Showing 5563 Documents for "MAS"
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- Directives
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- the Finance Companies Act; (iii) a merchant bank that is approved as a financial institution under section 28 of the Monetary Authority of Singapore Act; (iv) The Post Office Savings Bank of Singapore established under the Post Office Savings Bank of Singapore Act;
- MAS
- Forms and Templates
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- After submission, FIs may view a record of their submission by logging into the MAS-Tx .
- MAS
- Enforcement Actions Media Releases
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- Mr Tay’s and Ms Hui’s convictions were a result of a joint investigation conducted by the Monetary Authority of Singapore and the Commercial Affairs Department of the Singapore Police Force.
- MAS
- Notices
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- Instructions on Incident Notification and Reporting to MAS Incident Reporting Template Notice No.: FAA-N18 Issue Date: 21 June 2013 NOTICE ON TECHNOLOGY RISK MANAGEMENT This Notice is issued pursuant to section 58 of the Financial Advisers Act (Cap. 110) Introduction 1 (the Act) and
- MAS
- Regulations
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- RAVI MENON Managing Director, Monetary Authority of Singapore. [CMI FA 01/2012; AG/LEGIS/SL/110/2015/1 Vol. 3]
- S 81 FINANCIAL ADVISERS ACT (CHAPTER 110) FINANCIAL ADVISERS (REMUNERATION) (AMENDMENT) REGULATIONS 2017 In exercise of the powers conferred by section 104 of the Financial Advisers Act, the Monetary Authority of Singapore makes the following Regulations: Citation and commencement
- MAS
- Guidelines
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- standards and practices expected of financial advisers in dealing with such conflicts of interest. 08 Oct 2018 FAA-G13 (Amendment) 2018 takes effect. 18 Oct 2013 Previous version last revised on 18 Oct 2013 (97.5 KB) [Cancelled] 02 Apr 2013 Previous version issued on 02 Apr 2013 (104 KB) [Cancelled] Monetary
- The Maintenance of proper records 25 A Financial Institution should maintain proper records of the bases and supporting documents of its analysts research recommendations for a period of not less than 5 years from the date of publication of the research recommendation. 7 Monetary
- MAS
- Media Releases
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- Singapore has been a FATF member since 1991 and a member of APG since its inception in 1997. 3 Monetary Authority of Singapore's Managing Director Mr Koh Yong Guan said, "Singapore strongly supports the work of FATF and APG and we are pleased to host the June 2005 Plenary.
- MAS
- Speeches
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- An MAS survey of the corporate debt market in 2004 showed total outstanding corporate debt securities increasing 20% to S$123 billion at end 2004, as a wide range of borrowers tapped the Singapore market.
- MAS
- Enforcement Actions
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- His conviction was a result of a joint investigation conducted by the Monetary Authority of Singapore and the Commercial Affairs Department of the Singapore Police Force. 2 Mr Chai was charged under section 330(1)(a) of the Securities and Futures Act (SFA) The offences under section 330(1)(a) of the
- MAS
- Speeches
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- building on the Financial Industry Competency Standards that IBF has been championing, to create in-house FICS accredited programmes for their staff, both in and outside of Singapore. 9 I appreciate UBS' commitment to developing a flow of wealth management talent, and for being a strong partner to MAS