Showing 590 Documents for "CMS"
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- Notices
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- under section 28 of the Monetary Authority of SingaporeBanking Act (Cap 186); (iii) a finance company licensed under the Finance Companies Act (Cap 108); (iv) a registeredlicensed insurer (other than a captive insurer) under the Insurance Act (Cap 142); and (v) a person holding a capital
- under section 28 of the Monetary Authority of Singapore Act (Cap 186); a finance company licensed under the Finance Companies Act (Cap 108); (iv) a registered insurer (other than a captive insurer) under the Insurance Act (Cap 142); and 2 -------- (v) a person holding a capital
- approved under section 28 of the Monetary Authority of Singapore Act (Cap 186); (iii) a finance company licensed under the Finance Companies Act (Cap 108); (iv) a registered insurer (other than a captive insurer) under the Insurance Act (Cap 142); and (v) and a person holding a capital
- MAS
- Consultations
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- LEVERAGE RATIO REQUIREMENTS FOR SINGAPORE-INCORPORATED BANKS 17 DECEMBER 2020 Annex 4A CALCULATION OF THE LEVERAGE RATIO Section 1: Overview 1.1 A Reporting Bank shallmust calculate its leverage ratio as follows: Leverage ratio (LR) Capital measure (CM
- client of a clearing member arising from any OTC derivative transaction, exchange- traded derivative transaction, long settlement transaction or SFT; [MAS Notice 637 (Amendment) 2012] [MAS Notice 637 (Amendment) 2016] Monetary Authority of Singapore 9 -------- client CM
- Where the Reporting Bank does not reduce the effective notional amount of the purchased credit derivative by any resulting positive change in fair value that has been incorporated into the calculation of the CM with respect to the purchased credit derivative, the Reporting Bank may
- MAS
- Consultations
Last revised date:
- market services (CMS) licensees regulated by MAS.
- Feedback 4.12 A respondent inquired on the position to be taken for CMS licensees with respect to right issues, private placement and ESOS in respect of the new rules.
- These Regulations may be cited as the Securities and Futures (Financial and Margin Requirements for Holders of Capital Markets Services Licences) (Amendment) Regulations 2007 and shall come 2007.
- MAS
- Consultations
Last revised date:
- Individuals who intend to conduct regulated activities on a regular basis should apply for a capital markets services representatives licence (or notify MAS as a representative, under the representative notification framework) and comply with all relevant requirements.
- regulations, and be exempted from product knowledge modules. 15 -------- that the grace period MAS Response Exemptions from product knowledge examination requirements are provided for in the SFA Notice on Minimum Entry and Examination Requirements for Representatives of Holders of Capital
- all criteria specified in the MCG-G01 Guidelines on Fit and Proper Criteria but he/she would be given a grace period to satisfy the examination requirements under the SFA 04-N06 Notice on Minimum Entry and Examination Requirements for Representatives of Holders of Capital
- MAS
- Notices
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- Holders of a capital markets services licence. Recognised market operators which are incorporated in Singapore. Approved trustees.
- 46, 46ZK, 81R, 81SV, 101, 123ZZB and 293 of the Securities and Futures Act (Cap. 289) (the Act) and applies to all approved exchanges; licensed trade repositories; approved clearing houses; (a) (aa) (b) (ba) recognised clearing houses which are incorporated in Singapore; holders of a capital
- MAS
- Monographs/Information Papers
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- the calibration of specific policy measures) approved by CM. Management escalates to the CM major policy decisions (e.g. framework for property market measures) to ensure Board support for the policies.
- A broader, encompassing perspective to macroprudential and monetary policy objectives are achieved through overlapping memberships at the CM and the Board-level Monetary and Investment Policy Meeting (MIPM) which sets monetary policy.
- The Board-level Chairmans Meeting (CM) approves major policy decisions on the financial supervision framework, including those relating to macroprudential policy (e.g. the domestic systemically-important bank framework, the counter-cyclical capital buffer framework).
- MAS
- Speeches
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- Second Schedule to the Securities and Futures (Licensing and Conduct of Business) Regulations; or (3) a financial institution exempted under sections 99(1)(a), (b), (c) or (d) of the SFA from the requirement to hold a capital markets services licence to carry
- markets services licence for fund management under section 86 of the Securities and Futures Act (SFA); (2) a registered fund management company, i.e., a corporation which is exempted from holding a capital markets services licence under paragraph 5(1)(i) of the
- managers who are interested to participate in this pilot programme should email the MAS at vccpilot@mas.gov.sg by 1 October 2019 with details of their proposed fund strategy. 2 A Permissible Fund Manager is one that it is: (1) a licensed fund management company, i.e., a holder of a capital
- MAS
- Exemptions
Last revised date:
- Requirements for specified capital markets services licensees (“CMSLs”) and specified exempt CMSLs in relation to their cross-border arrangements with Foreign Related Corporations (“FRCs”) under the Securities and Futures (Exemption for Cross-Border Arrangements) (Foreign Related Corporations) Regulations
- This notice applies to - Capital markets services licensees (excluding venture capital fund managers); - Exempt futures brokers and exempt over-the-counter derivatives brokers; and - Banks, merchant banks, finance companies and insurers that have entered into cross-border arrangements with their FRCs
- MAS
- Media Releases
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- (g) Easing the Restriction on Granting Unsecured Credit (Section 119) - The current prohibition against holders of capital markets services licences granting unsecured credit facilities to their directors, officers, employees or representatives for trading purposes will be removed.
- listed. 3 The potential investors must be connected to the offeror or have indicated interest in acquiring the securities being offered. 4 Pre-deal research reports profile an issuer or a collective investment scheme shortly before an offer is made, and even before a prospectus is lodged. 5 Holders of capital
- MAS
- Exemptions
Last revised date:
- Requirements for specified capital markets services licensees (“CMSLs”) and specified exempt CMSLs in relation to their cross-border arrangements with Foreign Offices (“FOs”) under the Securities and Futures (Exemption for Cross-Border Arrangements) (Foreign Offices) Regulations 2021.
- This notice applies to - Capital markets services licensees (excluding venture capital fund managers); - Exempt futures brokers and exempt over-the-counter derivatives brokers; and - Banks, merchant banks, finance companies and insurers that have entered into cross-border arrangements with their FOs