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- MAS
- Consultations
Last revised date:
- We ask that the MAS clarifies this. We also note that there are currently various notices and /or requirements that appear to be outdated, eg the MAS 3002, MAS 3004, MAS 3201 and MAS 3202.
- Authority of Singapore (MAS).
- New MAS Electronic Payment and Book Entry System Services Pte Ltd Banking Computer Services Pte Ltd The Monetary Authority of Singapore 41 Paragraph 2 Third Column Settlement Institution The Monetary Authority of Singapore The Monetary Authority of Singapore Citibank N.A.
- MAS
- Exemptions
Last revised date:
- To notify MAS of any change in any particular submitted to MAS in Form 3.
- This Compliance Toolkit aims to provide guidance on: · Applications to be submitted for approval from MAS; and · Notifications and regulatory submissions to the MAS.
- Standard corporate licence conditions imposed on a licensed trust This Compliance Toolkit aims to provide guidance on: Applications for approvals from MAS; Notifications to be submitted to MAS; and Other regulatory submissions to MAS (e.g. financial returns), which are applicable to:
- MAS
- Consultations
Last revised date:
- MAS Response 4.6 MAS recognises that smaller FA firms generally prefer the Threshold to be stricter given that they typically do not conduct mass recruitment exercises.
- Monetary Authority of Singapore 10 -------- RESPONSE TO FEEDBACK RECEIVED ON MEASURES TO ADDRESS THE RISKS POSED BY THE USE OF SIGN-ON INCENTIVES IN THE RECRUITMENT OF FINANCIAL ADVISORY REPRESENTATIVES 6 May 2019 MAS Response 5.7 MAS is of the view that a two-year period to track the
- MAS Response Two respondents requested clarity on the type of schemes that will be subject to 7.2 MAS recognises that there are different types of recruitment schemes offered in the market.
- MAS
- Notices
Last revised date:
- [MAS Notice 639 (Amendment) 2009] [MAS Notice 639 (Amendment) 2020] 13.
- [MAS Notice 639 (Amendment) 2020] [MAS Notice 639 (Amendment) 2020] 35.
- [MAS Notice 639 (Amendment) 2020] [MAS Notice 639 (Amendment) 2020] 37.
- MAS
- Consultations
Last revised date:
- MAS reserves the right not to publish any submission received where MAS considers it not in the public interest to do so, such as where the submission appears to be libellous or offensive.
- This is in line with MAS regulatory approach to exempt such parties from licensing. 2.12 MAS also does not consider it necessary to include VCCs in scope, as the day-to- day management of VCCs will be carried out by a MAS-regulated fund manager who will already be included in the scope of the Guidelines
- Monetary Authority of Singapore 11 -------- Monetary Authority of Singapore 12 CONSULTATION PAPER June 2019 Guidelines on Individual Accountability and Conduct Proposed Scope of Application Monetary Authority Of Singapore 1 -------- CONSULTATION PAPER ON GUIDELINES ON INDIVIDUAL
- MAS
- Guidelines
Last revised date:
- Monetary Authority of Singapore Monetary Authority of Singapore Monetary Authority of Singapore Monetary Authority of Singapore Monetary Authority of Singapore Monetary Authority of Singapore Monetary Authority of Singapore Monetary Authority of Singapore Monetary Authority
- Authority of Singapore Monetary Authority of Singapore Monetary Authority of Singapore Monetary Authority of Singapore Monetary Authority of Singapore Monetary Authority of Singapore Monetary Authority of Singapore Monetary Authority of Singapore Monetary Authority of Singapore
- Monetary Authority of Singapore OBJECTIVES AND SCOPE March 2013 Monetary Authority of Singapore Monetary Authority of Singapore Monetary Authority of Singapore Monetary Authority of Singapore Monetary Authority of Singapore Monetary
- MAS
- Consultations
Last revised date:
- MONETARY AUTHORITY OF SINGAPORE 5 --------
- MAS is proposing to replace the capital treatment for banks PEVC investments in Section 4 of MAS 630 with the capital treatment described in this consultation paper.
- is proposing a 2 new capital treatment to replace Section 4 of MAS 630.
- MAS
- Speeches
Last revised date:
- They say that MAS was once “making pro-crypto decisions” but was now being “overly cautious and losing its appeal as a global crypto hub”. Yet others see MAS as having struck the right balance, that “the crypto winter is proving MAS’ policies to be right”. What does MAS really want?
- So, today, we will try to do a better job of explaining the ecosystem and its different components – and what MAS is actively promoting; what MAS is discouraging; and what are the risks MAS is seeking to manage.
- They point to apparent contradictions in MAS’ stance – that although MAS has said that it is “excited about the potential to build a crypto or tokenised economy”, it “imposes a stringent regime”. Some others have lamented that MAS has made a “u-turn” in its digital asset policies.
- MAS
- Notices
Last revised date:
- Notice No MAS 1118 MAS 1119 MAS 655 MAS 655A MAS 834 FAA-N21 MAS 132 2. Any financial holding company 3. Any bank 4. Any credit card or charge card issuer 5. Any finance company 6. Any licensed financial adviser 7.
- MAS Response 2.8 MAS will not issue the Notice to the foreign-incorporated RMOs, foreign- incorporated RCHs, and LFTRs.
- Amendment Notes 01 Jul 2022 MAS Notice 1119 (56.7 KB) is cancelled.
- MAS
- FAQs
Last revised date:
- The A/I LFMC should consult MAS early on its plans. The Guidelines SFA04-G05 are available on MAS website.
Q&A covered- Are the Outsourcing Guidelines applicable to intra-group outsourcing for fund management companies?
- How should a fund management company assess the suitability of its service provider’s employees, or its sub-contractors?
- Are fund management companies required to submit their outsourcing registers to MAS on a yearly basis?
- Are the LFMC’s central dealers subject to the representative notification regime?
- Can a fund management company engage the same auditor for both internal and external audit services?
- Does a fund management company need to add the activity of "dealing in capital markets products" to its CMS licence, if it uses forward contracts for FX hedging?
- Can I submit a CMS licence application for fund management while my RFMC registration is being processed by MAS?
- When is my fund not considered to be "dealing in capital markets products" and exempted from adding it to my licence?
- What types of fees and expenses should be excluded from committed capital, for determining the limit on non-qualifying investments for VCFMs?
- My company plans to manage a fund that will invest into immovable assets. Do we need a CMS licence in fund management?
- Does a fund management company have to include managed assets invested in real estate assets for the purposes of licensing and reporting?
- Can a fund manager that manages both VC and PE funds operate under the VC Manager Regime?
- Is a fund management company allowed to conduct specified products borrowing and lending in respect of its clients’ portfolios?
- What kind of relevant work experience do Directors, Relevant Professionals and CEO of a FMC need?
- What does MAS assess in a fund management companies licence / registration application?
- How can an existing fund management company (FMC) transition into the VC Manager Regime?
- What differentiates an Executive Director from a Non Executive Director of a fund management company?
- Requirements before A/I LFMCs can start managing funds offered by retail investors
- My company is an A/I LFMC. Are there situations where we can manage/provide advice to funds offered to retail investors if our licence restricts us from doing so?
- When does a fund management company not need to subject its managed assets to independent custody?
- Information required to assess Single Family Office (SFO) licensing exemption in Singapore
- What procedures to take if my LFMC wants to cease business?
- Is a fund management company allowed to manage customer’s assets and monies held at accounts opened with foreign brokers that are not regulated in Singapore?
- Is an LFMC allowed to conduct central dealing activity for funds managed by its related entities?
- What licensing exemptions can Single Family Offices (SFOs) rely on?
- Can my company commence business as soon as it submits its registration as an RFMC to the MAS?
- What is considered to be adequate internal audit arrangements for a RFMC?