Showing 4746 Documents for "recognised market operator"
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- PDPC
- Commission's Decisions
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- Directions, including a financial penalty of $5,000, were imposed on AgcDesign for breaches of the PDPA. The organisation failed to appoint a data protection officer and did not have written policies and practices necessary to ensure its compliance with the PDPA. Click here to find out more. PERSONAL DATA PROTECTION COMMISSION [2019] SGPDPC 23 Case No DP-1805-B2072 In the matter of an investigation under section 50(1) of the Personal Data Protection Act 2012 And AgcDesign
- MAS
- Media Releases
Last revised date:
- Singapore, 10 September 2020... The Monetary Authority of Singapore (MAS) today issued guidelines to strengthen the accountability of senior managers in key functions in financial institutions (FIs) and to promote ethical behaviour in FIs. The guidelines were accompanied by an information paper on good practices in these areas. 2 The Guidelines on Individual Accountability and Conduct sets out MAS’ expectations through five high level outcomes for FIs: Outcome 1: Senior managers “Senior managers
- MAS
- Speeches
Last revised date:
- 1 Minister of State, Ministry of Culture, Community and Youth and Ministry of Trade and Industry, Mr Alvin Tan, on behalf of Senior Minister and Minister-in-charge of the Monetary Authority of Singapore (“MAS”), Mr Tharman Shanmugaratnam, today moved the Financial Services and Markets (Amendment) Bill (“FSM(A) Bill”) for First Reading in Parliament. BACKGROUND 2 Protecting our financial system from criminal abuse is crucial to maintaining the integrity and reputation of Singapore’s financial centre
- MAS
- Exemptions
Last revised date:
- Entry requirements in respect of the appointment of provisional representatives by financial advisers, and the validity period of such appointments. This notice applies to the appointment of provisional representatives by licensed financial advisers and exempt financial advisers. It sets out the minimum entry requirements, such as regulatory status, prior experience and qualifications, and the validity period of such appointments. Amendment Notes There are no amendment notes for this notice. Monetary
- MAS
- Notices
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- Requirements on licensed insurers' appointment of custodians. This notice applies to all licensed insurers. It sets out mandatory requirements and guidelines on 'Appointment and on-going monitoring of custodians and sub-custodians' and 'Custody arrangements'. Amendment Notes 30 May 2019 Notice 105 dated 30 May 2019 takes effect from 1 Jan 2020. 30 Jun 2010 MAS Notice 105 (Amendment) 2010 (5.59 KB) takes effect. 26 Jan 2004 Notice 105 dated 26 Jan 2004 (12.9 KB) . [Cancelled with effect from 31 Dec
- MAS
- Media Releases
Last revised date:
- Singapore, 4 October 2022… The Monetary Authority of Singapore (MAS), together with knowledge partners McKinsey & Company and Convergence Blended Finance, and supported by the Glasgow Financial Alliance for Net Zero (GFANZ), today hosted the inaugural Transition Finance Towards Net Zero (TFNZ) Conference. The conference provides a platform to galvanise key public and private sector stakeholders to mobilise capital at scale to help economies and corporates decarbonise. 2 The conference focused on
- MAS
- Forms and Templates
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- ___ We are currently experiencing a high volume of applications. Please expect a delay in our response as we will require additional processing time when you submit an application. ___ Existing payment services licence holders must submit Form 2 online to vary or change their licence. About Form 2 Form 2 applies to existing payment services licence holders who wish to vary or change their licence under Section 7 of the Payment Services Act (PS Act) . How to Submit All submissions must be made via
- MAS
- Notices
Last revised date:
- This Notice applies to all entities which were granted an exemption to provide specified payment services under the Payment Services (Exemption for Specified Period) Regulations 2019 (“Exemption Regulations”). The Notice sets out the reporting of information related to the payment services the entity is providing under the Exemption Regulations. Amendment Notes MAS Notice No.: FSM-N01 Notice to Persons Relying on an Exemption Under the Payment Services (Exemption for Specified Period) Regulations
- MAS
- Media Releases
Last revised date:
- 13 April 2007, The Command House, Singapore Mr Peter Wuffli, Mrs Kathryn Shih, Distinguished Guests, Ladies & Gentlemen, 1 A very good afternoon to you all. I am delighted to join you here to celebrate the official opening of the UBS Wealth Management Campus - Asia Pacific. Asia's Prosperity 2 Asia’s growth trajectory upward is not only led by economic powerhouses China and India, but also a re-energised Japan, and an increasingly integrated ASEAN. This mounting prosperity has led to
- MAS
- Speeches
Last revised date:
- Opening Address by Mr Ravi Menon, Managing Director, Monetary Authority of Singapore, at the Institute of Banking & Finance Annual Conference Building Talent in the Financial Sector Ms Kate Sweetman, fellow Council Members of the IBF, ladies and gentlemen, good morning. 1. The financial crisis has triggered a fundamental shift in the global financial landscape. There has been much discussion globally on levelling up regulatory standards to meet the risks of an increasingly complex and inter-connected