Showing 3434 Documents for "securities"
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- MAS
- Forms and Templates
Last revised date:
- Name of Securities (in full) Security Code (For CDP Use) Quantity I.
- Central Depository System Form 8 - Assignment SECURITIES AND FUTURES ACT (CAP. 289) SECURITIES AND FUTURES (CENTRAL DEPOSITORY SYSTEM) REGULATIONS 2015 FORM 8 REGULATION 20(1) ASSIGNMENT Explanatory Notes provided. 1.
- Submission of this Form must be accompanied by the fees payable to the Depository and/or the depository agent for the Instrument of Assignment. -------- SECURITIES AND FUTURES ACT (CAP. 289) SECURITIES AND FUTURES (CENTRAL DEPOSITORY SYSTEM) REGULATIONS 2015 ASSIGNMENT FORM 8 REGULATION 20(1)
- PDPC
- Undertakings
Last revised date:
- To ensure better governance on our third-party vendors' IT security and data protection capability.
- Further investigations found that i-vic had reasonable security measures in place to protect the personal data that it processes on behalf of e2i. i-vic had anti-virus protection, anti-phishing protection, regular anti-virus scans, security audits and conducted regular patches for its IT system.
- methods between vendor and e2i Quarterly review on IT systems Current and future third-party vendors dealing with personal data to complete an Information Security Third-party assessment questionnaire to understand their processes on capturing personal data, IT security controls, and
- PDPC
Last revised date:
- To ensure better governance on our third-party vendors' IT security and data protection capability.
- Further investigations found that i-vic had reasonable security measures in place to protect the personal data that it processes on behalf of e2i. i-vic had anti-virus protection, anti-phishing protection, regular anti-virus scans, security audits and conducted regular patches for its IT system.
- methods between vendor and e2i Quarterly review on IT systems Current and future third-party vendors dealing with personal data to complete an Information Security Third-party assessment questionnaire to understand their processes on capturing personal data, IT security controls, and
- MAS
- Speeches
Last revised date:
- In securities and futures, MAS has been working with the Singapore Exchange to establish a risk-based capital adequacy framework for licensed securities dealers and futures brokers.
- Recent and ongoing efforts have focused on the areas of licensing and capital adequacy. 3.3 On licensing , there have been two major initiatives: the new Securities and Futures Act (SFA) and the new Financial Advisers Act (FAA).
- Public consultation documents and draft legislation of the SFA and FAA were released in March 2001.
- PDPC
- Commission's Decisions
Last revised date:
- is no longer sufficiently secure for password hashing, as compared with other available algorithms.
- As stated in the Commissions Guide to Securing Personal Data in Electronic Medium (revised 20 January 2017, at [16]), regular security patching is important for organisations to keep their systems and databases current and minimise their vulnerabilities. 11 Secondly, the use of the MD5 algorithm
- First, the source of information about the exfiltration was an external security researcher; second, the nature of notification was that the security researcher had received personal data extracted from the Forum from a third party source; third, the Organisation
- PDPC
- Commission's Decisions
Last revised date:
- The Organisations food security concerns, while valid, are limited to its own Warehouses and are not at the level of the national defence or national security concerns contemplated by the definition of national interest at section 2 of the PDPA.
- Page 10 of 11 -------- 17 The Commission accepts that the Organisations interest in deterring food security incidents at the Warehouses is legitimate.
- The Organisation confirmed that it would notify Visitors of its reliance on the Legitimate Interests Exception by way of notices posted at the relevant security posts.
- MAS
- Media Releases
Last revised date:
- AMENDMENT TO THE DEFINITION OF SECURITIES 24. The definition of "securities" in the SFA will be amended to include units and derivatives of units in a BT so that the provisions under the SFA relating to dealing in securities and market conduct will apply.
- The SF(A) Bill introduces a new Division 1A in Part XIII of the Securities and Futures Act ("SFA") that regulates the public offers of units and derivatives of units in BTs by way of disclosure requirements for prospectuses.
- The definition of "take-over offer" in the SFA will be amended so that take-over offers for units in BTs will be subject to the provisions under the SFA and the Singapore Code on Take-overs and Mergers. This is to ensure a fair and orderly market for take-overs of BTs.
- MAS
- Notices
Last revised date:
- and Futures (Licensing and Conduct of Business) Regulations, MAS Notice SFA 04- N02; in relation to a Specified Regulated Entity that is a person exempted from the requirement to hold a capital markets services licence under section 99(1)(a) of the SFA, MAS Notice 626; in relation
- section 99(1)(d) of the SFA, MAS Notice 314; and Specified Regulated Entity means a specified person who has entered into a cross- border arrangement with its FRC.
- Requirements for specified capital markets services licensees (“CMSLs”) and specified exempt CMSLs on anti-money laundering and countering the financing of terrorism (“AML/CFT”) in relation to their cross-border arrangements with Foreign Related Corporations (“FRCs”) under the Securities and Futures
- MAS
- Exemptions
Last revised date:
- INTRODUCTION This Notice is issued pursuant to section 101 of the Securities and Futures Act (Cap. 289) (SFA) and applies to all specified licence holders and specified exempt persons as defined under regulation 2(1) of the Securities and Futures (Exemption for Cross-Border Arrangements
- (Foreign Offices) Regulations DEFINITIONS For the purposes of this Notice: SF(LCB)R means Securities and Futures (Licensing and Conduct of Business) Regulations; SGX-ST means the Singapore Exchange Securities Trading Limited; Specified Regulated Entity means a specified licence
- Requirements for specified capital markets services licensees (“CMSLs”) and specified exempt CMSLs in relation to their cross-border arrangements with Foreign Offices (“FOs”) under the Securities and Futures (Exemption for Cross-Border Arrangements) (Foreign Offices) Regulations 2021.
- MAS
- Media Releases
Last revised date:
- [SFA SLS 059/00 PT2; AG/LEGIS/SL/289/2015/15 Vol. 1]
- Similarly, section 44(1) of the Securities and Futures Act (SFA) empowers MAS to exempt comparable derivatives trading venues from the requirement under section 7(1) of the SFA to be an AE or RMO before establishing or operating an organised market or holding itself out as operating an organised market
- S 133 SECURITIES AND FUTURES ACT (CHAPTER 289) SECURITIES AND FUTURES (TRADING VENUES FOR DERIVATIVES CONTRACTS IN THE UNITED STATES OF AMERICA) REGULATIONS 2019 ARRANGEMENT OF REGULATIONS Regulation 1. Citation and commencement 2. Purpose of Regulations 3.