESSATION OF BUSINESS LODGED PURSUANT TO PARAGRAPH 7(6)(c) OF THE SECOND SCHEDULE TO THE REGULATIONS BY A PERSON EXEMPTED FROM HOLDING A CAPITAL MARKETS SERVICES LICENCE TO CARRY
- ON BUSINESS IN ADVISING ON CORPORATE FINANCE UNDER PARAGRAPH 7(1)(b) OF THE SECOND SCHEDULE TO THE REGULATIONS Explanatory Notes Explanatory Notes For the purposes of this Form exempt person refers to a person exempt from holding a capital markets services licence under paragraph 7(1)(b) of the
- MAS
- Notices
Last revised date:
- (CMS) licensees.
- markets services licence [CMS licence holders]; (b) persons who are exempt from holding a capital markets services licence for fund management under paragraph 5(1)(i) of the Second Schedule to the Securities and Futures (Licensing and Conduct of Business) Regulations
- This notice requires the following entities to lodge Form F1 with MAS within 5 working days after the discovery of any suspicious activities and incidents of fraud, where such activities or incidents are material to the safety, soundness or reputation of the relevant entity: Capital markets services
- MAS
- FAQs
Last revised date:
- CMS licensees and finance companies), this refers to OTC derivatives contract that is not (a) a securities based derivatives contract; or (b) a foreign exchange OTC derivatives contract -------- Securities & Futures Act/Securities & Futures Regulations [SF(LCB)R] for a variation of its CMS licence
- submit an application, using Form 1 of the SF(LCB)R for a CMS licence; and submit notifications for the appointment of representatives in OTC derivatives dealing contracts.
- If your corporation is -- (i) a CMS licence holder ; Your corporation will have until 8 October 2021 to submit an application, using Form 5 of the Securities and Futures (Licensing and Conduct of Business) Regulations
- MAS
- Media Releases
Last revised date:
- to CMS licensees providing credit rating services.
- This is to ensure that Singapore remains an attractive location for CRAs to operate in. 2 MAS proposes to require CRAs to be licensed under the Capital Markets Services (CMS) licensing regime under the Securities and Futures Act (SFA) and be subject to licensing obligations.
- Licensees who carry on the business of providing credit rating services will be required to comply with existing Regulations, Guidelines and Notices under the SFA that apply to all CMS licensees. 3 The proposed regulatory regime will include a Code of Conduct for CRAs (Code) which apply specifically
- MAS
- Exemptions
Last revised date:
- MAS granted an exemption to these IDBs from holding a Capital Markets Services (CMS) licence for trading in futures contracts. These IDBs operate as intermediaries between commodity wholesale institutions in relation to OTC derivative transactions.
- The exemption was to allow the IDBs to continue serving their customers in the interim while their applications for the CMS licence were being reviewed.
- Following the move by major international exchanges to convert OTC derivatives that are cleared on their exchanges into futures contracts, the IDBs are required under the SFA to hold a CMS licence for trading in futures contracts in order to deal in these contracts