Showing 590 Documents for "CMS"
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- MAS
- Consultations
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- (a) the Authority is satisfied that there is a manager for the scheme which is (i) (ii) licensed or regulated to carry out fund management activities in the jurisdiction of its principal place of business; or a public company that is exempted from the requirement to hold a capital
- MAS
- Forms and Templates
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- that is operating in Singapore as a bank, merchant bank, finance company, insurer, trust company, licensed trade repository, licensed foreign trade repository, approved exchange, recognised market operator, approved clearing house, recognised clearing house, approved holding company, holder of a capital
- MAS
- Guidelines
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- AND PORTFOLIO CONSTRUCTION PORTFOLIO RISK MANAGEMENT 1 2 4 6 8 9 10 1 2 3 4 5 6 7 -------- GUIDELINES ON ENVIRONMENTAL RISK MANAGEMENT (ASSET MANAGERS) DECEMBER 2020 INTRODUCTION 1 1.1 These Guidelines apply to all holders of a capital
- MAS
- Consultations
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- comments on the proposed provisions relating to insider trading. 12 Section 222 of the SFA relates to the exception for redemption of units in collective investment schemes. 13 Section 223 of the SFA relates to the exception for underwriters. 14 Section 230 of the SFA relates to the holder of a capital
- MAS
- Consultations
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- Markets Services License) Regulations a securities exchange in Singapore or a recognised group A exchange as set out in Table 6 of the Fourth Schedule to the Securities and Futures (Margin and Financial Requirements for Holders of Capital Markets Services
- equity security (including convertible bonds) that is included in an index of any securities exchange in Singapore or any recognised group A exchange as set out in Table 6 of the Fourth Schedule to the Securities and Futures (Margin and Financial Requirements for Holders of Capital
- (b) any equity security (including convertible bonds) that is listed on any securities exchange in Singapore or any recognised group A exchange as set out in Table 6 of the Fourth Schedule to the Securities and Futures (Margin and Financial Requirements for Holders of Capital
- MAS
- Annual Reports
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- Deposits from securities companies represent statutory deposits from holders of capital markets services licences required under the Securities and Futures (Licensing and Conduct of Business) Regulations. 17 PROVISIONS AND OTHER LIABILITIES 17.1 Provisions have been made for contingencies under
- Insurance Companies Fixed Deposits Bankers Guarantees Singapore Government Bonds Remittance Licensees Bankers Guarantees Capital Markets Services Licensees Bankers Guarantees 21 COMMITMENTS 21.1 international monetary Fund (imF) 84 MAS ANNUAL REPORT 2009/2010 -------- noteS to tHe
- Bonds of insurance companies, remittance licensees and capital market services licensees, are retained by the Authority under the Insurance Act (Chapter 142, 2002 Revised Edition), the Money-Changing and Remittance Businesses Act (Chapter 187, 2008 Revised Edition) and the Securities
- MAS
- Annual Reports
Last revised date:
- Enhancing Regulatory Capital Framework for Capital Market Services Licensees the BCBS concluded In April 2013, MAS issued revisions to the capital requirements for capital markets services licensees (CMSLs) to enhance the risk-sensitivity of the capital framework and
- 12 13 16 16 16 17 17 17 17 19 19 21 21 21 21 21 22 22 22 22 22 22 22 ROBUST, TRUSTED, AND PURPOSEFUL FINANCIAL CENTRE A ROBUST FINANCIAL CENTRE Strengthening Capital Requirements for Singapore-incorporated Banks Enhancing Regulatory Capital Framework for Capital
- Deposits from securities companies represent statutory deposits from holders of capital markets services licences required under the Securities and Futures (licensing and Conduct of Business) Regulations. 18 MAS BIllS, PRoVISIoNS AND otHER lIABIlItIES 18.1 As part of the
- MAS
- Consultations
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- We propose that the definitions be aligned with those provided in the MAS Notice on Risk Based Capital Adequacy Requirements for Holders of Capital Markets Services Licenses.
- Question 6: MAS seeks views on the proposed exemptions for non-bank FIs from reporting obligations: (a) subsidiaries of banks incorporated in Singapore, insurers and holders of CMS licenses, with annual aggregate gross notional amount of specified derivatives contracts of less than S$5 billion; and (
- transacting counterparties, i.e. a Singapore-incorporated company or a Singapore branch of a foreign entity, to clearing obligations. 5 SPECIFIED PERSONS TO BE SUBJECT TO CLEARING OBLIGATIONS 5.1 Under section 129B of the SFA, all banks and other financial institutions such as insurers and capital
- MAS
- Consultations
Last revised date:
- Another respondent suggested increasing the proposed limit of SGD5 billion as it may be possible to exceed the limit in a short span of time. 6 For example, a capital markets services licence may be required if the entity
- holders of a capital markets services licence) provide any other person with access to trade indirectly (that is, through the applicants customer) on the organised market that the applicant operates, the applicant must ensure that the disclosures as set out above in paragraph 2.3
- In addition, a corporation exempted from section 7(1) of the SFA under section 7(7) of the SFA, is exempt under paragraphs 3(1)(e) and 3A(1)(h) of the Second Schedule to the Securities and Futures (Licensing and Conduct of Business) Regulations from the requirement to hold a capital markets services
- MAS
- Annual Reports
Last revised date:
- Going forward, MAS is also looking to enhance capital standards for Capital Markets Services licence holders.
- The new online system will allow FMCs to submit RFMC registrations and applications for a Capital Markets Services licence, as well as submit their regulatory returns.
- CRAs will consequently have to be licensed under the MAS ANNUAL REPORT 2011/2012 25 -------- W103841 size W 160mm x H 240 mm Mac.10 C.bee 2nd Pantone 872C Capital Markets Services licensing regime under the SFA and be subject to licensing obligations.