Showing 4746 Documents for "recognised market operator"
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- MAS
- Enforcement Actions
Last revised date:
- Singapore, 30 August 2018… The Monetary Authority of Singapore (MAS) has issued 12-year prohibition orders against Mr Lee Chang Yeh Bentley, under the Securities and Futures Act (SFA) and the Financial Advisers Act (FAA). 2 The orders prohibit him from performing any regulated activity under the SFA and any financial advisory service under the FAA. Mr Lee is also prohibited from taking part in the management, acting as a director or becoming a substantial shareholder of any capital market services
- MAS
- Media Releases
Last revised date:
- Singapore, 30 August 2018… The Monetary Authority of Singapore (MAS) has issued 12-year prohibition orders against Mr Lee Chang Yeh Bentley, under the Securities and Futures Act (SFA) and the Financial Advisers Act (FAA). 2 The orders prohibit him from performing any regulated activity under the SFA and any financial advisory service under the FAA. Mr Lee is also prohibited from taking part in the management, acting as a director or becoming a substantial shareholder of any capital market services
- MAS
- Media Releases
Last revised date:
- Singapore, 20 June 2006...The Monetary Authority of Singapore (MAS) released the findings of its first mystery shopping survey on practices in the financial advisory industry. The objective of the survey was to assess the quality of the advisory and sales process. The quality of advice provided was not assessed. The survey was conducted from October 2005 to February 2006, and covered 30 licensed and exempt financial advisory firms from the banking, insurance and capital markets sectors (FIs). In
- MAS
- Media Releases
Last revised date:
- 6 July 2012…The Monetary Authority of Singapore (MAS) has today, released the findings of its mystery shopping survey on the financial advisory process of banks and insurers ( Annex (59.9 KB) ). 2 The objective of the survey was to assess the financial industry’s implementation of MAS’ guidelines on fair dealing ( Guidelines on Fair Dealing - Board and Senior Management Responsibilities for Delivering Fair Dealing Outcomes to Customers (100 KB) ). These Guidelines set out five fair dealing outcomes
- MAS
- Media Releases
Last revised date:
- Singapore, 27 May 2015…The Monetary Authority of Singapore (MAS) will be hosting three high-level events this week: • The 2015 Symposium on Asian Banking and Finance (SABF) • The 2nd Asian Monetary Policy Forum (AMPF) • The 20th Executive’s Meeting of East Asia-Pacific Central Banks (EMEAP) Governors’ Meeting These meetings will be attended by central bank governors and heads of supervisory authorities from the Asia-Pacific region. 2 The forums aim to address financial and regulatory issues critical
- MAS
- Media Releases
Last revised date:
- Singapore, 6 August 2018… The Monetary Authority of Singapore (MAS) has accepted all the recommendations by the Corporate Governance Council (Council), and issued the revised Code of Corporate Governance (Code). 2 The revised Code makes clear how companies should adopt the comply-or-explain regime. The SGX Listing Rules have been amended to clarify the expectations under the comply-or-explain regime, to ensure that companies provide meaningful disclosures to their stakeholders. Key changes to the
- MAS
- Monetary Policy Statements
Last revised date:
- 10 October 2003 INTRODUCTION 1 In July this year, MAS re-centred the exchange rate policy band at the prevailing level of the Singapore dollar nominal effective exchange rate (S$NEER). The zero percent appreciation path and the width of the band were maintained. The level of the S$NEER was assessed to be conducive to supporting the incipient recovery in the Singapore economy, and maintaining domestic price stability in a low inflation environment, particularly in view of possible downside risks
- MAS
- Staff Papers
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- MAS Occasional Paper No. 9 October 1998 - By Domestic Economy Division, Economics Department Introduction 1 A major contributing factor to the success of the Asian Newly Industrialised Economies (ANIEs) of South Korea, Taiwan, Singapore, Hong Kong and Malaysia has been their robust export performance. Much of the export growth is underpinned by a significant expansion of manufactured exports, reflecting the rapid industrialisation of these economies. 2 This paper employs the technique
- PDPC
- Public Consultations
Last revised date:
- Singapore Airlines Limited’s response to Public Consultation on Proposed Data Portability and Data Innovation Provisions Singapore Airlines Limited 17 July 2019 This submission sets out Singapore Airlines Limited (“SIA”)’s comments on the public consultation by the Personal Data Protection Commission (“PDPC”) on review of the Personal Data Protection Act 2012 – Proposed data portability and data innovation provisions (“Consultation Paper”). In addition to responding to PDPC’s questions
- MAS
- Speeches
Last revised date:
- Congratulatory Remarks by Mr Heng Swee Keat, Managing Director, Monetary Authority of Singapore 1 It is my great pleasure to be here this evening. 2 Singapore is situated at the heart of a very dynamic region, and demand for financial services is growing rapidly. Firms here have been responding to these new demands, and have grown in size and sophistication. This evening's launch of the FTSE-SGX Asia Shariah 100 Index marks an important innovation in the financial sector in Singapore. The FTSE-SGX