Showing 4746 Documents for "recognised market operator"
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- MAS
- Consultations
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- Recognised Markets to align MONETARY AUTHORITY OF SINGAPORE 28 -------- POLICY CONSULTATION ON AMENDMENTS TO THE SECURITIES AND FUTURES ACT AND THE FINANCIAL ADVISERS ACT SEP 2003 CHAPTER 5: RE-DEFINING FUTURES CONTRACTSTO INCLUDE OVER-THE-COUNTER DERIVATIVE PRODUCTS facilities
- These amendments will make it easier for new and innovative trading platforms to operate in Singapore.
- MAS
- FAQs
Last revised date:
- Provides guidance on the requirements and procedures to apply to be a fund management company, and to appoint representatives to carry out fund management activities. 4 Aug 2022 FAQs on the Licensing and Registration of Fund Management Companies last revised on 4 Aug 2022 (1.07 MB) 30 Mar 2022 FAQs on the Licensing and Registration of Fund Management Companies last revised on 30 Mar 2022 (398.8 KB) 1 Mar 2022 FAQs on the Licensing and Registration of Fund Management Companies last revised on 1 Mar
Q&A covered- Are the Outsourcing Guidelines applicable to intra-group outsourcing for fund management companies?
- How should a fund management company assess the suitability of its service provider’s employees, or its sub-contractors?
- Are fund management companies required to submit their outsourcing registers to MAS on a yearly basis?
- Are the LFMC’s central dealers subject to the representative notification regime?
- Can a fund management company engage the same auditor for both internal and external audit services?
- Does a fund management company need to add the activity of "dealing in capital markets products" to its CMS licence, if it uses forward contracts for FX hedging?
- Can I submit a CMS licence application for fund management while my RFMC registration is being processed by MAS?
- When is my fund not considered to be "dealing in capital markets products" and exempted from adding it to my licence?
- What types of fees and expenses should be excluded from committed capital, for determining the limit on non-qualifying investments for VCFMs?
- My company plans to manage a fund that will invest into immovable assets. Do we need a CMS licence in fund management?
- Does a fund management company have to include managed assets invested in real estate assets for the purposes of licensing and reporting?
- Can a fund manager that manages both VC and PE funds operate under the VC Manager Regime?
- Is a fund management company allowed to conduct specified products borrowing and lending in respect of its clients’ portfolios?
- What kind of relevant work experience do Directors, Relevant Professionals and CEO of a FMC need?
- What does MAS assess in a fund management companies licence / registration application?
- How can an existing fund management company (FMC) transition into the VC Manager Regime?
- What differentiates an Executive Director from a Non Executive Director of a fund management company?
- Requirements before A/I LFMCs can start managing funds offered by retail investors
- My company is an A/I LFMC. Are there situations where we can manage/provide advice to funds offered to retail investors if our licence restricts us from doing so?
- When does a fund management company not need to subject its managed assets to independent custody?
- Information required to assess Single Family Office (SFO) licensing exemption in Singapore
- What procedures to take if my LFMC wants to cease business?
- Is a fund management company allowed to manage customer’s assets and monies held at accounts opened with foreign brokers that are not regulated in Singapore?
- Is an LFMC allowed to conduct central dealing activity for funds managed by its related entities?
- What licensing exemptions can Single Family Offices (SFOs) rely on?
- Can my company commence business as soon as it submits its registration as an RFMC to the MAS?
- What is considered to be adequate internal audit arrangements for a RFMC?
- MAS
- Speeches
Last revised date:
- Date: 25 Nov 2002 Mr. Speaker, Sir, I beg to move, "That the Bill be now read a second time". 2 The Payment and Settlement Systems (Finality and Netting) Bill seeks to make provision for the protection of payment and settlement systems from disruptions that may lead to risks in the financial system. Proper protection of such systems is critical to the effective functioning of the financial system. The Bill strengthens the legal environment for operating stable and secure payment and settlement
- MAS
- Consultations
Last revised date:
- Proposed (i) revisions to the regulatory regime for fund management companies, and (ii) removal of the licensing exemption for exempt leveraged foreign exchange traders, with clarification on the exemption regime for exempt corporate finance advisers and exempt financial advisers. Response VIEW DOCUMENT Response to Feedback: Review of the Regulatory Regime for Fund Management Companies and Exempt Financial Intermediaries (138.8 KB) Consultation Paper VIEW DOCUMENT Review of the Regulatory Regime
- MAS
- Media Releases
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- Vice-President Dombrovskis intends to propose that the EC adopts an equivalence decision to recognise a list of organised markets established in Singapore, operated by an approved exchange (‘AE’) or a recognised market operator (‘RMO’), as platforms eligible for the execution of derivatives subject to
- MAS
- Speeches
Last revised date:
- Distinguished guests, ladies and gentlemen, a very good morning to all of you. 2 I am very pleased to be here today at the Artemis ILS Asia 2018 conference. The third time that it is held in Singapore, the conference is a good market barometer that Insurance-linked securities (ILS) are becoming more prominent in Asia, and prospects are bright for the coming years. Alternative Capital becomes Mainstream 3 We are gathering here at an exciting time for the global Insurance-linked securities industry
- MAS
- Annual Reports
Last revised date:
- Bond Trading Platform MAS recognised SGX Bond Trading Pte Ltd (SGX-BT) as a Recognised Market Operator in November 2015. The electronic bond trading platform facilitates price discovery and trade matching for dealers and clients.
- MAS
- Speeches
Last revised date:
- Chairman and Council members of ABS, Ladies and Gentlemen It is my pleasure to join you at the 43rd ABS Annual Dinner this evening. The global economy: slower for longer 2 Since I addressed the ABS in 2014, the global economy has continued to recover. But growth has been lacklustre and uneven. Risks remain, not least the prospect of political instability and the possibility of a rise in protectionist tendencies in the major economies. 3 In the near term, the unexpected results of the UK’s EU
- PDPC
- Public Consultations
Last revised date:
- January 2020 The PDPC has issued a response to the feedback received from the public consultation. PDPC's Response Note to the Public Consultation on Data Portability and Data Innovation Provisions July 2019 The public consultation on Proposed Data Portability and Data Innovation Provisions has closed on 17 July 2019. Responses received at closing date on 17 July 2019 May 2019 This public consultation paper seeks views on the proposed data portability and data innovation provisions. These proposals
- MAS
- Monographs/Information Papers
Last revised date:
- A retail CBDC is one of the options for the future of money and payments that the central bank community is exploring. This paper sets out MAS’ initial assessment of the economic case for a retail CBDC in Singapore and its potential implications for financial stability and monetary policy. Find out more about MAS' CBDC research and technical projects . A Retail Central Bank Digital Currency: Economic Considerations in the Singapore ContextEconomic Policy Group$ -------- Acknowledgements We are