Showing 4746 Documents for "recognised market operator"
Filter by
Sort by
- MAS
- Media Releases
Last revised date:
- 28 July 2011… The Monetary Authority of Singapore (MAS) has introduced new requirements for intermediaries to formally assess a retail customer's investment knowledge and experience before selling certain investment products to the customer. 2 These new requirements will apply to the sale of Specified Investment Products (SIPs), which are all investment products other than those listed in the Annex 1 . These include listed SIPs such as futures and exchange traded funds, and unlisted SIPs such as
- MAS
- Speeches
Last revised date:
- Mr Stefan Lepp, distinguished guests, ladies and gentlemen, Introduction 1 Good morning. It is my pleasure to join you today at Clearstream’s 2nd Global Securities Financing Conference Asia. It has been a year since the inaugural conference was held in Singapore. 2 As the Global Securities Financing Summit continues to grow its footprint in Asia, I am encouraged to see Clearstream’s operations in Singapore and the region doing likewise. One example is the inclusion of Singapore investment
- MAS
- Consultations
Last revised date:
- Consultation Paper VIEW DOCUMENT Consultation Paper on Corporate Governance (Corporate Governance Committee) (70.2 KB) CORPORATE GOVERNANCE COMMITTEE CONSULTATION PAPER NOVEMBER 2000 -------- CORPORATE GOVERNANCE COMMITTEE CONSULTATION PAPER 1 CORPORATE GOVERNANCE COMMITTEE PUBLIC CONSULTATION As part of the vision of making Singapore a financial hub of international standing and 1 for our listed companies to attract and retain international capital, the Ministry of Finance
- MAS
- Consultations
Last revised date:
- Policy proposals to improve market functions and trading practices in Singapore securities market. Response VIEW DOCUMENT Response to Feedback received on MAS-SGX consultation on the Review of Securities Market Structure and Practices (256 KB) Consultation Paper VIEW DOCUMENT Review of Securities Market Structure and Practices (642.7 KB) RESPONSE TO FEEDBACK RECEIVED MAS-SGX JOINT CONSULTATION ON THE REVIEW OF SECURITIES MARKET STRUCTURE AND PRACTICES 1 Introduction 1.1 On 7 February
- PDPC
- Public Consultations
Last revised date:
- September 2013 Closing Note for the Public Consultation on Business Operation of Do Not Call Registry June 2013 The Public Consultation on the business operation proposed for the Do Not Call (DNC) registry has closed on 14 June 2013. Responses received at closing date on 14 June 2013 May 2013 The Consultation Paper sought views from the public on the business operation proposed for the Do Not Call (DNC) registry for individuals and organisations to be made under the Personal Data Protection Act 2012
- MAS
- Speeches
Last revised date:
- 1 Madam Speaker, on behalf of the Minister-in-charge of MAS, I beg to move, "That the Bill be now read a second time". Background 2 The basic aim of MAS’ regulatory regime is to ensure that the financial system is sound and resilient, especially in relation to external shocks. Our methods have been broadly effective, as Singapore has withstood tumultuous episodes such as the Asian Financial Crisis of 1997 and Global Financial Crisis of 2008. The IMF, in its last Financial Sector Assessment
- MAS
- Monographs/Information Papers
Last revised date:
- MAS conducted thematic inspections on the sales and advisory practices of selected financial institutions operating in the private banking industry over 2018 and 2019. This information paper highlights inspection observations and MAS’ supervisory expectations that relevant financial institutions should benchmark themselves against. PRIVATE BANKING SALES AND ADVISORY PRACTICES - OBSERVATIONS AND SUPERVISORY EXPECTATIONS FROM THEMATIC INSPECTIONS INFORMATION PAPER FEBRUARY
- MAS
- Consultations
Last revised date:
- Response VIEW DOCUMENT Response to Feedback Received on the Proposed Framework for Singapore Variable Capital Companies (2.31 MB) Consultation Paper VIEW DOCUMENT Consultation Paper on the Proposed Framework for Singapore Variable Capital Companies (474.1 KB) RESPONSE TO FEEDBACK RECEIVED September 2018 Proposed Framework for Singapore Variable Capital Companies Monetary Authority Of Singapore 1 -------- RESPONSE TO FEEDBACK RECEIVED ON THE PROPOSED FRAMEWORK FOR
- MAS
- Speeches
Last revised date:
- 1 Mr Ong Ye Kung, the Minister for Education (Higher Education and Skills) & Second Minister for Defence, on behalf of Mr Tharman Shanmugaratnam, Deputy Prime Minister and Minister in charge of the Monetary Authority of Singapore (MAS), today moved the Monetary Authority of Singapore (Amendment) Bill 2017 (the “Bill”) for First Reading in Parliament. BACKGROUND 2 The MAS is introducing legislative amendments to strengthen the MAS’ powers to resolve distressed financial institutions in an
- MAS
- Consultations
Last revised date:
- Proposed measures to address risks posed by the use of sign-on incentives during mass recruitment and migration of financial advisory (FA) representatives. The measures include setting reasonable sales targets with a cap for the first year and pegging the sign-on incentives to the persistency of policies serviced by the representative at his previous FA firm. Response VIEW DOCUMENT Response to Consultation Paper on Measures to Address the Risks Posed by the Use of Sign-on Incentives in the Recruitment