Showing 590 Documents for "CMS"
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- MAS
- Circulars
Last revised date:
- MPI 01/2016 22 August 2016 To: All Persons who are exempt from holding a capital markets services licence under section 99(1)(a) or (b) of the Securities and Futures Act Dear Sir / Madam MARGIN REQUIREMENTS FOR NON-CENTRALLY CLEARED DERIVATIVES On 1 October 2015, the
- MAS
- Consultations
Last revised date:
- Several respondents from the industry asked whether the new minimum academic entry requirement would apply to appointed representatives of Capital Markets Services (CMS) licensees who are exempt from holding a financial advisers licence.
- One respondent suggested extending the revised requirements across all FA distribution channels, including banks, insurance companies and CMS licensees.
- Notwithstanding this, it is 18 -------- noteworthy that banks, life insurance companies and CMS licensees are already subject to similar, if not higher, requirements.
- MAS
- Enforcement Actions
Last revised date:
- August 2017…The Monetary Authority of Singapore (MAS) has issued two prohibition orders against Mr Prem Hirubalan, prohibiting him for a period of 7 years from: (i) performing any regulated activity, and taking part in the management, acting as a director or becoming a substantial shareholder of any capital
- MAS
- Enforcement Actions
Last revised date:
- She is also prohibited from taking part in the management, acting as a director or becoming a substantial shareholder of any capital market services firm under the SFA and any financial advisory firm under the FAA. 3 MAS had issued the prohibition orders on the grounds that (i) Ms Zheng had not honestly
- MAS
- Media Releases
Last revised date:
- August 2017…The Monetary Authority of Singapore (MAS) has issued two prohibition orders against Mr Prem Hirubalan, prohibiting him for a period of 7 years from: (i) performing any regulated activity, and taking part in the management, acting as a director or becoming a substantial shareholder of any capital
- MAS
- Media Releases
Last revised date:
- Please click here to view the consultation paper. 1 These include banks, non-bank credit card and charge card licensees, insurance companies and their intermediaries, capital markets services licence holders and licensed financial advisers. ***
- MAS
- Media Releases
Last revised date:
- She is also prohibited from taking part in the management, acting as a director or becoming a substantial shareholder of any capital market services firm under the SFA and any financial advisory firm under the FAA. 3 MAS had issued the prohibition orders on the grounds that (i) Ms Zheng had not honestly
- MAS
- Media Releases
Last revised date:
- Samtrade FX Limited and its related entities are currently being investigated for potential offences under Section 82 of the Securities and Futures Act 2001, which prohibits any person from carrying on a business in any regulated activity without a capital markets services licence.
- MAS
- Media Releases
Last revised date:
- We appreciate the dedication and commitment of the various working committees which made this two-day exercise possible”. 6 Exercise Raffles involved over 140 organisations, including banks, insurers, capital market services licensees, financial utility providers, finance companies, industry associations
- PDPC
- Help & Resources
Last revised date:
- The following rounding is then applied: Attribute Height (in cm) Weight (in kg) Age (in years) Anonymisation technique Base-5 rounding (5 is chosen, being somewhat proportionate to the typical height value of 120 to 190 cm).
- The remaining attributes Nil, because they are non-numerical and difficult to modify without substantial change in value. -------- 42 A GUIDE TO BASIC ANONYMISATION Dataset before anonymisation: Person Height (cm) Weight (kg) Age (years) Smokes? Disease A? Disease B?
- These apply to all indirect identifiers. -------- 45 Indirect identifier(s) Age Height Weight A GUIDE TO BASIC ANONYMISATION Commonly used technique(s) Example(s) Before After Generalisation: Generalise the age/height/weight to ranges of 5 or 10 years/cm/kg.