Showing 4746 Documents for "recognised market operator"
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- MAS
- Media Releases
Last revised date:
- Singapore, 16 December 2021… The Monetary Authority of Singapore (MAS) and the Commercial Affairs Department (CAD) of the Singapore Police Force have launched a joint investigation into a syndicate suspected of operating pump-and-dump scams on stocks listed on the Hong Kong Stock Exchange, in contravention of the Securities and Futures Act Under the extra-territoriality provision of the Securities and Futures Act, a person may be guilty of an offence relating to an act occurring partly in Singapore
- MAS
- Letters to Editor
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- Dear Editor, We thank Mr Ramamurthy Mahesh Kumar and Mr Phua Kok Hee for their letters (“MAS needs to educate public on digital banks”, 9 September 2019 and “How will digital banks handle customer problems”, 12 September 2019). We agree it is important that the public understands the differences between the new digital banks and existing banks in Singapore. Most banks here have enhanced their digital service offerings to customers, alongside physical branches and ATMs. The new digital banks will
- MAS
- Circulars
Last revised date:
- Outlines MAS’ policy review of MAS Notice 1105 in May 2004. To : All Merchant Banks in Singapore Dear Sir/Madam MAS NOTICE 1105 - LENDING OF SINGAPORE DOLLAR TO NON-RESIDENT FINANCIAL INSTITUTIONS Since 1998, MAS has progressively liberalised our policy on the non-internationalisation of the Singapore Dollar ("S$") to facilitate the development of Singapore's capital markets. Following the last revision of the policy in March 2002, MAS has recently completed another review of the policy and refined
- MAS
- Guidelines
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- Guidance on advertising restrictions set out in certain prospectus exemptions in Part XIII. These guidelines provide guidance to capital market intermediaries on the scope of the advertising restrictions in the Securities and Futures Act (Cap. 289) section 272A , section 272B and section 275 . MONETARY AUTHORITY OF SINGAPORE Monetary Authority of Singapore SECURITIES AND FUTURES ACT (CAP. 289) GUIDELINES ON THE ADVERTISING RESTRICTIONS IN SECTIONS 272A, 272B and 275 -------- Guideline
- MAS
- Speeches
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- Distinguished Guests, Ladies and Gentlemen 1 I am delighted to be here with you this morning at this Private Wealth Management Conference, jointly organised by CFA Institute (CFAI), Wealth Management Institute (WMI) and the Singapore Society of Financial Analysts (SSFA). 2 I will begin by outlining some of the key trends presented by Asia's rapid growth and wealth creation. I will then highlight some of the recent developments in Singapore, riding on these trends. Of the number of issues,
- MAS
- Media Releases
Last revised date:
- Singapore, 6 December 2020… The second edition of the Singapore FinTech Festival x Singapore Week of Innovation and TeCHnology (SFF x SWITCH) kicks off tomorrow, providing an avenue for the global FinTech, innovation and business communities around the world to connect, collaborate and network. 2. Running from 7 to 11 December 2020, SFF x SWITCH 2020 will feature more than 600 sessions over five days, 1,400 speakers, more than 1,000 exhibitors, 27 international pavilions, and more than 60,000
- MAS
- Parliamentary Replies
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- QUESTION NO 5 NOTICE PAPER 142 OF 2014 FOR WRITTEN ANSWER Date: For Parliament Sitting on 29 May 2014 Name and Constituency of Member of Parliament Mrs Lina Chiam, NMP Question: To ask the Deputy Prime Minister and Minister for Finance what plans are in place to ensure that Singapore retains its leadership position in Southeast Asia in terms of (i) stock trading volume; and (ii) scores in business activity and the economic value of employee skill sets. Answer by Mr Tharman Shanmugaratnam, Deputy
- MAS
- Monographs/Information Papers
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- This information paper follows from a series of anti-money laundering and countering the financing of terrorism (AML/CFT) thematic inspections and engagements conducted by MAS of selected external asset managers. It sets out MAS’ supervisory expectations for effective AML/CFT frameworks and controls and includes good practices and illustrative examples observed. STRENGTHENING AML/CFT PRACTICES FOR EXTERNAL ASSET MANAGERS INFORMATION PAPER AUGUST 2022 -------- CONTENTS A. Introduction B.
- MAS
- Media Releases
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- Singapore, 28 August 2012...The Monetary Authority of Singapore (MAS) has taken civil penalty enforcement action against Mr Teoh Teck Shin for contravening section 197(1)(b) of the Securities and Futures Act (SFA) by intentionally creating a false or misleading appearance with respect to the price of securities. 2 Mr Teoh was a remisier with UOB Kay Hian Pte Ltd when the contravention took place. The trades in question were conducted using his personal trading account. 3 On three trading days
- MAS
- Media Releases
Last revised date:
- Singapore, 3 October 2013… The Monetary Authority of Singapore (MAS) has obtained a default judgment for $100,000 against Mr Ong Beng Hock for contravening sections 197 and 198 of the Securities and Futures Act (SFA), which prohibit false trading and market manipulation respectively. 2 On 29 December 2006 and 26 April 2007, Mr Ong executed a total of 12 wash trades in two of his trading accounts. These were purchases and sales of shares of Ipco International Ltd and Goldtron Ltd which did not involve