Showing 4746 Documents for "recognised market operator"
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- MAS
- Forms and Templates
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- Notice for persons who have suffered pecuniary losses in relation to any entrusted money or property to inform MAS of their claims against the security deposit of certain capital markets services licensees dealing in capital markets products. Certain licensees are required to lodge a deposit of $100,000 under Regulation 7 of the Securities and Futures (Licensing and Conduct of Business) Regulations. SECURITIES AND FUTURES ACT (Cap. 289) SECURITIES AND FUTURES (LICENSING AND CONDUCT OF BUSINESSS
- MAS
- Media Releases
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- Singapore, 29 September 2004 - For the fourth year in a row, average daily trading volumes of treasury activities have risen. According to the Monetary Authority of Singapore's (MAS) Survey of Singapore Treasury Activities 2003, average daily treasury volumes rose almost 21% from US$139 billion in 2002 to US$168 billion in 2003. The 2004 BIS Triennial Survey of Foreign Exchange (forex) and Derivatives Market Activity released yesterday showed that Singapore remains the world's fourth largest forex
- MAS
- Letters to Editor
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- (ST forum, 17 Aug) I refer to Ms Seah Geok Hong's letter, 'Climbdown by LIA' (ST, Aug 12). 2 Every financial product has features which may or may not meet a particular consumer's needs. Investment-linked insurance policies (ILPs) are no exception. 3 To enable consumers to match their needs, financial institutions (FIs) have a duty to disclose material information about their products and provide a reasonable basis for recommendations that they make. The Monetary Authority of Singapore (MAS
- MAS
- Media Releases
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- Singapore, 22 Aug 2003...The Monetary Authority of Singapore (MAS) today announced that it will extend by two years the grace period for Singapore banks to divest their non-financial businesses. Banks may apply to MAS for the extension, which will allow them until 17 July 2006 to complete the required divestitures. In July 2001, the Banking Act was amended to give legislative effect to MAS' policy requiring the separation of banks' financial and non-financial businesses. Since then, all the banks
- MAS
- Enforcement Actions
Last revised date:
- 1 On 8 April 2015, MAS reprimanded CMCS Markets Singapore Pte Ltd [“CMCS”] for its contravention of regulation 24A of the SF(FMR) Regs. 2 Regulation 24A(1) of the SF(FMR) Regs states that the holder of a licence who enters into a contract for differences with its customers shall obtain margin from each customer, in the form of acceptable collateral, for the purpose of trading in contracts for differences. Regulation 24A(2) of the SF(FMR) Regs further states that for the
- MAS
- Enforcement Actions
Last revised date:
- Singapore, 22 October 2020… Mr Sun Weiyeh, a former fund manager, was charged today under the Securities and Futures Act (SFA) for acts that were likely to defraud investors. 2 Mr Sun was a director of One Asia Investment Partners Pte. Ltd. (OAIP) from October 2014 to January 2017. OAIP was a fund management company licensed by the Monetary Authority of Singapore (MAS) under the SFA. MAS revoked OAIP’s licence in April 2017 after it was issued with a winding up order by the High Court of
- MAS
- Media Releases
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- The revised Agreement for a New-Age Economic Partnership (JSEPA) between Japan and the Republic of Singapore will enter into force on 2 September 2007, after both countries have completed their legal and administrative procedures to implement the agreement. The revised JSEPA will bring about improved market access for industrial and agricultural products, revised rules of origin, improved specific commitments for financial services, revised customs procedures and technical alteration to provisions
- MAS
- Media Releases
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- MAS' Response to Queries on AIA : "MAS has received queries from the public on the regulatory requirements which insurance companies have to meet, in particular, AIA Singapore. As with all insurance companies in Singapore, AIA is required under the Insurance Act to maintain statutory insurance funds, including an investment-linked fund. These funds are segregated from its head office and other shareholders’ funds. Within these insurance funds, AIA must maintain sufficient assets to meet all its
- MAS
- Letters to Editor
Last revised date:
- 21 November 2011 The Editor Business Times Dear Editor, Mr Jayaraman offered some suggestions to better align the interests of REITs managers with those of shareholders (“Tie Reit managers' pay to DPU, valuations”, BT letters, 16 November 2011). There are rules in place that seek to safeguard investors’ interest where there are interested party transactions. For instance, such transactions that are 5% or more of the REIT’s net asset value are subject to voting by independent unitholders; two
- MAS
- Letters to Editor
Last revised date:
- Dear Editor, I refer to "Keeping silent will do no good" (TODAY, 20 December 2010). The Monetary Authority of Singapore (MAS) investigates all cases of suspected breaches of securities laws and regulations, regardless of the parties involved. MAS appreciates that there may be interest in the investigations of certain cases and the outcomes. However, as a responsible regulator, we have to balance this against the need to avoid undue speculation and to ensure ongoing inquiries are not compromised