Showing 5563 Documents for "MAS"
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- MAS
- Exemptions
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- Information for issuers and their professional advisers on offers of collective investment schemes in Singapore. Page 1 of 10 PRACTITIONER'S GUIDE TO THE COLLECTIVE INVESTMENT SCHEMES REGIME UNDER THE SECURITIES AND FUTURES ACT (CAP. 289) (Last updated on 13 March 2020) Offers of collective investment schemes, as defined in section 2 of the Securities and Futures Act (Cap. 289) (the SFA), are regulated under Division 2, Part XIII of the SFA. Type of investors
- MAS
- Exemptions
Last revised date:
- View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 April 2016 to 30 June 2016. Issue Date: 11 August 2016 EXEMPTIONS ISSUED PURSUANT TO SECTION 337(2) OF THE SECURITIES AND FUTURES ACT (CAP. 289) (SFA) For the period from 1 April 2016 to 30 June 2016 S/N Exemption granted Exemption provision No. of exemptions provided Date of exemption granted Description No exemptions issued pursuant to Section 337(2) of the SFA during
- MAS
- Exemptions
Last revised date:
- View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 April 2017 to 30 June 2017. Issue Date: 11 July 2017 EXEMPTIONS ISSUED PURSUANT TO SECTION 337(2) OF THE SECURITIES AND FUTURES ACT (CAP. 289) (SFA) For the period from 1 April 2017 to 30 June 2017 S/N Exemption granted Exemption provision No. of exemptions provided Date of exemption granted Description No exemptions issued pursuant to Section 337(2) of the SFA during the
- MAS
- Forms and Templates
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- Form for licensed fund management companies to apply for the appointment of a Chief Executive Officer or director; or to change a director's role from non-executive to executive. View the user guide (1.34 MB) . To access this form, you will require Adobe Acrobat Reader version 9.4.4 or above. If you have issues opening the form, please download the form to your computer and open it in Acrobat reader. Upon completion, please submit the form online. Please wait... If this message is not eventually
- MAS
- Guidelines
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- Guidelines on the criteria and procedures for registration as an insurance broker. These guidelines set out the licensing admission criteria for persons applying for registration as an insurance broker under the Insurance Act, including: Who needs to register as an insurance broker. Criteria that will be taken into consideration when assessing applications. 17 May 2013 Previous version dated 29 September 2006 [Cancelled]
- MAS
- Guidelines
Last revised date:
- Guidelines on conduct requirements for financial advisers and their representatives. These guidelines apply to all licensed financial advisers, exempt financial advisers and their representatives. They set out the standards of conduct expected of financial advisers and their representatives, so as to help foster professional standards and enhance confidence in the financial services industry, in the following areas: Integrity, objectivity, confidentiality and competence. Due care and diligence, disclosures
- MAS
- Subsidiary Legislation
Last revised date:
- Sets out the financial penalties payable by a scheme member who fails to comply with asset maintenance requirements under the Deposit Insurance and Policy Owners’ Protection Schemes Act 2011. The scheme protects depositors and policy owners in case of a bank or insurer failure. DEPOSIT INSURANCE AND POLICY OWNERS PROTECTION SCHEMES ACT 2011 (ACT 15 OF 2011) DEPOSIT INSURANCE AND POLICY OWNERS PROTECTION SCHEMES (FINANCIAL PENALTY) ORDER 2011 1 Citation and commencement 2 Financial
- MAS
- Subsidiary Legislation
Last revised date:
Deposit Insurance and Policy Owners' Protection Schemes (Additional Premium Contribution) Order 2011- Specifies the cap on additional premium contribution payable by scheme members under the Deposit Insurance and Policy Owners’ Protection Schemes Act 2011. The scheme protects depositors and policy owners in case of a bank or insurer failure. DEPOSIT INSURANCE AND POLICY OWNERS PROTECTION SCHEMES ACT 2011 (ACT 15 OF 2011) DEPOSIT INSURANCE AND POLICY OWNERS PROTECTION SCHEMES (ADDITIONAL PREMIUM CONTRIBUTION) ORDER 2011 1 Citation and commencement 2 Additional premium contribution
- MAS
- Subsidiary Legislation
Last revised date:
- Sets out the effective date of the Deposit Insurance and Policy Owners’ Protection Schemes Act 2011. The scheme protects depositors and policy owners in case of a bank or insurer failure. DEPOSIT INSURANCE AND POLICY OWNERS PROTECTION SCHEMES ACT 2011 (ACT 15 OF 2011) DEPOSIT INSURANCE AND POLICY OWNERS PROTECTION SCHEMES (EFFECTIVE DATE) NOTIFICATION 2011 1 Citation 2 Effective date In exercise of the powers conferred by section 46(5) of the Deposit Insurance and
- MAS
- Exemptions
Last revised date:
- Criteria to be met by a related corporation, which intends to enjoy the exemption granted under regulation 12(b) of the the Insurance (Authorised Reinsurers) Regulations. This notice applies to all authorised reinsurers. It sets out the criteria to be met by a related corporation that intends to enjoy the exemption granted under regulation 12(b) of the the Insurance (Authorised Reinsurers) Regulations. Regulation 12(b) of the Regulations provides that section 56A of the Insurance Act (Cap.142) shall