Showing 2492 Documents for "DPT"

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    • MAS
    • Speeches

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    •  Remaking the Singapore Economy INTRODUCTION 1   I agreed to speak on the theme of Remaking the Singapore Economy many months ago. It seemed an appropriate subject to talk about, given that we were engaged in a major exercise to remake the Singapore economy.  As part of the exercise, we pondered the likely risks that might derail our recovery and longer-term plans - a double dip in the US economy, more terrorist attacks, the war in Iraq going awry, and oil prices shooting up.  But events have a
    • PDPC

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    • BY EMAIL ONLY Members' Undertaking No. 62 1 April 2015 To: All Ordinary and Associate Members MU 62/15 - LIA CODE OF CONDUCT FOR TIED AGENTS OF LIFE INSURERS ON THE SINGAPORE PERSONAL DATA PROTECTION ACT (NO. 26 OF 2012) ACTION: 1. FOR THE COMPLIANCE OF ORDINARY MEMBERS WITH TIED AGENTS WITH IMMEDIATE EFFECT 2. FOR ASSOCIATE MEMBERS’ INFORMATION This Code of Conduct (Code) is intended to clarify the duties and responsibilities that a self- employed
    • MAS
    • Speeches

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    •  Ravi Menon Managing Director, Monetary Authority of Singapore Keynote Address at Thomson Reuters 2nd Pan-Asian Regulatory Summit Shangri-La Hotel, Singapore 28 September 2011 What do capital markets do? Distinguished guests, ladies and gentlemen, good morning.  And to all our guests from abroad, welcome to Singapore. Two thousand years ago, in ancient Rome, enterprises contracted with the government to build temples and collect taxes.  The enterprises funded these ventures by selling ownership
    • MAS
    • Speeches

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    • Mr Loh Boon Chye, CEO of SGX Ladies and Gentlemen Good afternoon.  I am delighted to join you at the inaugural SGX Equities Dialogue. A Challenging Start 1   2016 has started on a challenging note for global stock markets. The first trading week of this year alone saw global markets losing close to S$3 trillion 1 , led by sharp declines in the Chinese stock market. The STI Index has fallen by more than 20% during the last 12 months to the lowest level since October 2011. Oil prices are testing lows
    • MAS
    • Consultations

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    • This consultation seeks views on  proposals to enhance pre and post-transaction safeguards for retail clients. Consultation Paper VIEW DOCUMENT Consultation Paper on Enhancing Pre and Post-Transaction Safeguards for Retail Clients (323 KB) This consultation seeks views on  proposals to enhance pre and post-transaction safeguards for retail clients. CONSULTATION PAPER P007-2021 June 2021 Enhancing pre and post- transaction safeguards for retail clients Monetary Authority Of Singapore
    • MAS
    • Consultations

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    • Proposed exemption from the capital markets services licensing requirement under the SFA for remote clearing members that clear futures contracts on Singapore-based central clearing counterparties. Response VIEW DOCUMENT Response to Feedback Received on Amendments to Securities and Futures Exemption from Requirement to Hold Capital Markets Services Licence Regulations (331.1 KB) Annex 1 Draft Amendments to Securities and Futures (Exemption from Requirement to Hold Capital Markets Services Licence
    • MAS
    • FAQs

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    • This set of FAQs aims to guide and assist capital markets services licensees in complying with the risk based capital adequacy requirements under the Securities and Futures (Financial and Margin Requirements) Regulations and the Notice on Risk Based Capital Adequacy Requirements for Holders of Capital Markets Services Licences. Monetary Authority of Singapore SECURITIES AND FUTURES ACT (CAP. 289) FREQUENTLY ASKED QUESTIONS (FAQs) ON THE RISK BASED CAPITAL (RBC) ADEQUACY REQUIREMENTS
    • MAS
    • FAQs

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    • Provides guidance to financial advisers on the scope of the BSC framework, including independence of the Independent Sales Audit Unit, pre-transaction checks, reference checks and computation and recovery of remuneration from representatives and supervisors. Monetary Authority of Singapore FINANCIAL ADVISERS ACT (CAP. 110) FREQUENTLY ASKED QUESTIONS ON THE BALANCED SCORECARD (BSC) FRAMEWORK Disclaimer: These FAQs are meant to provide guidance to the industry
    • MAS
    • Monographs/Information Papers

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    • MAS conducted a thematic review on selected financial institutions’ (FIs) implementation of Fairness Principles in their use of Artificial Intelligence / Machine Learning (AI/ML). The paper highlights observations from the review of the FIs’ policies and governance frameworks to meet the Fairness objectives under the FEAT Principles, and their implementation effectiveness in actual AI/ML use cases. It sets out MAS’ recommendations, good practices and illustrative examples observed from the review
    • MAS
    • Consultations

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    • Response VIEW DOCUMENT Response to Feedback: Policy Consultation on Amendments to the SFA and FAA (268.1 KB) Consultation Paper VIEW DOCUMENT Policy Consultation on Amendments to the SFA and FAA (183.5 KB) RESPONSE TO FEEDBACK RECEIVED - POLICY CONSULTATION ON AMENDMENTS TO THE SFA AND FAA On 25 September 2003, MAS issued a consultation paper on key changes that were being considered for the second phase of amendments to the Securities and Futures Act ("SFA") and the Financial Advisers Act ("FAA