Regulations for Registered Fund Management Companies (RFMCs)

Some of the key relevant regulations are:

According to MAS (Compliance Toolkit)
last revised 02 July 2021

• Securities and Futures Act (Cap. 289) (SFA). Specifically, the following parts of the SFA:
  • Part IV Holders of Capital Markets Services (CMS) Licence and Representatives
  • Part IX Supervision and Investigation
• Securities and Futures (Licensing and Conduct of Business) Regulations (LCBR) (Rg. 10)
• Registration conditions¹ imposed on Registered Fund Management Companies (RFMCs)
• Guidelines on Licensing, Registration and Conduct of Business for Fund Management Companies