Showing 4746 Documents for "recognised market operator"
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- MAS
Last revised date:
- Industry leaders spoke at the launch of the Financial Services Industry Transformation Map 2025 on 15 September 2022. Hear from them their views on emerging opportunities and strategies for our financial sector. Mr Wong Kee Joo, CEO of HSBC Singapore Ms Deborah Ho, Country Head Singapore and Head of SEA, Blackrock Mr Han Kwee Juan, Managing Director and Group Head of Strategy & Planning, DBS Mr Andrew Yeo, CEO of Income Insurance Limited Mr Leong Sing Chiong, Deputy Managing Director, Markets & Development
- MAS
- Directives
Last revised date:
- Requirements for merchant banks to time stamp their client’s order forms. Directive 29 18 Dec 1987 Directives to Merchant Banks Time Stamping 29 In relation to each transaction ofsecurities, a dealer shall at the time of receipt of each order from its client, enter forthwith onto an order form its client's order. The order shall forthwith be dated and time stamped when received and upon execution or cancellation. The order form shall be in
- MAS
- Media Releases
Last revised date:
- Singapore, 6 November 2014 … In response to media queries, the MAS Spokesperson said that MAS takes a serious view of the trading halt experienced by SGX’s securities and derivatives markets due to multiple power supply issues. MAS has instructed SGX to take immediate remedial action to prevent a recurrence. MAS has also instructed SGX to conduct a thorough investigation to find out the root cause of the outage and submit its investigation findings to MAS. The MAS spokesperson reiterated that MAS
- MAS
- Letters to Editor
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- 4 April 2012 The Editor ST Forum Dear Editor MAS thanks Mr Allen Tan and 327 other remisiers for their suggestions (“Remisiers: Don't test us on products we don't handle”, ST Forum, 30 March 2012). We acknowledge the concerns raised. The examining bodies and industry associations have also given us valuable feedback. We are considering their comments on how to make the Capital Markets and Financial Advisory Services examinations as well as the classification of Specified Investment Products more
- MAS
- Enforcement Actions
Last revised date:
- 1 NBI hf. had contravened section 137 of the SFA, in force at the material time, which required substantial shareholders of listed companies to notify the securities exchange of changes in their shareholdings. On 9 June 2014, NBI hf. paid a composition amount of $4,250 in respect of the breach. 2 NBI hf. failed to notify the Singapore Exchange Securities Trading Limited of the change in its deemed shareholdings in Asia Environment Holdings Ltd which took place on 15 September 2010
- MAS
- Guidelines
Last revised date:
- Guidelines for Board and Senior Management on implementing fair dealing outcomes to customers. These guidelines apply to the board and senior management of financial institutions. They set out: Responsibilities of the Board and Senior Management in delivering five fair outcomes to customers. Best practices for the selection, marketing and distribution of investment products and the provision of advice for these products. Responsibilities for after-sales services and complaints handling. Explanation
- PDPC
Last revised date:
- You may wish to contact the Data Protection Officer (DPO) of the relevant real estate companies to request that they cease using and disclosing your personal data for marketing purposes. At the same time, you may also raise any data protection concerns that you may have over the handling of your personal data with the DPO. The DPO’s contact details are generally found under the Privacy Policy section of an organisation’s website. We have a
- PDPC
Last revised date:
- You may wish to contact the Data Protection Officer (DPO) of the relevant real estate companies to request that they cease using and disclosing your personal data for marketing purposes. At the same time, you may also raise any data protection concerns that you may have over the handling of your personal data with the DPO. The DPO’s contact details are generally found under the Privacy Policy section of an organisation’s website. We have a
- MAS
- Letters to Editor
Last revised date:
- Sir, You suggest that Singapore's authorities gave China Aviation Oil's parent company preferential treatment because it is a state-owned enterprise in China, which is a "big source of listings" for Singapore (Lex, August 20). The suggestion is baseless. 2 Whether in implementing our laws on vandalism, which you say provoked "international outrage" a decade ago, or in preserving the integrity of our capital markets, Singapore enforces its laws and rules independently and consistently. That is
- MAS
- Media Releases
Last revised date:
- Singapore, 10 December 2002. The Monetary Authority of Singapore (MAS) today announced the removal of the 20% aggregate foreign shareholding limit on finance companies with effect from 11 December 2002. This will allow listed finance companies to merge their foreign and local share tranches. 2 This removal follows the lifting of the 40% aggregate foreign shareholding limit for banks in 1999, which led to improved trading liquidity and the removal of price distortions in the market value of bank