Showing 590 Documents for "CMS"
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- PDPC
- Commission's Decisions
Last revised date:
- to promptly remove unused accounts from the CMS system, the unused administrative CMS account with the user name ‘admin’ and a weak password of ‘admin’ remained in the CMS for about one year after Mrs G had left Finantech.
- This is despite the fact that K Box was able to remove the unused accounts within a day after the List had been disclosed online which shows that K Box could have easily removed the unused CMS accounts earlier but it had failed to do so; As a result of K Box and/or Finantech’s failure
- This had put the personal data of K Box’s members at risk because as noted at paragraph 20 above, Finantech itself had hypothesised that someone could have hacked into K Box’s CMS using this ‘admin’ user account and planted a malware control and command centre to retrieve and export the members’
- PDPC
- Commission's Decisions
Last revised date:
- to promptly remove unused accounts from the CMS system, the unused administrative CMS account with the user name admin and a weak password of admin remained in the CMS for about one year after Mrs G had left Finantech.
- This is despite the fact that K Box was able to remove the unused accounts within a day after the List had been disclosed online which shows that K Box could have easily removed the unused CMS accounts earlier but it had failed to do so; As a result of K Box and/or Finantechs failure
- This had put the personal data of K Boxs members at risk because as noted at paragraph 20 above, Finantech itself had hypothesised that someone could have hacked into K Boxs CMS using this admin user account and planted a malware control and command centre to retrieve and export the members data;
- MAS
- Media Releases
Last revised date:
- There are two Lehman Brothers entities incorporated in Singapore and holding capital markets services licences granted by MAS: Lehman Brothers Pte Ltd (LBPL) and Lehman Brothers Singapore Pte Ltd (LBSPL). LBPL, LBSPL and LBI are subsidiaries of Lehman Brothers Holdings, Inc.
- MAS
- Media Releases
Last revised date:
- MAS will amend the Notice to All Holders of a Capital Markets Services Licence for Real Estate Investment Trust Management (REIT Managers) ( MAS Notice SFA 04-N14 ) to reflect the change in remuneration disclosure requirements for directors and CEOs of REIT Managers to mandatory from comply or explain
- MAS
- Annual Reports
Last revised date:
- Self-assessment Initiative MAS started a self-assessment supervisory initiative to complement its on-site inspections in the supervision of Capital Markets Services (CMS) licensees.
- Survey on Compliance Costs In response to industry feedback about the cost of compliance with regulations in Singapore, we conducted a survey on compliance costs of Capital Markets Services licensees.
- While the use of questionnaires is not new, the initiative aims to engage more systematically and assist CMS licensees conduct internal assessments of their risks and the effectiveness of their internal control systems.
- MAS
- Enforcement Actions
Last revised date:
- were issued following her conviction in the State Courts for 1 count of forgery. 2 Under the POs, which took effect from 30 May 2023, Ms Lin is prohibited from performing any regulated activity and from taking part in the management, acting as a director, or becoming a substantial shareholder, of any capital
- MAS
- Guidelines
Last revised date:
- the holder of a capital markets services licence to deal in securities or an exempt person in respect of dealing in securities !
- the holder of a capital markets services licence to deal in securities or an exempt person in respect of dealing in securities ! a licenced financial adviser or an exempt financial adviser that he is interested in such offers MONETARY AUTHORITY OF SINGAPORE 24
- [the SF(OI)(BT)(No.2) Regs], is intended to facilitate market-making for units or derivatives of units in a business trust acquired under section 282V(1). 2 2.1 For the purposes of these Guidelines: DEFINITION specified person means (i) (ii) (iii) (iv) (v) a holder of a capital
- MAS
- Enforcement Actions
Last revised date:
- Mr Tay will be prohibited from carrying out any regulated activities and from taking part in the management, acting as a director, or becoming a substantial shareholder of any capital market services firm under the Securities and Futures Act (SFA). 2 Mr Tay was a Vice President of CIMB Bank Berhad
- MAS
- Media Releases
Last revised date:
- Mr Tay will be prohibited from carrying out any regulated activities and from taking part in the management, acting as a director, or becoming a substantial shareholder of any capital market services firm under the Securities and Futures Act (SFA). 2 Mr Tay was a Vice President of CIMB Bank Berhad
- MAS
- Media Releases
Last revised date:
- The Securities and Futures (Licensing and Conduct of Business) Regulations and Securities and Futures (Financial and Margin Requirements for Holders of Capital Markets Services Licences) Regulations will also be amended to set out the capital requirements and licence fees for REIT managers, as well as