Showing 590 Documents for "CMS"
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- MAS
- Media Releases
Last revised date:
- The RNF brings representatives of banks and insurers into the same framework as representatives of holders of Capital Markets Services licenses and licensed financial advisers. ***
- To view MAS’ response to the feedback received, please click here (48.8 KB) . 1 Currently only representatives of holders of Capital Markets Services licences and licensed financial advisers are issued hardcopy licences.
- 2009 and 23 June 2009 relating to, among other things, the Representative Notification Framework (RNF), which is targeted for launch on 26 November 2010. 2 Under the RNF, financial institutions (FIs) will have to notify MAS when they intend to appoint a representative to provide financial advisory or capital
- MAS
- Media Releases
Last revised date:
- The lemon-scented flowers measure about 5 cm in diameter. Each hanging flower spray can reach 70 cm long with more than 30 flowers.
- The flowers measure about 3 cm to 4 cm in diameter and usually last for a long period of time. The Phalaenopsis cornu-cervi usually grows on trees in exposed lowland areas and can be found in many parts of South-East Asia. ii.
- MAS
- FAQs
Last revised date:
- Futures (Reporting of Derivatives Contracts) Regulations 2013 (b) includes both derivatives contracts to which the CMSL is a party and which the CMSL has executed or caused to be executed as an agent of a party to the contract, as set out in regulation 10A(6).
- For example, a CMSL enters into a derivatives contract with a person who is not an accredited or institutional investor (this contract is exempt from reporting requirement), and at the same time, the CMSL enters into a separate derivatives contract with its related entity for hedging purpose (this
- markets services licence (CMSL); and any significant derivatives holder (SDH) as set out in regulation 6 of the SF(RDC)R.
- MAS
- Exemptions
Last revised date:
- licence and is thus unable to continue relying on the exemption from holding a CMS licence under section 99(1)(a) of the SFA to handle a residual portfolio comprising primarily derivatives and notes issued by the bank.
- PURSUANT TO SECTION 337(2) OF THE SECURITIES AND FUTURES ACT (CAP. 289) (SFA) For the period from 1 January 2021 to 31 March 2021 S/N Exemption granted Exemption provision No. of exemptions provided Date of exemption granted Description 1 Exemption from requirement to hold a Capital
- Markets Services (CMS) licence for fund management 15 Section 99(1)(h) of the SFA, read with section 337(2) of the SFA 20 Jan, 22 Jan, 5 Feb and 25 Feb 2021 MAS granted exemptions to 15 single family offices (SFOs) that provided fund management services to their respective
- MAS
- Consultations
Last revised date:
- Markets Services Licence) Regulations and applies to all holders of a capital markets services licence, other than (a) a holder of a capital markets services licence for only providing (b) a holder of a capital markets services licence which is a Venture credit rating services; or Capital
- If their aggregate assets under management exceeds S$250 million or if they serve more than 30 accredited and/or institutional investors, they are required to hold a Capital Markets Services (CMS) licence for fund management.
- for Holders of Capital Markets Services Licences) Regulations and amends the Notice on Risk Based Capital Adequacy Requirements for Holders of Capital Markets Services Licences [MAS Notice SFA04-N13] dated 3 April 2013 and last revised on 1 November 2016 (Notice SFA 04-N13)
- MAS
- Exemptions
Last revised date:
- that 2 Section 99(1)(h) of the SFA, read with section 337(2) of the SFA 10 June 2015 MAS granted an exemption to two IDBs from holding a CMS licence for trading in futures contracts.
- Markets Services (CMS) licence for trading in futures contracts Exemption for the 4 Section 306(1) of the SFA 1 23 June 2015 MAS granted an exemption to a REIT manager from compliance with paragraph 3(1)(a)(i) of the Sixth Schedule of the Securities and Futures
- The exemption was to allow the REIT manager to offer new units in the REIT to accredited investors and other investors in reliance on the exemption under section 305 of the SFA, on the condition that the REIT manager holds a capital markets services licence to conduct the regulated activity
- MAS
- Forms and Templates
Last revised date:
- Portfolio execution and rebalancing 3.1 Clarify whether the EFI will assist clients to pass on their buy or sell orders (e.g. collective investment schemes (CIS), stocks, bonds) to a licensed/exempt capital markets services holder (CMSL) authorised to conduct the activity of dealing in capital markets
- [Note: An entity that conducts portfolio rebalancing activities for clients, other than auto-rebalancing for CIS only, is deemed to be conducting fund management activities, and requires the entity to be licensed as a CMSL for fund management, unless exempted.]
- MAS
- Acts
Last revised date:
- financial adviser approved holding company, approved exchange, recognised market operator, licensed trade repository, licensed foreign trade repository, approved clearing house, recognised clearing house, authorised benchmark administrator, authorised benchmark submitter, designated benchmark submitter and capital
- PDPC
- Commission's Decisions
Last revised date:
- As a result, the vulnerability in the CMS administrative backend of the Website (which allowed Google to crawl and index the Spreadsheet Link) remained undetected prior to the First Incident.
- In October 2017, the Organisation engaged the Vendor to develop its website (the Website) to include a content management system (CMS) for the Organisation to manage training and courses provided, and an online registration form (the Form) for course participants to provide
- In addition, as part of the Organisations investigations, it periodically removed the blockage on the CMS administrative backend to test and replicate 8 The Second Incident occurred on 17 June 2019 when the Complainant entered her NRIC number into a Google search and was again able to access
- MAS
- Forms and Templates
Last revised date:
- Form for capital markets services (CMS) licensees, banks, merchant banks, finance companies and insurers to notify MAS when there are changes to a representative's particulars such as changes in identification and contact details, within 14 days after the date of the change.
- MASNET is a closed communication network system operated by the Authority which a capital markets services licensee or a financial institution exempt from holding CMS Licence under section 99(1)(a), (b), (c) or (d) of the SFA needs to subscribe to for the purpose of lodging the form.