Showing 4746 Documents for "recognised market operator"
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- MAS
- Enforcement Actions
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- Singapore, 8 March 2017… The Monetary Authority of Singapore (MAS) has successfully obtained a civil penalty judgment against Mr Wang Boon Heng (Wang) and Ms Foo Jee Chin (Foo) for contravening section 201(b) of the Securities and Futures Act (SFA), which prohibits any conduct that operates as a fraud or deception in connection with the subscription, purchase or sale of securities. This case was referred to MAS by the Singapore Exchange Securities Trading Ltd. 2 At the material times, Wang and
- MAS
- Media Releases
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- Singapore, 8 March 2017… The Monetary Authority of Singapore (MAS) has successfully obtained a civil penalty judgment against Mr Wang Boon Heng (Wang) and Ms Foo Jee Chin (Foo) for contravening section 201(b) of the Securities and Futures Act (SFA), which prohibits any conduct that operates as a fraud or deception in connection with the subscription, purchase or sale of securities. This case was referred to MAS by the Singapore Exchange Securities Trading Ltd. 2 At the material times, Wang and
- MAS
- Forms and Templates
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- Form for licensed financial advisers to apply for additional type(s) of financial advisory service or product(s). Form 2 should be lodged online via FormSG . After submission, FIs may view a record of their submission by logging into MAS-Tx . FINANCIAL ADVISERS ACT (Cap. 110) FINANCIAL ADVISERS REGULATIONS APPLICATION FOR VARIATION OF A FINANCIAL ADVISERS LICENCE UndER SECTION 16(1) OF THE FINANCIAL ADVISERS ACT READ WITH REGULATION 9 OF THE FINANCIAL ADVISERS REGULATIONS FORM 2 Explanatory
- MAS
- Circulars
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- Provides information on the scope of RMB business that banks and merchant banks can conduct in Singapore. View Annex A (117.6 KB) 22 Oct 2013 FSG Circular No. BD 04/2013 dated 23 May 2013 (131.7 KB) [Cancelled] FSG Circular No. BD 04/2013 23 May 2013 The Chief Executive Officers of All Banks The Chief Executive Officers of All Merchant Banks Dear Sir / Madam CONDUCT OF RENMINBI (RMB) BUSINESS IN SINGAPORE On 2 April 2013, the Monetary Authority of Singapore (MAS) and
- MAS
- Speeches
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- BNP HF Symposium: The Future of the Hedge Fund Industry 1 A very good afternoon to all. It is my pleasure indeed to join all of you here today. Before I begin, I would like to thank Patrick Fauchier and BNP Hedge Fund Centre for organizing this symposium. Impact of the Crisis on the Global Hedge Fund Industry 2 The hedge fund industry as a whole ended 2008 with the worst performance ever, with the Eurekahedge Hedge Fund Index registering negative 12.5%. The significant losses led to massive
- MAS
- Media Releases
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- Singapore, 26 June 2023… The Monetary Authority of Singapore (MAS) today published a report proposing a framework for designing open, interoperable networks for digital assets (i.e. tokenised real-economy and financial assets ). The report Enabling Open & Interoperable Networks was jointly developed with subject matter experts at the Bank for International Settlements’ (BIS) Committee on Payments and Market Infrastructure (CPMI), with contributions from participating financial institutions This report
- MAS
- Staff Papers
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- MAS Staff Paper No. 35, November 2004 - By Pei Sai Fan Abstract This paper builds on the earlier MAS staff paper published by the same author in March 2004 by updating the recent empirical research on corporate governance and examines at length the issue of board diversity in section 7 to 10. Board diversity refers to differences or variation in the age, gender, ethnicity, culture, religion, constituency representation, professional background, knowledge, technical skills and expertise, commercial
- MAS
- Consultations
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- Response VIEW DOCUMENT Response to Feedback: Proposed Paid-up Capital Requirements for Wholesale Banks (21.1 KB) Consultation Paper VIEW DOCUMENT Proposed Paid-up Capital Requirements for Wholesale Banks (188.6 KB) RESPONSE TO FEEDBACK RECEIVED CONSULTATION PAPER ON PROPOSED PAID-UP CAPITAL REQUIREMENTS FOR WHOLESALE BANKS Feedback Introduction 1 1.1 On 7 November 2007, the Monetary Authority of Singapore (MAS) conducted a public consultation on the proposed paid-up
- MAS
- Circulars
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- This circular applies to licensed securities-based crowdfunding (SCF) operators. It sets out the measures SCF operators should put in place to assess issuers, manage defaults or cessations, and disclose interest and default rates. Resources: Annex A1 and A2 (34.8 KB) Previous documents: CMI 27/2018 Controls and Disclosures to be Implemented by Licensed Securities Based Crowdfunding Operators uploaded 23 August 2018 (739.3 KB) Annex A Notification to MAS on Default of an Issuer (12 KB) 10 Shenton
- MAS
- Speeches
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- Liberalising Commercial Banking and Upgrading Local Banks Date: 17 May 1999 1 The Government is introducing measures to liberalise the commercial banking sector and upgrade local banks. The aim is to move towards a more open and competitive environment, so as to spur the development and upgrading of local banks. This will strengthen our banking system, provide Singaporeans with quality banking services, and enhance our position as an international financial centre 2 Strong and well-managed local