Showing 5563 Documents for "MAS"
Filter by
Sort by
- MAS
- Forms and Templates
Last revised date:
- Form for capital markets services licensees to provide a breakdown of their financial resources, total risk requirement and aggregate indebtedness. This form must be submitted within 14 days from the end of each quarter, and within five months from the end of the financial year. This version is for submissions in respect of any quarter or financial year ending before or on 31 December 2018. Form 2 is required to be lodged by a capital markets services licensee through MASNET . MASNET is a closed
- MAS
- Guidelines
Last revised date:
- Guidelines on the permitted activities and restrictions for merchant banks. The Guidelines was cancelled with effect from 1 July 2021. These guidelines apply to all merchant banks in Singapore. The guidelines cover the allowed and prohibited activities for merchant banks. 01 Jul 2021 Guidelines for Operation of Merchant Banks (30.4 KB) is cancelled. Guidelines for Operation of "Merchant" Banks 1. Merchant banks may conduct the following activities:- i) Floatation, underwriting, buying
- MAS
- Notices
Last revised date:
- Requirements insurers must meet when disbursing bridging loans for property to individuals. This notice applies to all direct insurers. It sets out the requirements for insurers granting bridging loans to individuals, including bridging loans to be used for the purchase of an HDB flat. Amendment Notes 07 Apr 2010 Notice 116 dated 7 Apr 2003 [Cancelled with effect from 1 Dec 2013]
- MAS
- Forms and Templates
Last revised date:
- Form for auditors to provide their opinion on the audited accounts of registered fund management companies (RFMCs); RFMCs must submit this form within five months from the end of the financial year. View the user guide (1.34 MB) . You will require Adobe Acrobat Reader version 9.4.4 or above to access Form 25B. SECURITIES AND FUTURES ACT 2001 SECURITIES AND FUTURES (LICENSING AND CONDUCT OF BUSINESS) REGULATIONS (Rg 10) FORM 25B AUDITORS REPORT FOR A REGISTERED FUND MANAGEMENT
- MAS
- Notices
Last revised date:
- Requirements for all finance companies in Singapore in respect of places of business, including ATMs. This notice applies to finance companies and covers requirements on opening a new place of business and changing the location of an existing place of business, including installation of ATMs. Amendment Notes 01 Dec 1983 BFI (FC) Circular No. 5/73 dated 1 March 1973 and FC Notice 2 dated 1 November 1973 are cancelled.
- MAS
- Guidelines
Last revised date:
- Guidance on conduct requirements for insurance brokers and their broking staff. These guidelines apply to all registered insurance brokers, exempt insurance brokers and their broking staff. They set out the standards of conduct expected of insurance brokers and their broking staff, to help foster professional standards and enhance confidence in the insurance industry in the following areas: Integrity Priority of client's interest Confidentiality Competence Due care and diligence Disclosure to client
- MAS
- Guidelines
Last revised date:
- Guidance on market conduct and service standards for direct insurance brokers and their broking staff. These guidelines apply to all registered direct insurance brokers, exempt direct insurance brokers and their broking staff. They set out the expectations in the sales and advisory process for direct insurance brokers and their broking staff to observe the minimum standards set out in the Singapore Insurance Code of Practice jointly developed by the General Insurance Association of Singapore and
- MAS
- Guidelines
Last revised date:
- Guidelines on the circumstances under which a financial adviser may use the term “independent”. These guidelines apply to all licensed financial advisers and exempt financial advisers. They provide guidance to financial advisers on when they may use the term “independent” in the name, description or title under which they carry on business in Singapore, promote or advertise their services, or in relation to their provision of any financial advisory service. The guidance includes: Basic test for
- MAS
- Guidelines
Last revised date:
- Guidelines for financial advisers on the requirements in Notice FAA-N20 , which sets out measures for the design and operation of the balanced scorecard framework and independent sales audit unit. These guidelines apply to all licensed financial advisers and exempt financial advisers. They provide guidance on some of the requirements in Notice FAA-N20 and set out: Measures to apply to representatives and supervisors with unsatisfactory gradings under the balanced scorecard framework. Measures for
- MAS
- Notices
Last revised date:
- Requirements on REIT managers' board and governance, and remuneration for key personnel. This notice applies to all real estate investment trust (REIT) managers. It sets out requirements relating to the: Remuneration of directors and executive officers. Composition and duties of the audit committee. Conduct of board meetings. Amendment Notes There are no amendment notes for this notice. : SFA04-N14 : 1 January 2016 Notice No Issue Date NOTICE TO ALL HOLDERS OF A CAPITAL MARKETS