Showing 590 Documents for "CMS"
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- MAS
- Enforcement Actions
Last revised date:
- MAS expects all capital markets services licensees to ensure that they comply with the provisions of the Securities and Futures Act, its regulations and all applicable regulatory requirements at all times.
- MAS
- Media Releases
Last revised date:
- placed under voluntary liquidation today, and Messrs Chay Foo Yuen, Bob Yap Cheng Ghee and Tan Puay Cheng of KPMG Services Pte Ltd have been appointed as the joint and several Liquidators for the two companies. 2 Upon the voluntary liquidation of LBPL and LBSPL, both companies will also cease holding capital
- MAS
- Enforcement Actions
Last revised date:
- Wee. 2 The orders prohibit him from performing any regulated activity under the Securities and Futures Act (SFA) and any financial advisory service under the Financial Advisers Act (FAA), as well as taking part in the management, acting as a director or becoming a substantial shareholder of any capital
- MAS
- Enforcement Actions
Last revised date:
- The joint investigation stems from complaints and feedback received from members of the public regarding suspected misconduct by CoAssets Group Companies. 2 Of the CoAssets Group Companies, only CA Funding Pte Ltd (CAFPL) is regulated by MAS, as a capital markets services licensee.
- MAS
- Media Releases
Last revised date:
- Wee. 2 The orders prohibit him from performing any regulated activity under the Securities and Futures Act (SFA) and any financial advisory service under the Financial Advisers Act (FAA), as well as taking part in the management, acting as a director or becoming a substantial shareholder of any capital
- MAS
- Circulars
Last revised date:
- MPI 02/2016 6 December 2016 To: All Persons who are exempt from holding a capital markets services licence under section 99(1)(a) or (b) of the Securities and Futures Act Dear Sir / Madam MAS GUIDELINES ON MARGIN REQUIREMENTS FOR NON-CENTRALLY CLEARED OVER-THE-COUNTER DERIVATIVES
- MAS
- Consultations
Last revised date:
- Licensees or exempt CMS Licensees in Singapore, and their clients.
- HG Exchange) where (i) the trading is executed by its trading members which are Capital Markets Services licensees or exempt CMS licensees (CMIs) in Singapore, and (ii) by the client(s) of these CMS licensees or exempt holders.
- Holders of a capital markets services licence under section 82 of the Securities and Futures Act (Cap. 289). 6.
- MAS
- Guidelines
Last revised date:
- These Guidelines apply to: (a) Licensed FMCs, which hold a capital markets services licence for fund management; and (b) Registered FMCs, which are registered under paragraph 5(1)(i) of the Second Schedule to the Securities and Futures (Licensing and Conduct of Business) Regulations
- These Guidelines do not apply to holders of a capital markets services licence for real estate investment trust management. 1.2 These Guidelines should be read in conjunction with the provisions of the SFA, the SF(LCB)R, Code on Collective Investment Schemes [CIS Code] and other relevant legislation
- MAS
- Forms and Templates
Last revised date:
- Form for capital markets services licensees, other than licensed fund management companies, to apply for the appointment of a Chief Executive Officer or director; or the change in nature of director appointment from non-executive to executive. Form 11 should be lodged online via FormSG .
- [For appointment as an Independent Non-Executive Director of a CMS Licence Holder for Real Estate Investment Trust Management] The Corporation has: Assessed that the proposed appointee meets all the conditions of independence as prescribed in Regulation 13D(7)(b).
- MAS
- Media Releases
Last revised date:
- This initiative allows market professionals of both countries to provide capital markets services in Singapore and Thailand with greater ease, and paves the way for closer links between the Singapore and Thai capital markets over the longer term. 3 The MOU will take effect on 1 January 2008.