Showing 590 Documents for "CMS"
Filter by
Sort by
- MAS
- Circulars
Last revised date:
- .: CFC 02/2020 26 August 2020 Dear Sir/Madam To: Holders of capital markets services licence in respect of fund management for retail investors MODIFICATION TO THE SINGLE ENTITY LIMIT FOR COUNTRY-SPECIFIC GOVERNMENT BOND FUNDS The Code on Collective Investment Schemes
- MAS
- Media Releases
Last revised date:
- . *** Annex 1 1 Consultation on Proposal to Grant Temporary Licenses (22.6 KB) The SFA requires any person acting as a representative of a Capital Markets Services license holder to hold a representative's license.
- MAS
- Enforcement Actions Media Releases
Last revised date:
- He is also prohibited from performing any regulated activity and from taking part in the management, acting as a director, or becoming a substantial shareholder, of any capital markets services firm under the Securities and Futures Act 2001. 3.
- MAS
- Guidelines
Last revised date:
- [the 2 DEFINITION 2.1 For the purposes of these Guidelines: specified person means (i) (ii) (iii) a holder of a capital markets services licence to deal in capital markets products that are securities or securities-based derivatives contracts; an exempt person in respect of dealing
- A the holder of a capital markets services licence to deal in capital markets products that are securities or securities-based derivatives contracts or an exempt person in respect of dealing in capital markets products that are securities or securities-based derivatives contracts a
- (d) Persons X, Y and Z Persons who have Previous contact with Offeror Previous professional or other connection with Offeror Previously indicated to Offeror the holder of a capital markets services licence to deal in capital markets products that are securities or securities-based
- MAS
- Consultations
Last revised date:
- Another respondent provided feedback that increasing the frequency of sending hardcopy statements would increase the operating costs of insurers. 5 The holder of a capital markets service license (CMS licensee) need not send monthly
- statements if: (a) There is no change to any of the particulars since the last statement; or (b) The customer is an accredited investor, or a related corporation of the holder, and (i) (ii) The CMS licensee has made the information captured in the statements available to customers
- MAS
- Annual Reports
Last revised date:
- STATUTORY DEPOSITS OF INSURANCE COMPANIES, REMITTANCE LICENSEES AND CAPITAL MARKETS SERVICES LICENSEES Statutory bank deposits, guarantees and Singapore Government bonds of insurance companies, remittance licensees and capital markets services licensees, are retained by the Authority under
- Deposits from securities companies represent statutory deposits from holders of capital markets services licences required under the Securities and Futures (Licensing and Conduct of Business) Regulations.
- MAS
- Annual Reports
Last revised date:
- MARKETS SERVICES LICENSEES Statutory bank deposits, guarantees and Singapore Government bonds of insurance companies, major payment institutions and capital markets services licensees, are retained by the Authority under the Insurance Act (Cap. 142, 2002 Revised Edition), the Payment Services
- Deposits from securities companies represent statutory deposits from holders of capital markets services licences required under the Securities and Futures (Licensing and Conduct of Business) Regulations. 16 17 26 -------- MONETARY AUTHORITY
- 27 18 18.1 18.2 19 19.1 -------- MONETARY AUTHORITY OF SINGAPORE AND ITS SUBSIDIARIES NOTES TO THE FINANCIAL STATEMENTS For The Year Ended 31 March 2021 STATUTORY DEPOSITS OF INSURANCE COMPANIES, MAJOR PAYMENT INSTITUTIONS AND CAPITAL
- MAS
- Annual Reports
Last revised date:
- Deposits from securities companies represent statutory deposits from holders of capital markets services licences required under the Securities and Futures (Licensing and Conduct of Business) Regulations. 17 18 26 -------- MONETARY AUTHORITY
- MARKETS SERVICES LICENSEES Statutory bank deposits, guarantees and Singapore Government bonds of insurance companies, major payment institutions and capital markets services licensees, are retained by the Authority under the Insurance Act 1966, the Payment Services Act 2019 and the Securities
- 27 19 19.1 19.2 20 20.1 -------- MONETARY AUTHORITY OF SINGAPORE AND ITS SUBSIDIARIES NOTES TO THE FINANCIAL STATEMENTS For The Year Ended 31 March 2022 STATUTORY DEPOSITS OF INSURANCE COMPANIES, MAJOR PAYMENT INSTITUTIONS AND CAPITAL
- MAS
- Enforcement Actions
Last revised date:
- against Mr Tim Leissner, a former director and representative of GS S’pore. 1 The proposed Order will prohibit Mr Leissner for a period of 10 years from: (i) performing any regulated activity under the Securities and Futures Act; or (ii) taking part, directly or indirectly, in the management of any capital
- MAS
- Media Releases
Last revised date:
- against Mr Tim Leissner, a former director and representative of GS S’pore. 1 The proposed Order will prohibit Mr Leissner for a period of 10 years from: (i) performing any regulated activity under the Securities and Futures Act; or (ii) taking part, directly or indirectly, in the management of any capital