Showing 4746 Documents for "recognised market operator"
Filter by
Sort by
- MAS
- Media Releases
Last revised date:
- Singapore, 12 March 2002 .The Monetary Authority of Singapore ('MAS') is seeking industry comments on the following draft documents relating to the Insurance Act: (a) Insurance (Amendment No 2) Regulations; (b) Insurance (Accounts and Statements)(Amendment No 2) Regulations; and (c) A written Notice relating to Code of Conduct for Insurance Brokers and their Broking Staff. 2 The Insurance Intermediaries Act (IIA) will be repealed when the Financial Advisers Act 2001 comes into operation. Provisions
- MAS
- Enforcement Actions
Last revised date:
- Singapore, 27 January 2022 … The Monetary Authority of Singapore (MAS) has obtained a default judgment against Mr Liao Chun-Te (Mr Liao) to pay a civil penalty of $164,750 for insider trading. Mr Liao had sold shares in Oceanus Group Limited (Oceanus) while in possession of non-public and materially price-sensitive information concerning a proposed rights issue by Oceanus. 2 Oceanus, a company listed on the Singapore Exchange, had on 7 June 2013 announced a rights issue of new ordinary shares (Rights
- MAS
- Enforcement Actions
Last revised date:
- Singapore, 25 January 2016… The Monetary Authority of Singapore (MAS) has taken civil penalty action under the Securities and Futures Act (SFA) against Mr Wong Teck Kui for insider trading in the shares of Time Watch Investments Limited (TWI). Mr Wong has admitted to contravening section 219(2)(a) of the SFA and has paid MAS a civil penalty of $110,000 without court action. 2 On 17 and 18 January 2011, Mr Wong, an appointed representative with UOB Kay Hian Private Limited (UOBKH), purchased a total
- MAS
- Parliamentary Replies
Last revised date:
- QUESTION NO 2144 NOTICE PAPER 1284 OF 2018 FOR WRITTEN ANSWER Date: For Parliament Sitting on 06 August 2018 Name and Constituency of Member of Parliament Mr Desmond Choo, MP, Tampines GRC Question: To ask the Minister for Finance in light of the announcement by a major bank to reduce the number of bank tellers by half (a) whether there will be similar changes across the banking industry; (b) what are the measures in place to help older residents migrate to digital banking; and (c) how is the Ministry
- MAS
- Media Releases
Last revised date:
- Singapore, 4 December 2012…The Monetary Authority of Singapore (MAS) has taken civil penalty enforcement action against Mr Goh Ing Sing and Mr Keu Haw Gee for insider trading under Section 219(2)(a) of the Securities and Futures Act (SFA). 2 On 13 August 2010, Wilmar International Limited (Wilmar) announced its intention to purchase 20% of the share capital of Kencana Agri Limited (Kencana), a company listed on the Singapore Exchange Securities Trading Ltd (SGX-ST), at $0.35 per share. After the
- PDPC
- Commission's Decisions
Last revised date:
- A financial penalty of $4,000 was imposed on Tanah Merah Country Club for failing to put in place reasonable security arrangements to protect the personal data of individuals stored on its electronic direct mail (“EDM”) system. The common password for login to the EDM system was weak and had not been changed since 2010. There were also no arrangements in place to ensure and enforce password strength, expiry and protection. An application for reconsideration was filed against the decision Re Tanah
- MAS
- Media Releases
Last revised date:
- London, 13 June 2019… Singapore and the United Kingdom (UK) concluded three agreements today that will further deepen connectivity between the financial centres in Singapore and the UK. The agreements were made at the UK-Singapore Business Summit held in London in commemoration of Singapore’s Bicentennial. 2 The Monetary Authority of Singapore (MAS) concluded a Memorandum of Understanding (MOU) with the City of London on key areas of financial cooperation. The MOU signifies both parties’ intention
- MAS
- Circulars
Last revised date:
- This circular sets out common findings and good practices observed during AML/CFT thematic inspections of licensed trust companies in 2014. 10 Shenton Way MAS Building Singapore 079117 Telephone: (65) 6225 5577 Facsimile: (65) 6229 9229 2 3 Circular No. CMI 07/2015 28 October 2015 Dear Sirs MEASURES To: Holders of a Trust Business Licence under the Trust Companies Act (Cap. 336) ENHANCING ANTI-MONEY LAUNDERING & COUNTERING THE FINANCING OF TERRORISM In
- MAS
- Speeches
Last revised date:
- Mr David Marsh Chairman of the Official Monetary and Financial Institutions Forum Mr Kwa Chong Seng Chairman of Singapore Exchange Distinguished Guests, Ladies and Gentlemen, Introduction 1. Thank you for inviting me to join you at the launch of the 2019 Global Public Investor Report. To our delegates from abroad, I extend a warm welcome to all of you to Singapore. 2. I thank the Official Monetary and Financial Institutions Forum (OMFIF) for launching the Global Public Investor Report in
- MAS
- Media Releases
Last revised date:
- U.S. Treasury Under Secretary for International Affairs Brent McIntosh and Monetary Authority of Singapore Deputy Managing Director Jacqueline Loh met in Singapore to discuss the importance of data connectivity in financial services. At the conclusion of their meeting, Under Secretary McIntosh and Deputy Managing Director Loh issued the following joint statement: The United States and Singapore recognize that the ability to aggregate, store, process, and transmit data across borders is critical