Showing 4746 Documents for "recognised market operator"

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    • MAS
    • Parliamentary Replies

    Last revised date:

    • Of more than 60 Recognised Market Operators currently regulated by MAS under the SFA, only three offer the trading of securities tokens, and with very small trading volumes. Recognised Market Operators are also not allowed to offer their products to retail investors. 7.      
    • MAS
    • Notices

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    • Supervision of Participants 3 A recognised market operator listed in Annex A must have in place measures to ensure that the participants in Singapore of (a) any organised market operated by the recognised market operator comply with the rules of the recognised market operator; have in
    • MAS
    • Consultations

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    • This consultation seeks views on the proposed capital requirements to be imposed on locally incorporated Recognised Market Operators Response VIEW DOCUMENT Response to Feedback Received on the Proposed Amendments to the Capital Requirements for Locally Incorporated Recognised Market Operators (964.1
    • Annex B INTRODUCTION NOTICE ON CAPITAL REQUIREMENTS FOR RECOGNISED MARKET OPERATORS (To be issued to each locally incorporated recognised market operator) 1 1.1.
    • REQUIRMENTS FOR LOCALLY INCORPORATED RECOGNISED MARKET OPERATORS Annex B S/N 1 Respondent Joint response from - HGX Pte.
    • MAS
    • Consultations

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    • market operator, approved clearing house, recognised clearing house, licensed trade repository or repository, or designated clearing house, whether or not he holds any share in the share capital of the approved exchange, recognised market operator, approved clearing
    • market operator" means a corporation that is recognised by the Authority under section 8 (2) as a recognised market operator; "trading in futures contracts" has the meaning given to it in the Second Schedule; "transaction information" means information relating to (a)
    • market operator or an exempt market operator, in its capacity as an approved exchange, a recognised market operator or an exempt market operator, respectively; (b) for the purposes of Part IIA III, a person who, under the business rules of an approved clearing house or a recognised
    • MAS
    • Consultations

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    • Consultation Paper VIEW DOCUMENT Consultation Paper on Proposed Exemptions for Approved Exchange and Recognised Market Operators that provide certain Clearing and Settlement services (230.9 KB) CONSULTATION PAPER P004 - 2022 July 2022 Proposed Exemptions for Approved Exchanges and Recognised Market
    • MARKET OPERATORS THAT PROVIDE CERTAIN CLEARING AND SETTLEMENT SERVICES 1 Preface 1.1 The Monetary Authority of Singapore (MAS) sets out in this consultation paper the proposed exemption for an approved exchange or recognised market operator that provides certain clearing and settlement services
    • This consultation seeks views on the proposed exemption for an Approved Exchange or Recognised Market Operator that provides certain clearing and settlement services from being regulated as an Approved Clearing House or Recognised Clearing House.
    • MAS
    • Consultations

    Last revised date:

    • CONSULTATION PAPER P010 - 2018 May 2018 Review of the Recognised Market Operators Regime Monetary Authority Of Singapore 1 -------- CONSULTATION PAPER ON REVIEW OF THE RECOGNISED MARKET OPERATORS REGIME 22 MAY 2018 Contents 1 Preface ........................................
    • MARKET OPERATORS REGIME 22 MAY 2018 1 Preface 1.1 The Monetary Authority of Singapore (MAS) currently regulates market operators under two categories, namely the approved exchanges (AEs) and the recognised market operators (RMOs).
    • Monetary Authority of Singapore 15 -------- CONSULTATION PAPER ON REVIEW OF THE RECOGNISED MARKET OPERATORS REGIME 22 MAY 2018 Annex A LIST OF QUESTIONS Question 1.
    • MAS
    • Consultations

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    • Response VIEW DOCUMENT Response to Feedback: Draft Regulations for Trade Repositories and Clearing Facilities (245.2 KB) Consultation Paper VIEW DOCUMENT Consultation Paper on Draft Regulations for Trade Repositories and Clearing Facilities (226.8 KB) RESPONSE TO FEEDBACK RECEIVED DRAFT REGULATIONS PURSUANT TO THE SECURITIES AND FUTURES ACT FOR TRADE REPOSITORIES AND CLEARING FACILITIES 1 Introduction 1.1 On 10 January 2013, MAS issued a consultation paper inviting
    • MAS
    • Guidelines

    Last revised date:

    • Guidance on the assessment criteria and application procedures for approval of arrangements under Regulation 32CB and the MAS’ supervisory expectations in relation to approved arrangements under the ACMF Professional Mobility Framework. These Guidelines are issued pursuant to section 64 of the Financial Advisers Act (Cap. 110) [“the Act”] to provide guidance on an application for approval of an arrangement under regulation 32CB of the Financial Advisers Regulations (Rg 2) [“Regulation 32CB”]. These
    • MAS
    • Consultations

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    • exchange or a recognised market operator
    • , recognise the Singapore corporation as a recognised market operator
    • exchange or recognised market operator, as the case may be
    • MAS
    • Consultations

    Last revised date:

    • procedure or trading practice of the recognised market operator, including those resulting from any system failure; (e) the recognised market operator becoming aware of any acquisition or disposal by any person of a substantial shareholding in the recognised market operator.
    • A recognised market operator shall make available to any person upon his request, or publish in a manner that is accessible , information on (a) all services of the recognised market operator; (b) all products available on the organised markets that the recognised market operator operates
    • market operator