Showing 4746 Documents for "recognised market operator"
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- MAS
- Consultations
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- [S 147/2008 wef 28/03/2008] (3) A person which (a) is incorporated outside Singapore; (b) is a member of any approved exchange or Singapore-incorporated recognised market operator operating a securities market; (c) does not serve any customer residentdomiciled in Singapore; (d
- [S 501/2010 wef 07/09/2010] [Amended on (date)] (4) A person which (a) is incorporated outside Singapore; (b) is a member of any approved exchange, or Singapore-incorporated recognised market operator operating a futures market, approved clearing house or recognised clearing house;
- market operator, be exempted from the requirement under section 82(1) of the Act to hold a capital markets services licence to carry on business in dealing in securities.
- MAS
- Consultations
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- Response VIEW DOCUMENT Response to Feedback: Proposed MAS Notice 639 - Exposures to Single Counterparty Groups (193.3 KB) Response to Feedback: Credit Risk Mitigation Issues under Section 29 of the Banking Act (136 KB) Consultation Paper VIEW DOCUMENT Consultation on Proposed MAS Notice 639 and Credit Risk Mitigation Issues under Section 29 of the Banking Act (104.3 KB) RESPONSE TO FEEDBACK RECEIVED CONSULTATION ON PROPOSED MAS NOTICE 639 EXPOSURES TO SINGLE COUNTERPARTY GROUPS Definitions
- MAS
- Consultations
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- market operators, licensed trade repositories, licensed foreign trade repositories, approved clearing houses, recognised clearing houses, approved holding companies, capital market services licensees (excluding those in the business of providing credit rating services
- market operators, licensed trade repositories, licensed foreign trade repositories, approved clearing houses, recognised clearing houses, approved holding companies, capital markets services licensees (excluding those in the business of providing credit rating services), trustees for
- MAS
- Consultations
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- Consultation Paper VIEW DOCUMENT Consultation Paper on Draft Standards for Operational Risk Capital and Leverage Ratio Requirements for Singapore-incorporated Banks (803.7 KB) CONSULTATION PAPER P012-2020 December 2020 Draft Standards for Operational Risk Capital and Leverage Ratio Requirements for Singapore-incorporated Banks Monetary Authority Of Singapore 1 -------- CONSULTATION PAPER ON DRAFT STANDARDS FOR OPERATIONAL RISK CAPITAL AND LEVERAGE RATIO REQUIREMENTS FOR SINGAPORE-INCORPORATED
- MAS
- Consultations
Last revised date:
- market operators, foreign-incorporated recognised clearing houses, licensed foreign trade repositories and the Continuous Linked Settlement (CLS) Bank.
- market operator, etc) for the application of the IAC Guidelines.
- Monetary Authority of Singapore 6 -------- CONSULTATION PAPER ON GUIDELINES ON INDIVIDUAL ACCOUNTABILITY AND CONDUCT- PROPOSED SCOPE OF APPLICATION 6 JUNE 2019 (v) an exempt future broker10; (vi) a Recognised Market Operator (RMO) incorporated outside Singapore; (vii) a Recognised
- MAS
- Media Releases
Last revised date:
- More details can be found on the MAS website: Recognised Market Operator Regime , Product Notification Regime . ***
- New multi-tier regime for market operators 2 MAS proposes to expand the existing Recognised Market Operators (RMO) regime from a single tier to three separate tiers (namely RMO Tier 1, RMO Tier 2 and RMO Tier 3) to better match regulatory requirements to the risks posed by different types of market
- MAS
- Notices
Last revised date:
- Recognised market operators which are incorporated in Singapore. Approved trustees.
- market operators which are incorporated in Singapore; and (d) persons who are approved under section 289 of the Act to act as a (e) trustee of a collective investment scheme which is authorised under section 286 of the Securities and Futures Act and constituted as a unit
- of the Securities and Futures Act (Cap. 289) (the Act) and applies to all approved exchanges; licensed trade repositories; approved clearing houses; (a) (aa) (b) (ba) recognised clearing houses which are incorporated in Singapore; holders of a capital markets services licence; (c) recognised
- MAS
- Circulars
Last revised date:
- MPI 02/2017 13 June 2017 The Chief Executive Officers of All Locally-Incorporated Recognised Market Operators under the Second Schedule of the Securities and Futures (Markets) Regulations REVISION OF ANNUAL FEES FOR LOCALLY-INCORPORATED RECOGNISED MARKET OPERATORS UNDER THE SECOND
- MAS will be revising the annual fee for locally-incorporated Recognised Market Operators (RMO) from $10,000 to $20,000. The new fee will take effect from 1 July 2017. Circular No.
- SCHEDULE OF THE SECURITIES AND FUTURES (MARKETS) REGULATIONS WITH EFFECT FROM 1 JULY 2017 We wish to inform you that MAS will be revising the annual fee for locally-incorporated Recognised Market Operators (RMO) under the Second Schedule of the Securities and Futures
- MAS
- Consultations
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- Response VIEW DOCUMENT Draft Securities and Futures Act 2001 (558.9 KB) Draft Financial Advisers Act 2001 (222.4 KB) Consultation Paper VIEW DOCUMENT Consultation Papers on Proposed Securities and Futures Act and Financial Advisers Act (35.8 KB) THE SECURITIES AND FUTURES ACT 2001 ARRANGEMENT OF SECTIONS (No. of 2001) PART I PRELIMINARY Section 1. Short title 2. Interpretation 3. Associated person 4. Interest in securities PART II MARKETS, EXCHANGES, EXCHANGE HOLDING
- MAS
- Guidelines
Last revised date:
- SFA02-G01) for guidance on whether it should apply to be an approved exchange or a recognised market operator under the SFA.
- On this basis, Company F will then need to be approved by MAS as an approved exchange or recognised by MAS as a recognised market operator under the SFA, unless otherwise exempted.
- On this basis, Company E will have to be approved by MAS as an approved exchange or recognised by MAS as a recognised market operator under the SFA, unless otherwise exempted.