Showing 590 Documents for "CMS"
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- MAS
- Media Releases
Last revised date:
- MAS has issued a prohibition order to Mr Wong, prohibiting him from: i) carrying on business in any regulated activity or acting as a representative in respect of any regulated activity for a period of one (1) year; and ii) taking part in the management of any holder of a capital market services licence
- MAS
- Circulars
Last revised date:
- CFC 03/2022 30 September 2022 To: Holders of a capital markets services licence in respect of fund management for retail investors Dear Sirs GUIDANCE ON REQUIREMENTS THAT ARE APPLICABLE TO EXCHANGE TRADED FUNDS PARTICIPATING IN THE SZSE-SGX ETF LINK 1 On 28 December
- MAS
- Circulars
Last revised date:
- CFC 01/2022 29 June 2022 To: Holders of a Capital Markets Services Licence for conducting the regulated activity of Real Estate Investment Trust (REIT) Management under the Securities and Futures Act (Cap. 289) (REIT Managers) Dear Sirs APPOINTMENT OF SAME INDEPENDENT VALUER FOR
- MAS
- Media Releases
Last revised date:
- MAS has also directed the Manager of EH-REIT to restore its minimum base capital and financial resources to comply with MAS’ requirements; the Manager has been in breach of these requirements A capital markets services licence holder conducting the regulated activity of REIT management is required to
- MAS
- Enforcement Actions
Last revised date:
- The orders prohibit him from performing any regulated activity under the Securities and Futures Act (SFA) and any financial advisory service under the FAA, as well as from taking part in the management, acting as a director or becoming a substantial shareholder of any capital market services firm under
- MAS
- Media Releases
Last revised date:
- The orders prohibit him from performing any regulated activity under the Securities and Futures Act (SFA) and any financial advisory service under the FAA, as well as from taking part in the management, acting as a director or becoming a substantial shareholder of any capital market services firm under
- MAS
- Media Releases
Last revised date:
- MAS has also issued an order against Mr Lee prohibiting him, for a period of 1 year, from (i) conducting business in any regulated activity or acting as a representative in respect of any regulated activity; and (ii) taking part in the management of any holder of a capital market services licence or
- MAS
- Enforcement Actions Media Releases
Last revised date:
- MAS has also issued four-year POs against Ms Chua, prohibiting her from: a) performing any regulated activity or from taking part in the management of, acting as a director of, or becoming a substantial shareholder of a holder of any capital markets services firm under the SFA; and b) providing any financial
- MAS
- Enforcement Actions Media Releases
Last revised date:
- Ms Loo Siew Yee, Assistant Managing Director (Policy, Payments & Financial Crime), MAS, said: “MAS expects capital markets services licensees to comply with all business conduct and AML/CFT regulations, including ensuring that its control functions act as an effective and independent line of defence
- MAS
- Forms and Templates
Last revised date:
- Form for specified capital markets services licensees (“CMSLs”), specified exempt CMSLs, licensed financial advisers and specified exempt financial advisers to notify MAS of their change in particulars to cross-border arrangements notified under the following Exemption Regulations: - Securities and Futures