Showing 590 Documents for "CMS"
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- MAS
- Forms and Templates
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- . * Q4: If applicable, provide the name(s) and description(s) of any related corporation to the applicant that is operating in Singapore as a bank, merchant bank, finance company, insurer, trust company, designated clearing house, approved holding company, holder of a capital markets services licence
- MAS
- Exemptions
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- Notice SFA04-N02 for capital markets services licence holders AML/CFT Anti-money laundering and countering the financing of terrorism FATF UNSC CDD Financial Action Task Force Security Council of the United Nations Customer due diligence 3 -------- FAQs on the FRC and Branch Frameworks
- MAS
- Monographs/Information Papers
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- Sector supervisors surveillance supervisory for 6 MAS also amended the respective AML/CFT Notices for banks, merchant banks, finance companies, credit or charge card licenses and capital market services licenses on 1 March 2022, to clarify that MAS AML/CFT requirements (including
- MAS
- Consultations
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- Monetary Authority of Singapore B-23 -------- Proposals for the Implementation of Basel II in Singapore August 2005 set out in Table 6 of the Fourth Schedule to the Securities and Futures (Margin and Financial Requirements for Holders of Capital
- Securities 4.1 MAS allows 45% of the revaluation gains on AFS equity securities that are listed on any securities exchange in Singapore or any recognised group A exchange as set out in Table 6 of the Fourth Schedule to the Securities and Futures (Financial and Margin Requirements for Holders of Capital
- MAS
- Consultations
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- settlement institution of a designated payment system under the Payment Systems (Oversight) Act (Cap. 222A); (d) an approved exchange, a recognised market operator, a licensed trade repository, an approved clearing house, a recognised clearing house, an approved holding company, a holder of a capital
- institution of a designated payment system under the Payment Systems (Oversight) Act (Cap. 222A); (d) an approved exchange, a recognised market operator, a licensed trade repository, an approved clearing house, a recognised clearing house, an approved holding company, a holder of a capital
- settlement institution of a designated payment system under the Payment Systems (Oversight) Act (Cap. 222A); (iv) an approved exchange, a recognised market operator, a licensed trade repository, an approved clearing house, a recognised clearing house, an approved holding company, a holder of a capital
- MAS
- Consultations
Last revised date:
- Exemption for holder of capital markets services licence 10A.(1) A holder of a capital markets services licence is exempt from reporting under regulation 9(1) and (2) the matters in items 1, 1A, 1B and 3 of the first column of the Table in Part I of the Third Schedule on a relevant
- The mechanism of the proposed steps is illustrated in Annex C (in the case where the CPMI- 8 The principal clearing model is where the clearing member (CM) is the principal to a clients transaction, and the CM enters into back-to-back transactions between itself and the CCP for clearing purposes
- In the principal clearing model, the CCP does not deal directly with the client, and for the most part, recognises only the CM in relation to the cleared transaction. In contrast, in the agency clearing model, the transaction is between the CCP and the client.
- MAS
- Consultations
Last revised date:
- financial industry and administrators of other financial benchmarks to adopt benchmark setting practices that are consistent with the IOSCO Principles, MAS proposes to issue best practice guidance to regulated financial institutions such as banks, insurance companies, capital
- MAS
- Exemptions
Last revised date:
- and (b) completes courses during the period he is an appointed representative under both the SFA and the Act for the same principal, under his structured CPD training in compliance with the Notice on Minimum Entry and Examination Requirements for Representatives of Holders of Capital
- force immediately before at the same time that he is a licensed commodity futures brokers representative under section 13 of the CTA in relation to a corporation which prior to 27 February 2008, is the holder of a commodity futures brokers licence under the CTA and a capital
- Amendment No.2) 2018] before 8 October 2018 at the same time that he is a licensed commodity futures brokers representative under section 13 of the CTA in relation to a corporation which prior to 27 February 2008, is the holder of a commodity futures brokers licence under the CTA and a capital
- MAS
- Staff Papers
Last revised date:
- For the full definition, refer to Securities and Futures (Financial and Margin Requirements for Holders of Capital Markets Services Licences) Regulations 2002.
- For the full definition, refer to Securities and Futures (Financial and Margin Requirements for Holders of Capital Markets Services Licences) Regulations 2002. 14 This refers to a company's total liabilities less certain specified liabilities.
- MAS
- Consultations
Last revised date:
- markets services licence for providing credit rating services; exempt from holding a capital markets services licence under section 99(1) of the Act for providing credit rating services; or (iii) licensed, registered, approved, authorised or otherwise regulated by a regulatory
- guarantor entity (in the case of a guaranteed debenture issuance) or the debentures being offered have been given a credit rating by a credit rating agency, disclose (a) the name of the credit rating agency; (b) whether or not the credit rating agency is a holder of a capital