Showing 2492 Documents for "DPT"
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- MAS
- Consultations
Last revised date:
- Proposals to review the REIT regulatory framework by enhancing the Property Fund Guidelines to strengthen oversight of REIT Managers and to improve corporate governance practices Response VIEW DOCUMENT Response to Feedback: Review of the Regulatory Regime Governing REITs (51.6 KB) Consultation Paper VIEW DOCUMENT Review of the Regulatory Regime Governing REITs (659 KB) Licensing Framework Introducing a Regulatory Framework for REIT Managers RESPONSE TO FEEDBACK RECEIVED REVIEW OF THE REGULATORY
- PDPC
- Commission's Decisions
Last revised date:
- A warning was issued to FWD Singapore for failing to put in place reasonable security arrangements to prevent the unauthorised disclosure of 71 individuals’ personal data contained in payment advice letters which were sent to incorrect recipients. Click here to find out more. PERSONAL DATA PROTECTION COMMISSION Case No. DP-1907-B4352 In the matter of an investigation under section 50(1) of the Personal Data Protection Act 2012 And FWD Singapore Pte Ltd SUMMARY OF THE DECISION
- MAS
- Notices
Last revised date:
- Requirements on the balanced scorecard framework for representatives and supervisors of financial advisers, and the independent sales audit unit. This notice applies to all licensed financial advisers and exempt financial advisers. It does not apply to a financial adviser in respect of the activities, recommendations or transactions set out under regulation 34A of the Financial Advisers Regulations . It sets out the requirements, specifically the design and operation of the balanced scorecard framework
- MAS
- Consultations
Last revised date:
- Response VIEW DOCUMENT Response to Feedback: Regulations for Authorised Reinsurers and Approved Insurers and Insurance Brokers (30.9 KB) Consultation Paper VIEW DOCUMENT Consultation Paper on Regulations for Authorised Reinsurers and Approved Insurers and Insurance Brokers (276.5 KB) Response to feedback on Regulations for Authorised Reinsurers Jan 2004 and Approved Insurers and Insurance Brokers RESPONSE TO FEEDBACK ON
- MAS
- Consultations
Last revised date:
- Response VIEW DOCUMENT Response to Consultation Feedback on Enhanced Resolution Regime (593.1 KB) Consultation Paper VIEW DOCUMENT Consultation Paper on Proposed Enhancements to Resolution Regime for Financial Institutions in Singapore (332.9 KB) RESPONSE TO FEEDBACK RECEIVED 29 April 2016 Proposed Enhancements to Resolution Regime for Financial Institutions in Singapore Monetary Authority Of Singapore 1 -------- RESPONSE TO FEEDBACK RECEIVED ON PROPOSED ENHANCEMENTS TO RESOLUTION
- MAS
- Consultations
Last revised date:
- MAS’ responses to the feedback received on issues pertaining to temporary stays on termination rights, statutory bail-in regime, creditor compensation framework and resolution funding arrangements published on 26 October 2018 and 29 October 2021. Response VIEW DOCUMENT Response to Feedback Received on Proposed Regulations to Enhance the Resolution Regime (29 Oct 2021) (416.2 KB) Response to Feedback Received on Proposed Regulations to Enhance the Resolution Regime (26 Oct 2018) (970.1 KB) Consultation
- MAS
- Guidelines
Last revised date:
- Provides guidance on the risk mitigation measures for dealing in Over-the-Counter (OTC) derivatives that are not centrally cleared. These guidelines apply to banks, merchant banks and finance companies which deal in capital markets products that are OTC derivatives and not centrally cleared by a clearing house. They set out guidance on policies and procedures that the financial institution should put in place to govern the relationship with its counterparty in relation to: Trading relationship Trade
- MAS
- Guidelines
Last revised date:
- Guidelines for financial institutions on conducting marketing and distribution activities at retailers and public places targeting retailers. These guidelines apply to all financial institutions (FIs) and their representatives in Singapore. They set out the roles and responsibilities of Board and senior management, and safeguards that FIs should put in place to address market conduct risks when marketing financial products and services to retail customers at retailers and public places. Monetary
- MAS
- Monographs/Information Papers
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- This monograph sets out the minimum standards adopted from the Principles for Financial Market Infrastructures(PFMI) that are applicable to MAS-operated Financial Market Infrastructures(FMIs). STANDARDS FOR MAS-OPERATED FINANCIAL MARKET INFRASTRUCTURES Monetary Authority of Singapore January 2015 (Updated in November 2017) -------- STANDARDS FOR MAS-OPERATED FINANCIAL MARKET INFRASTRUCTURES Contents Page 1 2 Introduction Standards 1 1
- MAS
- Enforcement Actions
Last revised date:
- Singapore, 19 March 2020… The Monetary Authority of Singapore (MAS) has issued prohibition orders (POs) against four former insurance agents and two former bank employees for fraud and dishonest conduct. The individuals are: Name Duration of Prohibition Orders Mr Poh Kim Chuan, former representative of The Great Eastern Life Assurance Company Ltd (Great Eastern) 12 years Mr Chew Kheng Swee, former representative of Prudential Assurance Co. Singapore (Pte) Ltd (Prudential) 10 years Mr Yap Bin Chun