Showing 590 Documents for "CMS"
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- MAS
- Exemptions
Last revised date:
- ; (d) letters addressed to individuals or bodies; -------- S 385/2018 2 or (e) photographs or cinematograph films; (f) sound broadcasting, television, the Internet or other media;; (b) by inserting, immediately after the definition of capital markets products, the following definition: capital
- ) of (Licensing and Conduct of Business) Regulations (Cap. 289, Rg 10) as if the preparer were the holder who will disseminate or publish, or cause the product publication or dissemination advertisement; or the of, (c) where the preparer is a person other than a specified person or a holder of a capital
- remitter licensed to conduct remittance business, under the Money-changing and Remittance Businesses Act (Cap. 187); any insurer licensed or regulated under the Insurance Act (Cap. 142); any insurance intermediary registered or regulated under the Insurance Act; any holder of a capital
- MAS
- Consultations
Last revised date:
- We note that based on paragraph 4.3 of the Consultation Paper, CMS licence holders are specified persons who will be initially exempted from the trading obligations.
- Respondents 2 Specified person means any bank, merchant bank, finance company, insurer, holder of a capital markets services licence, or other prescribed person. 3 As defined in the Securities and Futures (Reporting of Derivatives
- These proposals included: extending the markets regime to OTC derivatives market operators; introducing powers to mandate the trading of OTC derivatives on organised markets; and extending the capital markets services licensing regime to intermediaries dealing in OTC derivatives.
- MAS
- Consultations
Last revised date:
- However, Diginex highlights that some custodial wallet services may wish to custody not only DPTs but also security tokens that may require licensing under a Capital Markets Services License.
- In this respect, a licensing regime in line with Question 2 (for AML/CFT) but also the CMSL for provision of custodial services may be required to adequately ensure that DPT safeguarding can be assured. 2.
- Where such an occurrence may be present, MAS should ensure that the licensing regime is designed in a way to ensure that it is financially and operationally optimised for custodial wallet service that may operate across both PSA and CMSL requirements. Question 3.
- MAS
- Guidelines
Last revised date:
- These Guidelines are issued to provide guidance to holders of a Capital Markets Services licence and persons exempt under paragraph 4(1)(c), 5(1)(d) or 7(1)(b) of the Second Schedule to the Securities and Futures (Licensing and Conduct of Business) Regulations from having to hold a Capital Markets
- are utilised in these Guidelines. 2 4 5 6 7 8 9 I II -------- GUIDELINES TO MAS NOTICE SFA04-N02 ON PREVENTION OF MONEY LAUNDERING AND COUNTERING THE FINANCING OF TERRORISM 1 1-1 Introduction These Guidelines provide guidance to all holders of a capital
- the Second Schedule to the Securities and Futures (Licensing and Conduct of Business) Regulations and all persons exempted under paragraph 7(1)(b) of the Second Schedule to the Securities and Futures (Licensing and Conduct of Business) Regulations from having to hold a capital
- MAS
- Guidelines
Last revised date:
- Markets Services (CMS) licensee licensed under the Securities and Futures Act (Cap. 289) (SFA), or any public company approved under section 289 of the SFA to act as a trustee for collective investment schemes authorized under section 286 of the SFA.
- benchmark administrator for the purpose of administering a designated benchmark under the SFA; or (ii) the provision of a designated benchmark by the benchmark administrator to, a person (whether a natural person, legal person or legal arrangement); CMI means a person holding a capital
- charge card licensee licensed under section 57B of the Banking Act (Cap. 19), means the opening or maintenance of an account by the credit card or charge card licensee in the name of a person (whether a natural person, legal person or legal arrangement); CMI means a person holding a capital
- MAS
- Annual Reports
Last revised date:
- Deposits from securities companies represent statutory deposits from holders of capital market services licences required under the Securities and Futures Act (Chapter 289, 2002 Revised Edition). 19 AMOUNTS DUE TO SINGAPORE GOVERNMENT Contribution to Consolidated Fund Return of Profit
- Licensees Bank Guarantees Capital Market Services Licensees Bank Guarantees 2004 $000 2003 $000 78,720 24,500 7,450 110,670 55,623 31,500 7,550 94,673 16,800 17,700 200 107 -------- 22 22.1 COMMITMENTS International Monetary Fund a) The Authority has an obligation to pay $1,053 million
- STATUTORY DEPOSITS OF INSURANCE COMPANIES, REMITTANCE LICENSEES AND CAPITAL MARKET SERVICES LICENSEES The following statutory deposits of insurance companies held by the Authority under the Insurance Act (Chapter 142, 2002 Revised Edition), the remittance licensees under the Money-Changing
- MAS
- Speeches
Last revised date:
- business models of market intermediaries, the SF Bill will introduce a single modular licensing framework for the securities and futures intermediaries, to replace the current multiple licensing structure. 15 Part IV of the SF Bill will require an intermediary to hold only a single licence, known as a Capital
- MAS
- Speeches
Last revised date:
- Our coverage is comprehensive – banks, merchant banks, finance companies, insurance companies, capital market services licensees, licensed trust companies, financial advisers, insurance brokers, exempt fund managers, moneychangers, and remittance houses.
- MAS
- Consultations
Last revised date:
- FIs All- 1 (a) approved exchanges; (b) designated clearing houses; (c) holders of a capital markets services licence; (d) recognised market operators which are incorporated in Singapore; and (e) persons who are approved under section 289 of the Securities and Futures Act to act as a trustee
- MAS
- Exemptions
Last revised date:
- Version 2.1 issued on 11 January 2023 Version Control: 7 Exempt IBs refer to banks, insurers, capital markets services licensees and licensed financial advisers carrying on business as an IB.