Showing 590 Documents for "CMS"

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    • MAS
    • Annual Reports

    Last revised date:

    Annual Report 1998/1999
    • CAPITAL MARKET Net Funds Raised in Domestic Capital Market ($m) 13178.7 15864.5 15556.7 16536.4 17306.1 Commercial Banks Assets/Liabilities ($m) 201952.5 224578.7 252723.4 289572.3 309975.4 Monetary Authority of Singapore 103 -------- Annex Contents/M14 7/8/99 9:46 AM Page 1 C M Y CM
    • MAS
    • Consultations

    Last revised date:

    Consultation Paper on the New Omnibus Act for the Financial Sector
    • Currently, CMS license holders and banks are required to report to the MAS on the misconduct of representatives according to SFA04-11.
    • The SFA Notice on Reporting of Misconduct of Representatives by Holders of CMSL and Exempt FIs and FAA Notice on Reporting of Misconduct of Representatives by Financial Advisers set out the misconduct reporting scope (e.g., types of misconduct committed), format of reporting and reporting
    • MAS
    • Consultations

    Last revised date:

    Consultation Paper on Draft Standards for Credit Risk Capital and Output Floor Requirements for Singapore-incorporated Banks
    • Amendment) 2018] securities means (a) any securities as defined in section 2 of the Securities and Monetary Authority of Singapore 2-26 -------- securities firm securitisation securitisation exposure securitised exposure means (a) any entity holding a capital
    • section 84(1) of the Securities and Futures Act (Cap. 289); or (b) any entity established or incorporated in a foreign jurisdiction that which is approved, licensed, registered or otherwise regulated by a regulatory agency other than the Authority to carry out activities permitted under a capital
    • European CommunityUnion, the European Stability Mechanism or the European Financial Stability Facility; (ii) an MDB; (iii) a PSE; (iv) a banking institutionan entity which would fall within the bank asset class in paragraph 7.3.1(e); (v) a qualifying CCP; (vi) an entity holding a capital
    • MAS
    • Consultations

    Last revised date:

    Proposed Amendments to MAS Notice 637 on Risk Based Capital Adequacy Requirements for Banks Incorporated in Singapore 2010
    • other than the Authority, the equivalent under those requirements; means an ECAI recognised by the Authority pursuant to paragraph 7.3.55; has the same meaning as in regulation 2 of the Securities and Futures (Financial and Margin Requirements for Holders of Capital
    • to calculate its credit risk-weighted exposure amount; has the same meaning as in section 2 of the Securities and Futures Act (Cap. 289); has the same meaning as in section 2 of the Securities and Futures Act (Cap. 289); means (a) any entity holding a capital
    • exchange securities firm securitisation securitisation exposure securitised exposure segmentation servicer (b) any entity that is approved, licensed, registered or otherwise regulated by a regulatory agency other than the Authority to carry out activities permitted under a capital
    • MAS
    • Consultations

    Last revised date:

    Proposed Legislative Amendments to Enhance the Resolution Regime for Financial Institutions in Singapore
    • licensed trade repositories and licensed foreign trade repositories; Part III Division 5 in relation to approved clearing houses and recognised clearing houses; Part IIIA Division 2 in relation to approved holding companies; Part IV Division 1 in relation to holders of capital
    • MAS
    • Consultations

    Last revised date:

    Policy Consultation on Margin Requirements for Non-Centrally Cleared OTC Derivatives
    • Question 3: Investment funds domiciled in Singapore and CMSL holders should not be subject to margin requirements as they typically 26 Schroder Investment Management (Singapore) Ltd. -------- RESPONSE TO FEEDBACK RECEIVED - POLICY CONSULTATION ON
    • MAS
    • Consultations

    Last revised date:

    Second Consultation Paper and Response to Feedback Received on Proposed Revisions to MAS Notice 610 and MAS Notice 1003 - Submission of Statistics and Returns
    • Markets Services Licence Entities Classified Assets The outstanding amounts comprise principal and accrued interest For the purpose of Appendix C1 Annex 3 reporting, Capital Markets Services Licence entities should not be included in "Banking Group".
    • charges, alleged mis-selling or product mis-representation of investment advisory services related to FAA related products, online securities trading and funds transfers should be reported under Retail Banking Business activity. 7 Business Lines - Retail Banking Appendix J -------- 8 9 Capital
    • MAS
    • Consultations

    Last revised date:

    Consultation Paper on Proposed Amendments to the Business Trusts Act
    • Act (Cap. 19) or a wholly-owned subsidiary of such a banking corporation (where wholly-owned subsidiary has the same meaning in section 5B of the Companies Act), whose business includes the provision of nominee services and who holds units in that capacity; (b) a person holding a capital
    • MAS
    • Consultations

    Last revised date:

    Consultation Paper on Proposed Guidelines on Environmental Risk Management for Asset Managers
    • Comments that are of the wider interest, together with MAS responses are set out below. 2 Scope and Applicability of Guidelines 2.1 MAS proposed to apply the Guidelines to all holders of a capital markets services licence for fund management and real estate investment trust management (REIT), and
    • MAS
    • Guidelines

    Last revised date:

    Guidelines on Risk Management Practices – Technology Risk
    • FIs All- 1 (a) approved exchanges; (b) designated clearing houses; (c) holders of a capital markets services licence; (d) recognised market operators which are incorporated in Singapore; and (e) persons who are approved under section 289 of the Securities and Futures Act to act as a trustee