Showing 590 Documents for "CMS"
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- MAS
- Consultations
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- insurers, operators or settlement institutions of designated payment systems, approved exchanges, recognised market operators, licensed trade repositories, licensed foreign trade repositories, approved clearing houses, recognised clearing houses, approved holding companies, capital
- , insurers, operators or settlement institutions of designated payment systems, approved exchanges, recognised market operators, licensed trade repositories, licensed foreign trade repositories, approved clearing houses, recognised clearing houses, approved holding companies, capital
- MAS
- Consultations
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- Holders of a capital markets services licence under section 82 of the Securities and Futures Act (Cap. 289). 6.
- (e) Holders of a capital markets services licence under section 82 of the Securities and Futures Act (Cap. 289).
- (e) Holders of a capital markets services licence under section 82 of the Securities and Futures Act (Cap. 289). (f) Fund management companies registered under paragraph 5(1)(i) of the Second Schedule to the Securities and Futures (Licensing and Conduct of Business) Regulations (Rg. 10).
- MAS
- Annual Reports
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- C M Y CM MY CY CMY K Monetary Authority of Singapore ANNUAL REPORT 2002/2003 -------- C M Y CM MY CY CMY K Singapores development as an international financial centre began in the late 1960s.
- The presence of these leading institutions has contributed to the vibrancy and sophistication of Singapores financial industry. -------- C M Y CM MY CY CMY K Monetary Authority of Singapore ANNUAL REPORT 2002/2003 -------- C M Y CM MY CY CMY K -------- C M Y CM MY CY CMY K -------- C M Y
- CM MY CY CMY K -------- ANNUAL REPORT 2002/2003 -------- To promote sustained non-inflationary economic growth, and a sound and progressive financial centre.
- MAS
- Speeches
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- These include banks, insurance companies, capital markets services licensees and pension funds or collective investment schemes. [4] Apart from the Trustees Act, case law relating to trusts would also apply.
- MAS
- Notices
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- This notice applies to - Licensed financial advisers; and - Capital markets services licensees, banks, merchant banks, finance companies and insurers that have entered into cross-border arrangements with their FRCs to provide any financial advisory service (other than advising others by issuing or promulgating
- MAS
- FAQs
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- The classes of FIs subject to this policy and the applicable MAS Notices are: Financial Institutions Banks (except Representative offices) Merchant Banks Finance Companies Insurers (except captive insurers) Capital Markets Services Licence Holder (applicable only to licensees regulated to
- MAS
- Consultations
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- MAS seeks comments on the draft amendments to the SFA to empower MAS to issue directions to regulated FIs and their representatives conducting unregulated business. 8 These refer to holders of a capital markets services licence conducting regulated activities under the
- it thinks it necessary or expedient in the interests of the public or a section of the public or for the protection of investors, issue written directions with respect to the carrying on of unregulated businesses, either of a general or specific nature, to any holder of a capital
- approved clearing house; (f) a recognised clearing house; (g) an approved holding company; Monetary Authority of Singapore 45 -------- CONSULTATION PAPER ON PROPOSED AMENDMENTS TO MAS INVESTIGATIVE AND OTHER POWERS UNDER THE VARIOUS ACTS 2 JULY 2021 (h) a holder of a capital
- MAS
- Consultations
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- [Amended on 8 October 2018] [Amended on XX XXX 2019] exempt person means: (a) a person exempt from the requirement to hold a CMS licence under paragraph 3(1)(d), 3A(1)(d) or 7(1)(b) of the Second Schedule to the SFR(LCB); (b) a key officer of a person referred to in paragraph (a); 6
- clearing house, a recognised clearing house, an approved holding (iii) an appointed, provisional or temporary representative under the SFA company; (ii) a holder of a CMS licence; (iv) an approved exchange; (v) a recognised market operator; (vi) a licensed trade repository
- recognised clearing house under section 51(1)(b) or 51(2) of (g) an approval as an approved holding company under section 81W of the SFA; 3 -------- Guidelines on Fit and Proper Criteria Last revised on: 8 October 2018 section 82(1) of the SFA; (h) a licensing as a holder of a capital
- MAS
- Annual Reports
Last revised date:
- Letters addressed to the Chief Executive Officers were sent to: Capital Markets Services licensees to ensure effective segregation and handling of customers moneys and assets.
- Capital Markets Services licensees dealing in contracts for differences and leveraged foreign exchange products to ensure proper controls over marketing, disclosure and risk management of such products.
- Deposits from securities companies represent statutory deposits from holders of capital markets services licences required under the Securities and Futures (Licensing and Conduct of Business) Regulations. 17 PROVISIONS AND OTHER LIABILITIES 17.1 Provisions have been made for contingencies under
- MAS
- Speeches
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- Unlike banks, merchant banks are not allowed to accept deposits or raise funds in Singapore dollar from the public. 18 Hence, when merchant banks were first introduced in Singapore in the 1970s, they engaged primarily in capital market services, such as corporate finance and fund management.