Showing 590 Documents for "CMS"
Filter by
Sort by
- MAS
- Annual Reports
Last revised date:
- In 2013, MAS conducted 83 anti-money laundering and countering the financing of terrorism (AMl/ CFt) inspections covering banks, insurance companies, money-changers, remittance agents, capital markets services licensees and licensed trust companies.
- 69 40 38 - 2 9 159 121 38 3 (39) 177 79 31 6 61 71 37 36 - 1 9 16 Monetary Authority of Singapore -------- 31 March 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 licensed Financial Advisers 56 61 67 69 73 71 67 67 62 58 168 171 183 215 221 224 251 250 295 443 Capital
- Deposits from securities companies represent statutory deposits from holders of capital markets services licences required under the securities and Futures (Licensing and Conduct of Business) Regulations. 18 MAS BIllS, pROVISIONS AND OTHER lIABIlITIES 18.1 as part of the authoritys money market
- MAS
- Forms and Templates
Last revised date:
- . * Q4: If applicable, provide the name(s) and description(s) of any related corporation to the applicant that is operating in Singapore as a bank, merchant bank, finance company, insurer, trust company, designated clearing house, approved holding company, holder of a capital markets services licence
- MAS
- Notices
Last revised date:
- Holders of a capital markets services licence under section 82 of the Securities and Futures Act (Cap. 289). Fund management companies registered under paragraph 5(1)(i) of the Second Schedule to the Securities and Futures (Licensing and Conduct of Business) Regulations (Rg. 10).
- MAS
- Notices
Last revised date:
- Holders of a capital markets services licence under section 82 of the Securities and Futures Act (Cap. 289). 6.
- MAS
- Monographs/Information Papers
Last revised date:
- insurers, finance companies, merchant banks, operators and settlement institutions of designated payment systems, approved exchanges, recognised market operators, approved clearing houses, recognised clearing houses, licensed trade repositories, licensed foreign trade repositories, capital
- MAS
- Consultations
Last revised date:
- (c) Any person exempt from the requirement to hold a capital markets services licence to carry on business in advising on corporate finance under paragraph 7(1)(b) of the Second Schedule to the Securities and Futures (Licensing and Conduct of Business) Regulations.
- or charge card licensee licensed under section 57B of the Banking Act (Cap. 19), means the opening or maintenance of an account by the credit card or charge card licensee in the name of a person (whether a natural person, legal person or legal arrangement); CMI means a person holding a capital
- Annex 1 This Notice shall not apply to the list of institution classes stated below:- (a) Any person exempt from the requirement to hold a capital
- MAS
- Consultations
Last revised date:
- banks local The above classification will allow MAS to apply the appropriate D-SIB policy measures to the relevant entities. 5 These include all regulated FIs (except insurance and capital markets services licensees) in Singapore which
- MAS
- Consultations
Last revised date:
- These Guidelines apply to: (a) Licensed FMCs, which hold a capital markets services licence for fund management; and (b) Registered FMCs, which are registered under paragraph 5(1)(i) of the Second Schedule to the Securities and Futures (Licensing and Conduct of Business) Regulations
- IOSCO has also published a set of policy recommendations for MMFs in October 2012 to specifically address the liquidity risks in MMFs. 4 FMCs which are required to hold a capital markets services licence for fund management under section 82(1) of the Securities and Futures Act (Cap. 289) 5 FMCs which
- These guidelines apply to: (a) Licensed FMCs, which hold a capital markets services licence for fund management; and (b) Registered FMCs, which are registered under paragraph 5(1)(i) of the Second Schedule to the Securities and Futures (Licensing and Conduct of Business) Regulations
- MAS
- Consultations
Last revised date:
- MAS can consider how the Guidelines apply to capital market services licence holders (CMS), reinsurers and Investment-Linked Products (ILP) in the following scenarios: 1) Insurers often outsource their investment activities to CMS, of which some are related group entities 2) Insurers
- MAS can be holistic in how it supervises environmental risks in underlying investment portfolios managed by all financial institutions, including insurers and CMS.
- MAS
- Notices
Last revised date:
- exchanges; (b) recognised market operators which are incorporated in Singapore; (c) licensed trade repositories; (d) approved clearing houses; (e) recognised clearing houses which are incorporated in Singapore; (f) the Depository; (g) approved holding companies; (h) holders of a capital
- On this basis, MAS exercises a less intrusive approach towards the supervision of such entities. 1 However, please note that exempt financial advisers who are otherwise licensed by MAS e.g. as a capital markets services license holder
- operators of designated payment systems Any approved exchange Any recognised market operator Any licensed trade repository Any approved clearing house Any recognised clearing house which are incorporated in Singapore The Depository Any approved holding company Any holder of a capital