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- MAS
- Consultations
Last revised date:
- CMSL holders in Regulation 13(b) of the Securities and Futures (Licensing and Conduct of Business) Regulations for DPTSPs dealing in DPTs; and 2.
- Most respondents supported the proposal, noting that it would be consistent with the existing requirements imposed on capital markets services licensees under the Securities and Futures Act 2001 (SFA), which also require customers assets to be deposited in a trust account.
- We believe that DPTSPs should appoint an independent custodian to hold customers assets, and the custodian should be regulated by MAS in a similar manner to the regulation of holders of a capital markets services licence for providing custodial services under the SFA, given that such licensees play
- MAS
- Consultations
Last revised date:
- For illustration purposes, could a PSP conduct SCDD when dealing with a licensed broker, dealer of fund manager (with a Capital Markets Services) Licence?
- 8 Appendix 2 includes licensed banks, merchant banks approved under section 28 of the Monetary Authority of Singapore Act, licensed finance companies under the Finance Companies Act, licensed financial advisers under Financial Advisers Act, holders of a capital
- MAS
- Consultations
Last revised date:
- MAS Response 4.4 A custodian who is already an approved trustee will not be required to hold a capital markets services licence for providing custodial services.
- Operational requirements for VCC Custodians (i) Application of requirements 4.3 A few respondents asked whether the VCC Custodian would be (i) required to hold a capital markets services licence to provide custodial services if it was an approved trustee; (ii) acting in any fiduciary capacity
- MAS
- Consultations
Last revised date:
- 21 Notice on Minimum Entry and Examination Requirements for Representatives of Licensed Financial Advisers and Exempt Financial Advisers [FAA-N07] and Notice on Minimum Entry and Examination Requirements for Representatives of Holders of Capital
- MAS
- Guidance
Last revised date:
- Banks conducting regulated activities under the Securities and Futures Act 2001 (SFA) (termed as Exempt CMS entities) are to refer to Section B of the Compliance Toolkit for Approvals, Notifications and Other Regulatory Submissions to MAS (for FIs conducting regulated activities under the
- MAS
- Notices
Last revised date:
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- MAS
- Notices
Last revised date:
- , ,BQ,,,,,,,,,,,,,,,,,,,,,,, ,BA,,,,,,,,,,,,,,,,,,,,,,, ,BW,,,,,,,,,,,,,,,,,,,,,,, ,BV,,,,,,,,,,,,,,,,,,,,,,, ,BR,,,,,,,,,,,,,,,,,,,,,,, ,IO,,,,,,,,,,,,,,,,,,,,,,, ,BN,,,,,,,,,,,,,,,,,,,,,,, ,BG,,,,,,,,,,,,,,,,,,,,,,, ,BF,,,,,,,,,,,,,,,,,,,,,,, ,BI,,,,,,,,,,,,,,,,,,,,,,, ,KH,,,,,,,,,,,,,,,,,,,,,,, ,CM
- ,,,,,,,,,,,,,,,,,,, BA,,,,,,,,,,,,,,,,,,,,,,,,, BW,,,,,,,,,,,,,,,,,,,,,,,,, BV,,,,,,,,,,,,,,,,,,,,,,,,, BR,,,,,,,,,,,,,,,,,,,,,,,,, IO,,,,,,,,,,,,,,,,,,,,,,,,, BN,,,,,,,,,,,,,,,,,,,,,,,,, BG,,,,,,,,,,,,,,,,,,,,,,,,, BF,,,,,,,,,,,,,,,,,,,,,,,,, BI,,,,,,,,,,,,,,,,,,,,,,,,, KH,,,,,,,,,,,,,,,,,,,,,,,,, CM
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- MAS
- Consultations
Last revised date:
- (Cap. 50); "customer" means (a) in relation to a holder of a capital markets services licence (i) for the purposes of Parts IV, VI, VII and XV, a person on whose behalf the holder carries on or will carry on any regulated activity; or (ii) for the purposes of Part V,
- MAS
- Consultations
Last revised date:
- While end-users may or may not be able and willing to absorb incremental cost increases in capital markets services which cannot be the prudential objective of the NSFR we believe the larger effect on financial markets will be lower activity and greater volatility.
- MAS
- Consultations
Last revised date:
- Holders of a capital markets services licence under section 82 of the SFA. [MAS Notice PSN02 (Amendment) 2022] 6.
- Holders of a capital markets services licence under section 82 of the SFA. [MAS Notice PSN01 (Amendment) 2022] [MAS Notice PSN01 (Amendment) 2022] 6.