Showing 4746 Documents for "recognised market operator"
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- PDPC
- Commission's Decisions
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- A financial penalty of $3,000 and $1,000 were imposed on Fu Kwee Kitchen Catering Services and its data intermediary, Pixart, respectively, for failing to implement proper and adequate protective measures to prevent unauthorised access of its customers’ personal data, whereby users could access other customers’ personal data by altering the URL of its order preview webpage. Fu Kwee was also issued directions to send employees for training, appoint a Data Protection Officer and conduct a security
- MAS
- Speeches
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- Date: 02 May 2000 Good morning ladies and gentlemen, INTRODUCTION 1 A conference to discuss the developments in Asian financial markets at this juncture is most timely. Asian economies have only just recovered from a severe financial crisis during which currencies came under attack and interest rates rose to record highs. The regional financial markets are much more stable now, and the growth prospects in Asia have improved considerably. At the same time, global equity and bond markets are facing
- MAS
- Economic Essays
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- By Yakov Amihud, Allaudeen Hameed and Huiping Zhang This study was published as Special Feature B in the October 2022 Macroeconomic Review. Special Features 95 Special Feature B Global Evidence on the Premium for Market Illiquidity Yakov Amihud, Allaudeen Hameed and Huiping Zhang1 1 Introduction Market liquidity is a primary concern for investors as it affects their ability to get into and out of their security investments at minimum costs. Liquidity refers to the ease at
- MAS
- Guidelines
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- Guidelines for financial institutions on conducting marketing and distribution activities at retailers and public places targeting retailers. These guidelines apply to all financial institutions (FIs) and their representatives in Singapore. They set out the roles and responsibilities of Board and senior management, and safeguards that FIs should put in place to address market conduct risks when marketing financial products and services to retail customers at retailers and public places. Monetary
- MAS
- Speeches
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- Andrew Ng – Chairman, ASIFMA Mark Austen – CEO, ASIFMA Greg Medcraft – Chairman, Australian Securities and Investments Commission, and my fellow keynote speaker Fellow regulators and central bankers Distinguished guests Ladies and gentlemen 1 It is my pleasure to join you this afternoon at the 10th ASIFMA Annual Conference. 2 When I last spoke here two years ago, the global economy was confronted by what the IMF described as “legacies, clouds and uncertainties”, and was forecast to grow at
- MAS
- Speeches
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- Ladies and Gentlemen, 1 Good afternoon. It is my pleasure to address you today. Let me extend a warm welcome to all of you, especially to our foreign guests. I am delighted that EMTA has chosen to hold your inaugural Asian meeting in Singapore, and thank you for this privilege of addressing this prominent gathering of experts. As you know, we recently held the Singapore 2006 IMF/World Bank meetings. The turnout was a record, as financial institutions and investors all over the world showed
- MAS
- Guidelines
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- Guidance on Notice SFA04-N16 on the requirements relating to the execution of customers’ orders. These guidelines apply to - Capital markets services (CMS) licensees; and - Banks, merchant banks and finance companies which conduct the regulated activities of dealing in capital markets products, fund management or real estate investment trust management under the SFA. They set out guidance on the requirements in Notice SFA04-N16 on Execution of Customers’ Orders to have policies and procedures to
- MAS
- Speeches
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- Keynote Address by Ms Yeo Lian Sim, Assistant Managing Director (Capital Markets), Monetary Authority of Singapore Date: 19 Jul 1999 INTRODUCTION 1 Thank you for inviting me to address you. The timing of the Conference is propitious, as Asia seems to have put the financial crisis behind her. Currencies, which were plunging 12-18 months ago, have not only stabilised but also begun to rise with such conviction as to elicit dampening intervention by, dare I say it, all Central Banks in the region
- MAS
- Speeches
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- Keynote Address by Mr Heng Swee Keat, Managing Director, Monetary Authority of Singapore Chairman of SIBA, Mr George Lee, Committee members, Ladies and gentlemen. I am honoured to address this distinguished audience, and to join you in celebrating the 30th anniversary of the establishment of SIBA. May I thank the Chairman and the Committee for this honour. Global Investment Banking Trends 2 In the 30 years since SIBA's predecessor body, the Merchant Bankers Association, was set up, the business
- MAS
- Speeches
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- 1 Good morning, distinguished guests, ladies and gentlemen. To our overseas guests, may I extend a very warm welcome back to Singapore since I believe most, if not all of you do come to Singapore often. The Singapore Structured Credit Conference provides a good occasion to bring together a wide group of participants – originators, intermediaries and investors – to discuss trends in the industry, share useful lessons and explore opportunities. 2 This is the second conference. Many of you were