Showing 590 Documents for "CMS"
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- MAS
- Notices
Last revised date:
- provided the effective notional amount of the offsetting purchased credit protection is also reduced by any resulting positive change in fair value reflected in CM.
- only when the pool of reference entities and the level of subordination in both transactions are identical. 29C The Reporting Bank may reduce the effective notional amount of a written credit derivative by any negative change in fair value reflected in the Reporting Banks CM
- MAS
- Consultations
Last revised date:
- This modular system is very similar to the licensing process for capital market services licensees under the Securities and Futures Act (Cap. 289 of Singapore), and the members believe that such approach will work similarly well.
- We also observe that the customer money and asset rules prescribed in the Securities and Futures (Licensing and Conduct of Business) Regulations ("SFLCBR"), which apply to capital markets services licensees, contemplate the possibility of depositing customer moneys in either a trust account or in
- Single licence structure Proposed single licence structure we note that this approach resembles the current regulatory regime for CMS licence holders, and agree that it is a beneficial approach for potential licensees as they would be able to consolidate all regulatory requirements for different
- MAS
- Consultations
Last revised date:
- Section 4A (1) of the Act shall not apply to 7 FEBRUARY 2017 (a) any holder of a capital markets services licence under the Securities and Futures Act (Cap. 289) if, and only if, the acceptance of the deposit is solely incidental to the carrying on of the business for which the
- S 148/2006); dealer means a person who is the holder of a capital markets services licence under the Securities and Futures Act (Cap. 289) to deal in securities, and includes a person who is licensed, approved, authorised or otherwise regulated under the laws, codes or other requirements
- MAS
- Media Releases
Last revised date:
- licensed under the Banking Act (Cap.19); (b) a merchant bank approved as a financial institution and approved to carry on business as an insurance broker under the Monetary Authority of Singapore Act (Cap.186); (c) a licensed financial adviser under the Financial Advisers Act 2001; (d) a holder of a capital
- MAS
- Consultations
Last revised date:
- S 148/2006); (Market Conduct) dealer means a person who is the holder of a capital markets services licence under the Securities and Futures Act (Cap. 289) to deal in securities, and includes a person who is licensed, approved, authorised or otherwise regulated under the laws, codes
- MAS
- Consultations
Last revised date:
- Holders of a capital markets services licence under section 82 of the Securities and Futures Act (Cap. 289). 6.
- MAS
- Consultations
Last revised date:
- reflect key amendments such as: implementation of the Changes to product definitions in Part I of the SFA; Repeal and re-enactment of Part II of the SFA to apply the markets regime to OTC derivatives; Changes to Part IV of the SFA and the Second Schedule to the SFA to extend the capital
- investment trust management, in respect of a restricted scheme that is a real estate investment trust; or (B) fund management, in respect of a restricted scheme that invests in capital markets products; or -------- (iii) a public company that is exempted from the requirement to hold a capital
- MAS
- Notices
Last revised date:
- Holders of a capital markets services licence under section 82 of the SFA Securities and Futures Act (Cap. 289). [MAS Notice 1014 (Amendment) 2022] 6.
- Holders of a capital markets services licence under section 82 of the Securities and Futures Act (Cap. 289). Fund management companies registered under paragraph 5(1)(i) of the Second Schedule to the Securities and Futures (Licensing and Conduct of Business) Regulations (Rg. 10).
- MAS
- Consultations
Last revised date:
- MAS Notice SFA 04-N04 Lending of Singapore Dollar to Non-Resident Financial Institutions for Holders of Capital Markets Services Licence 41. MAS Notice SFA 04-N13 Risk Based Capital Adequacy Requirements for Holders of Capital Markets Services Licences 42. 43.
- S 148/2006); dealer means a person who is the holder of a capital markets services licence under the Securities and Futures Act (Cap. 289) to deal in securities, and includes a person who is licensed, approved, authorised or otherwise regulated under the laws, codes or other
- markets services licence under section 84(1) of the Securities and Futures Act (Cap. 289); or (b) any entity that is approved, licensed, registered or otherwise regulated by a regulatory agency other than the Authority to carry out activities permitted under a capital markets services licence
- MAS
- Consultations
Last revised date:
- straight-line amortisation over the period set out in item (c); means a co-operative society registered under the Co-operative Societies Act (Cap. 62); [MAS Notice 637 (Amendment No. 2) 2014] means any of the entities listed in Annex 7L of Part VII; client client sub-account CM
- to calculate its credit risk-weighted exposure amount; has the same meaning as in section 2 of the Securities and Futures Act (Cap. 289); has the same meaning as in section 2 of the Securities and Futures Act (Cap. 289); means (a) any entity holding a capital
- Reporting Bank shall be permitted to set LGD equal to 0.50 and to apply the following for calculating N and the exposure-weighted average LGD: (a) set N equal to the following amount: N = CC m1 + C C m 1m 1 { 1max 1 } 0,mC 1 where Cm