Showing 4746 Documents for "recognised market operator"
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- MAS
- Media Releases
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- Singapore, 9 Nov 2004...The Monetary Authority of Singapore (MAS) will publish details of market conduct regulatory actions 1 where it is in the public interest to do so. This new approach is part of our ongoing enhancements of the supervisory framework and takes effect immediately. Circumstances in Which Disclosure is Warranted 2 As increasingly recognised in other major jurisdictions, the disclosure of regulatory actions on market conduct issues can be an effective regulatory tool in some circumstances
- MAS
- FAQs
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- Provides guidance on the minimum academic and examination requirements as well as continuing education requirements for representatives of capital markets services licensees, banks, merchant banks, finance companies and insurers. Monetary Authority of Singapore SECURITIES AND FUTURES ACT (CAP. 289) NOTICE ON MINIMUM ENTRY AND EXAMINATION REQUIREMENTS FOR REPRESENTATIVES OF HOLDERS OF CAPITAL MARKETS SERVICES LICENCE AND EXEMPT FINANCIAL INSTITUTIONS FREQUENTLY ASKED QUESTIONS
- MAS
- Speeches
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- Professor Yeo Tiong Min, Dean of the School of Law, Singapore Management University Ladies and Gentlemen, good morning I am pleased to join you this morning at the Singapore Management University (SMU). I understand this is the 6th year that the Islamic Finance News Road-show is being held in Singapore. I congratulate the organisers Redmoney Group on this effort. The SMU is an appropriate venue for this event. The university has been a strong proponent for developing human capital for the Islamic
- MAS
- Speeches
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- Speech by Ms Yeo Lian Sim, Deputy Managing Director, Monetary Authority of Singapore, at the 9th Singapore Conference on International Business Law Date: 30 Aug 2001 Good afternoon. Thank you for inviting me to speak at your conference. In addressing my subject, 'Regulating a Progressive Capital Market', I will focus on the principles that underpin Singapore's regulations and share some thoughts on how changing capital markets are affecting market regulation. The changing environment 2 The
- PDPC
- Advisory Guidelines
Last revised date:
- These Advisory Guidelines provide an explanation of how the DNC Provisions, which are set out in Part 9 of the PDPA, may apply in different scenarios and allows organisations and individuals to better understand the requirements. They should be read in conjunction with the Advisory Guidelines On Key Concepts and Advisory Guidelines for Selected Topics . The full document is available here . Chapters Listing Introduction (Part I) Definition of a Specified Message (Part II) Duty to Check the DNC Register
- MAS
- Consultations
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- Response VIEW DOCUMENT Response to Feedback: Consultation Paper on Review of Policy Owners' Protection Fund (48.5 KB) Consultation Paper VIEW DOCUMENT Consultation Paper on Review of Policy Owners' Protection Fund (183.4 KB) 1 RESPONSE TO FEEDBACK RECEIVED CONSULTATION PAPER ON REVIEW OF POLICY OWNERS PROTECTION FUND INTRODUCTION 1.1 On 15 December 2005, MAS released a consultation paper inviting comments on the review of Policy Owners Protection
- MAS
- Speeches
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- 1 Thank you for the introduction Mr. Mattholie. Ladies and Gentlemen, good morning. Before I begin, I will like to thank Captive & ART Review for organising Asia’s first captive-themed conference in Singapore. With the rapid growth and expansion of companies in Asia, as well as the increased focus on risk management, this event is certainly timely. This conference will raise the level of awareness for alternative risk management solutions and keep the industry abreast of the latest developments
- MAS
- Consultations
Last revised date:
- Response VIEW DOCUMENT Response to Feedback: Draft Appeals Regulations Pursuant to Securities and Futures Act, Financial Advisers Act and Insurance Act (208.5 KB) Response to Feedback: Draft Regulations and Guidelines Pursuant to the SFA and FAA (2005) (140.3 KB) Consultation Paper VIEW DOCUMENT Draft Regulations and Guidelines Pursuant to the Securities and Futures (Amendment) Act 2005 and Financial Advisers (Amendment) Act 2005 (30 KB) RESPONSE TO FEEDBACK RECEIVED - CONSULTATION PAPER ON DRAFT
- MAS
- Macroeconomic Reviews
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- Contents and Preface PDF (196.4 KB) Monetary Policy Statement PDF (206.8 KB) Chapter 1 The International Economy PDF (379.4 KB) Chapter 2 The Singapore Economy Box A: The Opportunities For E-commerce In The Retail Sector PDF (430.8 KB) Chapter 3 Labour Market and Inflation Box B: An Empirical Analysis of Food Price Pass-through in Singapore PDF (597.1 KB) Chapter 4 Macroeconomic Policy Box C: The Currency Interchangeability Agreement: Fifty Years On PDF (433.3 KB) Special Feature A: Optimal Control
- MAS
- Monographs/Information Papers
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- The TF NRA seeks to further deepen the understanding by law enforcement agencies, supervisors/regulators and the private sector of Singapore’s key TF threats and vulnerabilities, so that appropriate prevention and mitigation measures may be taken. This Terrorism Financing National Risk Assessment (TF NRA) is the culmination of experience and observations from all relevant competent authorities over the past few years, and includes inputs from the private sector and academia. It seeks to further deepen