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- MAS
- Annual Reports
Last revised date:
- In 2015, MAS conducted 54 AML/CFT inspections covering banks, insurance companies, money-changers, remittance agents, capital markets services licensees, licensed trust companies, stored value facility holders and non-bank credit card issuers.
- 10 International Money Brokers 10 124 5 119 28 55 36 159 121 38 3 79 31 6 61 71 37 36 - 1 9 NUM BER OF FINA NCIA L INST I T UT I ON S IN S INGAP OR E Licensed Financial Advisers 67 69 73 71 67 67 62 58 60 62 183 215 221 224 251 250 295 443 493 533 Capital
- Deposits from securities companies represent statutory deposits from holders of capital markets services licences required under the Securities and Futures (Licensing and Conduct of Business) Regulations. 18 MAS BILLS, PROVISIONS AND OTHER LIABILITIES 18.1 As part of the Authoritys money market
- MAS
- Consultations
Last revised date:
- , a Reporting Bank shall be permitted to set LGD equal to 0.50 and to apply the following for calculating N and the exposure- weighted average LGD: (b)(a) set N equal to the following amount: N = CC m1 + C C m 1m 1 { 1max 1 } 0,mC 1 where Cm
- x EAD] where: (a) RW is: (i) 150% for equity exposures that are listed on any securities exchange in Singapore or any recognised group A exchange as set out in Table 6 of the Fourth Schedule to the Securities and Futures (Margin and Financial Requirements for Holders of Capital
- security (including convertible bonds) that is included in an index of any securities exchange in Singapore or any recognised group A exchange as set out in Table 6 of the Fourth Schedule to the Securities and Futures (Margin and Financial Requirements for Holders of Capital
- MAS
- Notices
Last revised date:
- [MAS Notice FAA-N06 (Amendment) 2022] Holders of a capital markets services licence under section 82 of the SFA Securities and Futures Act (Cap. 289).
- Holders of a capital markets services licence under section 82 of the Securities and Futures Act (Cap. 289). Fund management companies registered under paragraph 5(1)(i) of the Second Schedule to the Securities and Futures (Licensing and Conduct of Business) Regulations (Rg. 10).
- MAS
- Annual Reports
Last revised date:
- MARKETS SERVICES LICENSEES The following statutory bank deposits, guarantees and Singapore Government Bonds of insurance companies, remittance licensees and capital market services licensees, are retained by the Authority under the Insurance Act (Chapter 142, 2002 Revised Edition)
- in $ millions 2011 2010 Insurance Companies Fixed Deposits Bankers Guarantees Singapore Government Bonds Remittance Licensees Bankers Guarantees Capital Markets Services Licensees Bankers Guarantees 198 21 4 223 18 75 200 21 4 225 18 70 MAS ANNUAL REPORT 2010/2011 81
- Deposits from securities companies represent statutory deposits from holders of capital markets services licences required under the Securities and Futures (Licensing and Conduct of Business) Regulations. 17 PROVISIONS AND OTHER LIABILITIES 17.1 Provisions have been made for contingencies
- MAS
- Consultations
Last revised date:
- enters into with a client acting as a financial intermediary between the client and the CCP, and (b) collateral posted by such a client, that is held separately from the clearing members proprietary transactions and collateral; [MAS Notice 637 (Amendment) 2016] CM
- markets services licence under section 84(1) of the Securities and Futures Act (Cap. 289); or (b) any entity that is approved, licensed, registered or otherwise regulated by a regulatory agency other than the Authority to carry out activities permitted under a capital
- risk, respectively. 7.6.34 If the largest exposure in the underlying pool constitutes not more than 3% of the underlying exposures, a Reporting Bank may employ a simplified method for computing N and LGD as follows = (1 + ( ) max{1 1, 0}) 1 1 1 = 0.5 where Cm
- MAS
- Consultations
Last revised date:
- Holders of a capital markets services licence under section 82 of the Securities and Futures Act 6. Fund management companies registered under paragraph 5(1)(i) of the Second Schedule to the Securities and Futures (Licensing and Conduct of Business) Regulations (Rg. 10). 7.
- MAS
- Consultations
Last revised date:
- unless 1 Financial institutions in the FA industry include licensed FA firms and exempt financial advisers (i.e. those exempt under Sections 23(1)(a), (b), (c), (d) or (e) of the Financial Advisers Act, such as banks, life insurance companies, capital
- MAS
- Consultations
Last revised date:
- these contracts to be completed within six months from the date which a specified person is required to start reporting trades in the prescribed asset class (see para. 16 below). 9 Regulation 47(2) of the SF(LCB)R states that the holder of a capital
- MAS
- Annual Reports
Last revised date:
- 2 9 177 79 31 6 61 71 37 36 - 1 9 181 80 31 6 64 74 38 38 - 1 10 16 Monetary Authority of Singapore -------- 31 March 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 licensed Financial Advisers 61 67 69 73 71 67 67 62 58 60 171 183 215 221 224 251 250 295 443 493 Capital
- Deposits from securities companies represent statutory deposits from holders of capital markets services licences required under the Securities and Futures (Licensing and Conduct of Business) Regulations. 18 MAS BIllS, pROVISIONS AND OTHER lIABIlITIES 18.1 As part of the Authoritys money market
- financial year ended 31 March 2015, no contribution to the Consolidated Fund (2014: $nil) is payable as the cumulative loss from previous financial years is brought forward and offset against the net profit for the year. 20 STATUTORy DEpOSITS OF INSURANCE COMpANIES, REMITTANCE lICENSEES AND CApITAl
- MAS
- Notices
Last revised date:
- Holders of a capital markets services licence under section 82 of the Securities and Futures Act (Cap. 289).
- Holders of a capital markets services licence under section 82 of the Securities and Futures (Cap. 186). Act (Cap. 289). 6.
- Holders of a capital markets services licence under section 82 of the SFA Securities and Futures [MAS Notice 314 (Amendment) 2022] Act (Cap. 289). [MAS Notice 314 (Amendment) 2022] 6.