Showing 590 Documents for "CMS"
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- MAS
- Forms and Templates
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- that is operating in Singapore as a bank, merchant bank, finance company, insurer, trust company, licensed trade repository, licensed foreign trade repository, approved exchange, recognised market operator, approved clearing house, recognised clearing house, approved holding company, holder of a capital
- MAS
- Guidelines
Last revised date:
- as well as the kinds of relationships that would and would not be considered to be a personal offer referred to in section 272A(1) of the SFA. 2 DEFINITION 2.1 For the purposes of these Guidelines: specified person means (i) (ii) (iii) (iv) (v) a holder of a capital
- MAS
- Consultations
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- in accordance with the Guidelines on Fit and Proper Criteria issued by MAS and pursuant to regulation 14A(2)(b) of the Securities and Futures (Licensing and Conduct of Business) Regulations. 4 These Notices are (a) Notice on Reporting of Misconduct of Representatives by Holders of Capital
- the consultation paper sets out the proposed requirements for FIs to conduct and respond to reference checks on representatives. 2 These Notices are (a) Notice on Reporting of Misconduct of Representatives by Holders of Capital
- REPORTING REQUIREMENTS AND PROPOSALS TO MANDATE REFERENCE CHECK 6 July 2018 3 Part A: Proposed changes to misconduct reporting requirements Proposal 1: Scope to include Registered Fund Management Companies 3.1 The current Misconduct Notices are applicable to the following FIs: (a) Capital
- MAS
- Notices
Last revised date:
- [MAS Notice SFA03AA-N01 (Amendment) 2022] Holders of a capital markets services licence under section 82 of the SFA Securities and Futures Act (Cap. 289).
- Holders of a capital markets services licence under section 82 of the Securities and Futures Act (Cap. 289). Fund management companies registered under paragraph 5(1)(i) of the Second Schedule to the Securities and Futures (Licensing and Conduct of Business) Regulations (Rg. 10).
- MAS
- Annual Reports
Last revised date:
- Deposits from securities companies represent statutory deposits from holders of capital markets services licences required under the Securities and Futures (Licensing and Conduct of Business) Regulations. 18 MAS BILLS, PROVISIONS AND OTHER LIABILITIES 18.1 As part of the Authoritys money market
- The contribution is based on 17% (2016: 17%) of the net profit for the year, after offsetting the cumulative loss from previous financial years. 20 STATUTORY DEPOSITS OF INSURANCE COMPANIES, REMITTANCE LICENSEES AND CAPITAL MARKETS SERVICES LICENSEES Statutory bank deposits, guarantees and Singapore
- Government bonds of insurance companies, remittance licensees and capital markets services licensees, are retained by the Authority under the Insurance Act (Cap. 142, 2002 Revised Edition), the Money-changing and Remittance Businesses Act (Cap. 187, 2008 Revised Edition) and the Securities
- MAS
- Guidelines
Last revised date:
- default or early termination by a party to the arrangement, the parties to the arrangement are contractually obligated to net the mark-to-market values of all uncleared derivatives contracts that are the subject of the arrangement;2 MAS Covered Entity means a person who is exempt from holding a capital
- MAS
- Consultations
Last revised date:
- (IV) Types of acceptable collateral 3.23 Most respondents supported the proposed list of acceptable collateral, as set out in the Notice on Risk Based Capital Adequacy Requirements for Holders of Capital Markets Services Licences [SFA 04-N13].
- intermediary, if it has not put in place adequate risk management processes to manage the exposure to its customers trading activities. 11 As set out in the Notice on Risk Based Capital Adequacy Requirements for Holders of Capital
- MAS
- Consultations
Last revised date:
- markets services licence means a capital markets services licence granted under section 86 of the Securit ies and Futures Act (Cap. 289); charity, in relation to private trust company, means any trust, foundation, company or other body established solely for the purpose recognised
- , unless the context otherwise requires accounting corporation means a company approved as an accounting corporation under the Accountants Act 2004 (Act 4 of 2004); advocate and solicitor has the same meaning as in section 2 of the Legal Profession Act (Cap. 161); capital
- MAS
- Forms and Templates
Last revised date:
- . * Q4: If applicable, provide the name(s) and description(s) of any related corporation to the applicant that is operating in Singapore as a bank, merchant bank, finance company, insurer, trust company, designated clearing house, approved holding company, holder of a capital markets services licence
- MAS
- Consultations
Last revised date:
- Monetary Authority of Singapore 10 -------- CONSULTATION PAPER ON PROPOSED REGULATORY APPROACH FOR STABLECOIN-RELATED ACTIVITIES capital market services licensees (CMSLs) providing custodial services in Singapore.