Showing 590 Documents for "CMS"
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- Forms and Templates
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- Status of exempt financial institution a merchant bank licensed under the Banking Act (Cap. 19) Status of exempt financial institution a company, co-operative society or insurance broker licensed or registered under the Insurance Act (Cap. 142) Status of exempt financial institution a holder of a capital
- MAS
- Consultations
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- MAS seeks comments on the proposal to include as eligible protection providers: (a) any entity holding a capital markets services licence under the Securities and Futures Act, except entities that provide credit rating services and venture capital fund managers; (b) any entity licensed
- MAS seeks comments on the proposal to include as eligible protection providers: (f) any entity holding a capital markets services licence under the Securities and Futures Act, except entities that provide credit rating services and venture capital fund managers; (g) any entity licensed to
- MAS seeks comments on the proposal to include as eligible protection providers: (a) any entity holding a capital markets services licence under the Securities and Futures Act, except entities that provide credit rating services and venture capital fund managers; (b) any entity licensed to
- MAS
- Speeches
Last revised date:
- continually reviews existing regulations to ensure that they remain relevant to market developments. 8 For example, MAS has just completed a final phase of amendments to the Securities and Futures Act (SFA) and the Financial Advisor Act (FAA) which are aimed at • enhancing MAS’ supervisory oversight of capital
- MAS
- Speeches
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- A risk-based capital framework has been introduced for capital market services licensees, while the capital framework for insurers is being enhanced.
- MAS
- Exemptions
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- This notice applies to - Licensed financial advisers; and - Capital markets services licensees, banks, merchant banks, finance companies and insurers that have entered into cross-border arrangements with their FRCs to provide any financial advisory service (other than advising others by issuing or promulgating
- MAS
- Circulars
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- Monetary Authority of Singapore 10 Shenton Way MAS Building Singapore 079117 Telephone 65 6225 5577 Facsimile 65 6229 9229 Circular No: CMI 04/2020 18 February 2020 To: All holders of a capital markets services licence to deal in capital markets products that are securities
- MAS
- Notices
Last revised date:
- Holders of a capital markets services licence under section 82 of the SFA. Fund management companies registered under paragraph 5(1)(i) of the SF(LCB)R.
- 5(1)(i) of the Second Schedule to the Securities and Futures (Licensing and Conduct of Business) Regulations (Rg. 10) (SF(LCB)R) (g) A person exempted under paragraphs 3(1)(d), 3A(1)(d) and 7(1)(b) of the Second Schedule to the SF(LCB)R from the requirement to hold a capital
- finance company licensed under the Finance MAS Notice 824 1.1 1.2 1.3 1 -------- (d) A person licensed to carry on the business of issuing credit cards or charge cards in Singapore under Section 57B of the Banking Act 1970 MAS Notice 626A (e) A holder of a capital
- MAS
- Consultations
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- This leads to paragraph 3.2, where the need to report by such CMS licensees would not be necessary. Would the Authority still require a Nil report every quarter by such CMS licensees?
- Will it be the FMC (being a CMS licence holder) or the distributor?
- MAS seeks comments on: .............................................................................. 7 (i) Whether it is sufficient to subject banks, non-bank credit card and charge card licensees, holders of a capital markets services licence, licensed financial advisers and insurance companies
- MAS
- Media Releases
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- With Part XIII commencing on 1 July 2002, the remaining Part II (Markets), Part III (Clearing Facilities), Part IV (Capital Markets Services Licence and Representative?
- MAS
- Media Releases
Last revised date:
- procedures for the payment of application and licence fees by applicants and licensees. d) Guidelines on Criteria for the Grant of a Licence The aim of these Guidelines is to provide guidance on the licensing requirements and the factors that MAS takes into consideration when reviewing applications for the capital