Showing 4746 Documents for "recognised market operator"

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    • MAS
    • Consultations

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    • Proposals to facilitate crowdfunding which involves the offer of securities to accredited and institutional investors. Response VIEW DOCUMENT Response to Feedback: Facilitating Securities-based Crowdfunding (379.7 KB) Annex B - Guidelines on Advertising Restrictions (125.6 KB) Annex C - Extract of the Guidelines on Personal Offers made pursuant to the Exemption for Small Offers (50.8 KB) Annex D - Risk Disclosure Statement & Acknowledgement (293.5 KB) FAQs on Lending-based Crowdfunding (339.8 KB)
    • MAS
    • Consultations

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    • Response VIEW DOCUMENT Response to Feedback: Regulatory Regime for Listed and Unlisted Investment Products (380.9 KB) Consultation Paper VIEW DOCUMENT Consultation Paper on Regulatory Regime for Listed and Unlisted Investment Products (157.8 KB) RESPONSE TO FEEDBACK RECEIVED POLICY CONSULTATION ON REGULATORY REGIME FOR LISTED AND UNLISTED INVESTMENT PRODUCTS On 28 January 2010, MAS issued a consultation paper (January 2010 Consultation Paper) setting out a revised package of proposals
    • MAS
    • Parliamentary Replies

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    • Reply to PQ on the Links Island Case Date : For Parliamentary Sitting on 25 Sep 2001 Question : To ask the Deputy Prime Minister, in the light of the recent  disquiet over the suspension of trading of certain shares, what steps will be taken to reassure the investing public that the Singapore Exchange will adequately explain (i) the circumstances for any suspension of the trading of shares; (ii) the justification for the period of suspension, if resumption is not readily contemplated; and (iii) how
    • MAS
    • Speeches

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    •  Introduction - The Changing Environment Good morning, everyone. My topic this morning is prudential supervision in a changing and riskier environment.  But before I talk about prudential supervision, I want to talk a little more broadly about the environment that we are operating in and the challenges that this environment poses for all of us. The external environment has been changing and has become an increasing source of attention for all of us in the financial sector.  We are more conscious
    • MAS
    • Media Releases

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    •   13 Nov 1998... Minister for National Development and Second Minister for Finance, Mr Lim Hng Kiang, today announced that the Monetary Authority of Singapore (MAS) will be placing out S$10 billion of funds for management by private sector fund managers over the next 3 years. Speaking at the 25 th Anniversary Dinner of the ACI Singapore - The Financial Markets Association (SFMA), Mr Lim said that despite the economic crisis, Singapore has a bold but realisable vision of becoming a premier asset
    • MAS
    • Consultations

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    • Response VIEW DOCUMENT Response to Feedback: Draft Banking (Amendment) Bill 2006 (210.2 KB) Consultation Paper VIEW DOCUMENT Draft Banking (Amendment) Bill 2006 (1.02 MB) RESPONSE TO FEEDBACK RECEIVED CONSULTATION ON DRAFT BANKING (AMENDMENT) BILL 2006 Introduction Definition of Deposit (Section 4B) 1 1.1 On 31 July 2006, MAS released a consultation paper on proposed amendments to the Banking Act (BA), and the draft Banking (Amendment) Bill (Bill). We thank all
    • MAS
    • Consultations

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    • Approved exchanges and recognised market operators in Regulation 17 of the Securities and Futures (Organised Markets) Regulations for DPTSPs facilitating the exchange of DPTs.
    • MAS
    • Speeches

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    • Dr Tony Tan Former President of Singapore and SIAS Chief Patron Mr David Gerald Founder, President and CEO of Securities Investors Association (Singapore) (SIAS) Mr Lim Chee Onn Distinguished Honorary Member, SIAS Mr Daniel Teo Chairman SIAS Distinguished Guests Ladies and Gentlemen Introduction 1. Good evening. Thank you for inviting me to this year’s SIAS’ Investors’ Choice Awards (ICA). The l ast ICA Dinner was 3 years ago when SIAS celebrated its 20 th anniversary . 2. The last three years have
    • MAS
    • FAQs

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    • Provides guidance on the mutual recognition of MAS and Thai SEC's product knowledge examinations in securities and collective investment schemes. Monetary Authority of Singapore FINANCIAL ADVISERS ACT (CAP. 110) FREQUENTLY ASKED QUESTIONS ON MUTUAL RECOGNITION OF MAS AND THAI SEC PRODUCT KNOWLEDGE EXAMINATIONS Disclaimer: The FAQs are meant to provide guidance to the industry on MAS policy and administration of the Securities and Futures Act, Financial Advisers Act
    • MAS
    • Monographs/Information Papers

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    • This monograph addresses the role of enforcement in the supervision of Singapore’s capital markets. This monograph sets out the aims of MAS’ enforcement function, MAS’ enforcement approach and how its philosophy of early detection and rectification of breaches; shaping business and market conduct; and effective deterrence is applied in our daily enforcement work. It provides an overview of the importance of an effective market enforcement regime, the agencies responsible for capital markets enforcement