Showing 4218 Documents for "DPT service"
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- MAS
- Guidance
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- Provides a summary of key findings from thematic supervisory visits to banks on countering proliferation, and elaborates on the sound practices observed. MAS conducted a series of thematic supervisory visits to banks on countering proliferation financing risks. The discussions centered around common typologies (elaborated within the paper) and the need for banks to be vigilant in detecting sanctions evasion. This paper provides a summary of the key findings from the thematic supervisory visits, and
- MAS
- Media Releases
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- Singapore, 10 July 2019… Mr Leong Chee Wai, Mr E Seck Peng Simon and Mr Toh Chew Leong were today convicted and sentenced to 36 months, 30 months and 20 months imprisonment respectively. They were charged with a total of 333 counts of insider trading offences. The individuals had carried out a front-running arrangement over a period of 7 years resulting in profits of S$8.07 million. This is the first case of front-running prosecuted as an insider trading offence in Singapore, which carries a more
- MAS
- Regulations
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- MAS regulations on short selling reporting requirements for market participants. 1 S 328/2018 First published in the Government Gazette, Electronic Edition, on 28 May 2018 at 5 pm. No. S 328 SECURITIES AND FUTURES ACT (CHAPTER 289) SECURITIES AND FUTURES (SHORT SELLING) REGULATIONS 2018 ARRANGEMENT OF REGULATIONS Regulation 1. Citation and commencement 2. Definitions REGISTRATION AS ACCOUNT HOLDER 3. Registration as account holder PART
- MAS
- FAQs
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- Information for issuers and their professional advisers relating to offers of securities, securities-based derivatives contracts, and units in a collective investment scheme, including prospectus registration, review of prospectus and disclosure standards. Page 1 of 15 SECURITIES AND FUTURES ACT (CHAPTER 289) FREQUENTLY ASKED QUESTIONS PART XIII OFFERS OF INVESTMENTS - PUBLIC EXPOSURE OF PROSPECTUSES - FAQs SPECIFIC TO COLLECTIVE INVESTMENT SCHEME (CIS) PUBLIC EXPOSURE
- MAS
- Practice Notes
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- Information for issuers and their professional advisers on administrative procedures for the lodgment of prospectuses and other documents for an offer of securities or securities-based derivatives contracts. Monetary Authority of Singapore SECURITIES AND FUTURES ACT (CAP. 289) PRACTICE NOTE 1/2005 LODGMENT OF DOCUMENTS MONETARY AUTHORITY OF SINGAPORE -------- I 1 2 3 II 4 SFA Part XIII Div 1 Practice Note 1/2005 Practice
- MAS
- Consultations
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- This consultation sets out MAS’ proposed Guidelines on Environmental Risk Management for all fund management companies and real estate investment trust managers. MAS is proposing to issue the Guidelines to enhance financial institutions’ resilience to and management of environmental risk. Response VIEW DOCUMENT Response to Feedback Received on Guidelines on Environmental Risk Management for Asset Managers (2.37 MB) Consultation Paper VIEW DOCUMENT Consultation Paper on Proposed Guidelines on Environmental
- MAS
- FAQs
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- Implementation of the reporting obligations for requirements set out under the Securities And Futures (Reporting Of Derivatives Contracts) Regulations for OTC Derivatives. These FAQs are to aid implementation of the reporting obligations and elaborate on MAS’ intent for some of the requirements set out under the SF(RDC)R. Monetary Authority of Singapore SECURITIES AND FUTURES ACT (CAP. 289) FREQUENTLY ASKED QUESTIONS ON THE SECURITIES AND FUTURES (REPORTING OF DERIVATIVES CONTRACTS) REGULATIONS
- PDPC
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- ADVISORY GUIDELINES ON IN-VEHICLE RECORDINGS BY TRANSPORT SERVICES FOR HIRE ISSUED 9 APRIL 2018 REVISED 22 MAY 2018 -------- ADVISORY GUIDELINES ON IN-VEHICLE RECORDINGS BY TRANSPORT SERVICES FOR HIRE (revised 22 May 2018) TABLE OF CONTENTS PART I: INTRODUCTION AND OVERVIEW ............................................................................... 3 1 Introduction ..........................................................................................................
- PDPC
- Sector-specific Advisory Guidelines
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- Click here to find out more. ADVISORY GUIDELINES ON IN-VEHICLE RECORDINGS BY TRANSPORT SERVICES FOR HIRE ISSUED 9 APRIL 2018 REVISED 22 MAY 2018 -------- ADVISORY GUIDELINES ON IN-VEHICLE RECORDINGS BY TRANSPORT SERVICES FOR HIRE (revised 22 May 2018) TABLE OF CONTENTS PART I: INTRODUCTION AND OVERVIEW ............................................................................... 3 1 Introduction .............................................................................................
- MAS
- Consultations
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- This consultation paper seeks feedback on proposed revisions to the regime governing banks’ and merchant banks’ outsourcing arrangements, including proposed amendments to the Banking Act. MAS proposes to issue an Outsourcing Notice for Banks and Merchant Banks that will set out identical requirements for banks and merchant banks in respect of outsourcing arrangements which are material. Response VIEW DOCUMENT Response to Consultation on Outsourcing by Banks and Merchant Banks (979.9 KB) Annex B Submissions