Showing 4746 Documents for "recognised market operator"
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- MAS
- Circulars
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- This circular applies to capital markets services licensees, banks, merchant banks, finance companies, insurers and financial advisers. It sets out the requirements on due diligence checks and documentation relevant to the fit and proper certification of their representatives. Circular No.: CMI 01/2011 7 February 2011 [To All Holders of Capital Markets Services Licence] [To All Holders of Financial Advisers Licence] [To All Financial Institutions Exempt from Holding Capital
- MAS
- Forms and Templates
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- Markets - Form 6 Monthly statistics to be submitted by an approved exchange operating an organised market in respect of specified products SECURITIES AND FUTURES ACT (CAP. 289) SECURITIES AND FUTURES (ORGANISED MARKETS) REGULATIONS 2018 REGULATION 9(1)(d)(i) MONTHLY STATISTICS TO BE SUBMITTED BY AN APPROVED EXCHANGE OPERATING AN ORGANISED MARKET IN RESPECT OF SPECIFIED PRODUCTS Explanatory Notes FORM 6 1. Please read the explanatory notes and questions
- MAS
- Media Releases
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- Singapore, 15 November 2017… The Monetary Authority of Singapore (MAS) and the Polish Financial Supervision Authority (KNF) signed a FinTech Co-operation Agreement which lays out a framework for co-operation and referrals between the two regulators. 2 The framework enables both regulators to refer FinTech companies to their counterparts and outlines the support given to the companies to better understand the regulatory regime in each jurisdiction. In addition, the framework sets out how MAS and
- MAS
- Forms and Templates
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- Form to be submitted by exempt corporate finance advisers to notify MAS of any change of their particulars within 14 days after the date of change. Form 23 should be lodged online via FormSG . After submission, FIs may view a record of their submission by logging into MAS-Tx . SECURITIES AND FUTURES ACT 2001 SECURITIES AND FUTURES (LICENSING AND CONDUCT OF BUSINESS) REGULATIONS FORM 23 NOTICE OF CHANGE OF PARTICULARS LODGED PURSUANT TO PARAGRAPH 7(6)(b) OF THE SECOND SCHEDULE TO THE REGULATIONS
- MAS
- Forms and Templates
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- Form for exempt financial advisers serving not more than 30 accredited investors to notify MAS when there are changes to their particulars. The form is to be submitted no later than 14 days after the date of change. Form 21 should be lodged online via FormSG . After submission, FIs may view a record of their submission by logging into MAS-Tx . FINANCIAL ADVISERS ACT 2001 FINANCIAL ADVISERS REGULATIONS NOTICE OF CHANGE OF PARTICULARS LODGED PURSUANT TO REGULATION 37(2) BY PERSONS EXEMPT FROM HOLDING
- MAS
- Media Releases
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- Singapore, 21 April 2020...In response to media reports, Enterprise Singapore (ESG), the Maritime and Port Authority of Singapore (MPA) and the Monetary Authority of Singapore (MAS) confirmed that the agencies are closely monitoring developments related to Hin Leong Trading Pte Ltd and the broader oil trading and bunkering sectors. 2. ESG assessed that Singapore’s oil trading sector remains resilient notwithstanding the challenges posed by the drop in global demand for energy. The sector is sufficiently
- MAS
- Media Releases
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- Singapore, 28 June 2019… The Monetary Authority of Singapore (MAS) announced today that it will issue up to five new digital bank licences. This is in addition to any digital banks that the Singapore banking groups may also establish under the existing internet banking framework introduced in 2000. The move announced today extends digital bank licences to non-bank players. 2 Announcing the measures at the 46th Annual Dinner of The Association of Banks in Singapore , Mr Tharman Shanmugaratnam, Senior
- MAS
- Forms and Templates
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- Form for registered insurance brokers to submit to MAS for the appointment of broking staff. This form should be lodged online via FormSG . After submission, FIs may view a record of their submission by logging into MAS-Tx . INSURANCE ACT (CAP.142) APPOINTMENT OF BROKING STAFF UNDER MAS 502 NOTICE MINIMUM STANDARDS AND CONTINUING PROFESSIONAL DEVELOPMENT FOR INSURANCE BROKERS AND THEIR BROKING STAFF" Explanatory Notes Please read the explanatory notes and questions carefully before completing
- MAS
- Forms and Templates
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- Form for potential acquirers to seek MAS' approval for obtaining effective control of registered insurance brokers. This form should be lodged online via FormSG . After submission, FIs may view a record of their submission by logging into MAS-Tx . INSURANCE ACT (Cap. 142) APPLICATION FOR APPROVAL TO OBTAIN EFFECTIVE CONTROL OF A REGISTERED INSURANCE BROKER UNDER SECTION 35ZI OF THE INSURANCE ACT Explanatory Notes For the purposes of this Form, a controller is defined as a person who has effective
- MAS
- Speeches
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- Singapore Remains Stable and Sound The global economy is slowing and the international financial system is still under significant stress. Amidst the current turmoil, the financial system in Singapore remains stable and robust. Financial institutions in Singapore continue to be sound and to operate normally. Our local banks and finance companies are financially strong and well-capitalised. They meet capital adequacy ratios in excess of MAS’ requirements, which are in turn higher than international