Regulations for Registered Fund Management Companies (RFMCs)

What are the regulations in Singapore that apply to Registered Fund Management Companies (RFMCs)?


  • Some of the key relevant regulations are:

    According to MAS (Compliance Toolkit)
    last revised 02 July 2021

    • Securities and Futures Act (Cap. 289) (SFA). Specifically, the following parts of the SFA:
      • Part IV Holders of Capital Markets Services (CMS) Licence and Representatives
      • Part IX Supervision and Investigation
    • Securities and Futures (Licensing and Conduct of Business) Regulations (LCBR) (Rg. 10)
    • Registration conditions1 imposed on Registered Fund Management Companies (RFMCs)
    • Guidelines on Licensing, Registration and Conduct of Business for Fund Management Companies